In the Ottoman/Turkish context, it may be explicable to use
the word ―they‖ rather than ―other‖. Before the 19th century, the ―Turks‖ (and ―Muslims‖) did know the ―others‖
without necessarily ―otherizing‖ them as ―they‖.
This was because
they did not previously
101 Zürcher, Erik
Jan, ―The Young Turks-Children of the Borderlands ?‖, International Journal of Turkish Studies, vol:9, 2003, pp. 275-286.
102 For a discussion of ―we‖ in Ahmed Cevdet
Pasha, see Neumann,
Christoph K, ―Whom Did Ahmed Cevdet Represent ?‖, in The Late Ottoman Society, Elizabeth
Özdalga (ed.), London; New York: RoutledgeCurzon, 2005.
perceive a ―threat‖
from them. ―Other‖
was safely distant
and unthreatening to ―us‖ never posing the danger of mingling with
―us‖. In the old order, everybody knew their place, as did non-Muslims. The
passing of the old order severely shattered the non-Muslim communities as well.
Once the old hierarchical order was shattered, the non-Muslim entities became
legitimate rivals with equal or higher chances to outdo Muslims in a free (and
Darwinian) competition103. The process of realizing the competitive advantages of the
outsiders of yesterday became the cement of the emergence of an awareness of
belonging to a community for Muslims (of Turkish and non-Turkish
origin). It may be argued that, as
the Muslim populace lost its natural/naturalized and inherited superiority, the
psychology of entrenchment put the
seeds of a sense of nationalism in search of an identity.
This development was visible in the localities. However,
such conceptualizations/categorizations were to remain local phenomena unless
an external force was to be exerted.
It was a ―central project‖ to ―politicize‖ these local senses of belongings and
unite unrelated developments and incorporate them into one single grand
narrative.104 Apparently, ―nation‖ is a political concept by
definition. However, it is built on non-political themes. It may be
―artificial‖ in its political construction, though this political construction
builds on genuine non-political concerns and social-economical realities. If we
define modernity as the politicization of what had been non-political,
publicization of what had been private; then nationalism was arguably the main protagonist of this transformation.
103 For a critique of the Balkan historiography regarding the Ottoman
Empire, see Adanır, Fikret & Faroqhi,
Suraiya,―Introduction‖, in Adanır, Fikret & Faroqhi, Suraiya, The Ottomans and the Balkans: A Discussion
of Historiography, Leiden; Boston; Brill: Brill, 2002, pp. 40-44. Also see
Daskalov, Rumen, The Making of a Nation
in the Balkans: Historiography of the Bulgarian Revival, Budapest, New
York: Central European University Press, 2004.
104 For the discussion of how diverse
Greek regional communities with different languages, cultures and memories like
Pontus Greeks, Capadocian Greeks, Cypriotic Greeks were assembled together and
incorporated into a single Greekness by the policies of 19th century Greek government and intellectuals
and managed by Greek schooling and other mechanisms, Kitromilides, Paschalis,
―Greek Irredentism in Asia Minor and Cyprus‖, Middle Eastern Studies, (26:1), 1990, pp. 3-17.
The existence of local rivalries does not necessarily
bring out the politicization of the concepts of nation and belonging105
as well as the form of its politicization106 although it is a fact that with the advent of the modern age, ―knowledge
of human behaviour. became
nationalized and universalized. Events that occur in isolated
villages and hamlets or on the city streets have become subject to placement in
categories and contexts previously unknown to or incidental to the lives of
those who experience them.‖107 We may observe that, the ethnic
tensions and atrocities in the Balkans before reaching its climax during the
Balkan Wars established the founding memories of Turkish nationalism. The
sufferings and the subsequent exiling
of the Turkish/Muslim civilians in the Balkan Wars was arguably the apex of
this process. 108
Here, a very critical dimension had to be reintroduced.
As claimed above, it is not possible to speak of the existence of a certain
single ―Turkishness‖ within the Ottoman geography. ―A certain idea of
Turkishness‖ can be constructed along with a certain conception of
territoriality and the existence of an undisputable center. A well-know
response of Fuad Pasha to the British ambassador to Constantinople, Stratford
Canning as quoted in Cevdet Pasha‘s ―Tezakir‖
illustrates this perception: ―The
integrity of the Ottoman Empire is founded on four premises. As long as these
four premises are retained, it progresses. In the absence of any of these
premises, it can not be held. These premises
are as follows: the nation of Islam,
the Turkish state,
the dynasty of the Ottomans
and
105 For the
evolution of local rivalries and aggressions into the ethnic hatreds during and
after the Balkan Wars see the report of the Carnegie Report. The Other Balkan Wars: A 1913 Carnegie
Endowment Inquiry in Retrospect, Carnegie Endowment for International
Peace, 1993. For the violent crashes and feuds between Bulgarians and Greeks
within villages and communities before the outbreak of Balkan Wars and
throughout the Hamidian era, see
Dakin, Douglas, The Greek Struggle in
Macedonia, 1897-1913, Thessaloniki: Institute for Balkan Studies, 1966, p.
45.
106 For example left-wing political identities derived in many cases
from local enmities as it happened in
the post-WW II Greece, Italy and France. Accordingly, the endorsement of right
and left political stances were derivations of non-political and pre-political
cleavages. See Kalyvas, Stathis, ―Red Terror: Leftist Violence during the
Occupation‖, in After the War was Over,
Mazower, Mark (ed.), Princeton: Princeton University Press, 2000, p. 176.
107 Brass, Paul, Theft of an Idol, Princeton: Princeton University Press,
1997, p. 4
108 For the impact
of the Balkan Wars on the production of Turkish memory, see the short stories
of Ömer Seyfeddin such as Beyaz Lale,
Primo Türk Çocuğu and Bomba.
Istanbul as its capital.‖ (Devlet-i Aliyye dört esas üzere müesses olup bunlar ile her nasıl
istenilir ise idaresi ve ilerlemesi kabil olur ve bunlardan kangısı nakıs olur
ise idare kabil olmaz. Dört esas budur. Millet-i islamiyye devlet-i türkiyye
salatin-i osmaniyye payitaht-ı Istanbul.109)
To be able to incorporate rivers Vardar and Arax within
the same imagination, a deux ex machina
is necessary. It may be argued that, it was the ―myth of Istanbul‖ around which the
idea of Ottoman/Turkish imagery/ideal was constructed. It was a pivotal element
that enabled the flourishment and consolidation of an encompassing Turkishness
within a wide geographical setting. Apparently, Istanbul symbolized the
grandeur of the Ottoman imperium. Here,
the symbolism of Istanbul can be taken as the ―primacy of politics‖ (i.e.
external interference of the center) which facilitated the unification of the
various strands and embodiments of Turkishness. This was yet another instance
of the critical role of the imperium in the making of the political Turkish
ethnie.
Thus, the making of the Turkish nation and a single
Turkish ethnie eliminating local differences was an amalgamation of different
processes in progress. It is impossible to dissociate any of these constitutive elements of Turkish
nation and nationalism. The center needed the peripheral forces; however, the
peripheral forces were to remain politically negligible unless stimulated and
manipulated by the center. Regarding the making and development of Turkish
national awareness and Turkish nationalism, there was no one single storyline
in progress but different plots developing independently within the storyline
to be intersected at a later point in time in the storyline. The imperial
center was the reference point both for the peripheral developers of Turkish nationalism
and the intellectuals situated in Istanbul and served as the unifier of these
different storylines.
1.1.
Ruling Elite of the Tanzimat
At this point, it is necessary to undertake an analysis of the
Tanzimat ruling elite. In order to make such an analysis, a meticulous and
extensive work is to be undertaken; here two
different clusters referring
to two different generations, socializations and upbringings,
109 Cevdet Paşa, Tezakir, Ankara: Türk Tarih Kurumu, 1986,
Vol I, p.85.
will be proposed. The two clusters proposed are that of the Tanzimat
generation and the Young Turk generation110. These clusters will
constitute models similar to the Weberian ideal types. In reality, they
resemble and overlap with each other as much as they diverge. The
transformation of the former to the later and transitional figues defying such
a reductionism and duality are also observable, especially in the outlook of
the bureaucrats of the late Hamidian
era111. The complete detachment of these two clusters (generations)
would only conceal the Tanzimat origins of the Young Turk era. Furthermore,
this study aims to emphasize the evolution of a structure of mind rather than
to assess the generational change in
terms of ―the revolt of sons against their fathers‖. This study focuses on what
we will call the ―Tanzimat generation‖ and discusses the ―Young Turk‖
generation when necessary. In the next chapters, it will be attempted to be
demonstrated that, the diplomats of the Hamidian Foreign Ministry were very
much representative of their Tanzimat generation in their upbringing,
socialization and mental structures.
We may also divide the Tanzimat generation into two
distinctive sub-groups. In our scheme, ―the early Tanzimat elite‖ was comprised
of the higher echelons of the imperium from 1840s onwards who received limited
and informal education, lacking professionalism
and pursuing precarious careers. The Hamidian generation (the other sub-group
of the Tanzimat generation) displayed the gradual maturation of the Tanzimat
elite comprised of bureaucrats with more or less formalized educational
backgrounds benefiting from the educational opportunities provided by the late
Tanzimat reforms and holding clearly defined public offices and smooth careers.
With the Hamidian era, it may be said that, the reforms of Tanzimat had widened
to encompass the entirely of the state structure. Therefore, a modern
bureaucracy, structured to a certain degree in terms of merit and formal
education, became visible
(albeit with limitations) as
a gradual development of the
Tanzimat. However, the nature of the Hamidian
bureaucracy has to be qualified.
The 19th
110 By ―Young Turk generation‖, we do not refer strictly
to the Young Turks and Unionists.
By ―Young Turk generation‖, we refer
to the generation that grew up in the late 19th century, educated in the
Hamidian imperial schools, socialized in a particular cultural and intellectual
milieu and became much more equipped with Western and modern knowledge and vision.
Thus this category
subsumes the bulk of the young bureaucrats of the Hamidian era.
111 For example, see Çetinsaya, Gökhan, Ottoman Administration in Iraq, 1890-1908,
London; New York: 2006, p. 71.
century bureaucratic culture hardly resembled the 20th
century formal and impersonal bureaucratic culture. Instead, it relied
predominantly on personal connections, thrusts and skills acquired less based
on formal education but more on cultural socializations. It may be observed that the preexisting
agrarian-coercive ruling elite reinvented itself as the bureaucratic elite and
assumed bureaucratic offices.112
Here, we are using the term, ―ruling elite‖, a rather
ambiguous term. This term has to be precisely defined. By the term ruling
elite, I mean a group of people who had reached the higher echelons of the Ottoman polity by merit, blood or mere chance
and felt secure to transfer their
wealth and prestige to their descendents. Şerif Mardin, in his classic book
convincingly argued that by the time of Tanzimat or by the late reign of Mahmud
II, there was an emerging self-consciousness and recognition of the idea of
being a closed ruling elite with proper education and skills that was motivated
and felt responsible for the maintenance and upholding of the Ottoman
polity, taking the ultimate
responsibility for the destiny of the Ottoman polity from the
sultan.113
This elite was not a hermetically closed community. It
allowed and even encouraged new recruits. However, that does not mean that it
was a completely ―open‖ system welcoming any new member emphatically. A very
important condition for admission into the ruling elite was the capacity and
willingness to endorse the necessary mores, code of conduct, values and
motivations of the governing elite and the state. In short, the new recruit had
to attain the same ethos. Generally, this requirement did not generate such a
drastic obstacle because the required education and training did infuse the
relevant mores, and the new graduates learned not to pose serious challenges to
the ideological pillars of the state
structure. They willingly and enthusiastically assimilated themselves.
It is important to observe that many subjects of the sultan
were unfavorable candidates to be admitted into the state elite due to their
inappropriate ethnic, confessional or social backgrounds. Though, many from the
unfavorable ethnic and communal groups were incorporated into the ruling
elite, the extent
of incorporation among
these ―unfavorable
112 See Akarlı,
Engin Deniz, ―The Tangled Ends of an Empire: Ottoman Encounters with the West
and Problems of Westernization—an Overview‖, Comparative Studies of South Asia, Africa and the Middle East, 26.3
(2006), pp. 353-366.
113 Mardin, Şerif, The Genesis of Young Ottoman Thought,
Syracuse: Syracuse University Press, 2000, pp. 110-112.
groups‖ remained limited. It is possible to imagine that this discrimination
tacitly and implicitly contributed to
the realization of a belonging to a certain
(national) identity which generates a sympathy with the population with whom they supposedly share the same ethos
and same (notorious) fate in the context of the collapse of the empire which,
incidentally, also threatened their material and non-material interests and
dignity. The proposition could be made that an imagination of a cross-class community sharing commonalities was forged in this
process.
The new recruits faced few practical problems in their
conversion and assimilation to the state and the state elite. Of course, they
were to encounter severe grievances and injustices as they were the new
recruits to be sidelined and abused by the more privileged in the highly corrupted statecraft of the
late Ottoman Empire. The Ottoman establishment was a conservative/patriarchal
polity in which newcomers were not welcomed enthusiastically. That is, they were to
be admitted to the governing elite although they were not acknowledged as equal as others.
However, such mistreatments and discriminations derived partially from personal
rivalries as a consequence of the gerontocratic and patriarchal understanding
of statecraft which esteemed age and seniority and therefore would be outdone
with the gradual promotion within the state bureaucracy.
On the other hand, the governing elite in the late
Ottoman Empire was always ―in the making‖ and continued to be ―in making‖
throughout the early republic as the number of bureaucrats and the students
studying in the imperial colleges of the Empire continued to rise exponentially
in every generation. Every new generation of officials redefined the nature and
build up of the Ottoman bureaucracy and polity although never radically altering its characteristics. Thus,
continuity within changes is visible. The problem of failing to inject the
ethos to the new recruits arose in the late Hamidian era when the education
began to fail to mold the recruits with an appropriate upbringing. The new
generation became disenchanted with the acclaimed ethos of the empire. The new
generation demanded the modification of Ottoman ideological build up and
rejected the ethos introduced to them in their training. Though, the main
premises of the new generation were
not destructive to the thrust of the imperial discourse.
1.2.
The Elite-Formation and Identity-Formation Processes of the Tanzimat
It is important to emphasize that it is possible to
speak of such a self-conscious state elite for the first time in the two
decades just preceding the Rescript of Tanzimat (Reform) which ensued the
proclamation of the Rescript. With the Tanzimat, dignitaries were assured that they would not be arbitrarily
beheaded and their wealth and property not be confiscated as a consequence of
their dismissal from office.114 The recognition of the maintenance
of personal wealth after dismissal from office with the Rescript of Tanzimat
also brought a new self-understanding of this elite. Previously, wealth,
property and honor were seen as an imperial grant and therefore bound to the
imperial grace. The state made the man and thus the beneficence endowed by the
state may be revoked once the grace is withdrawn. With the termination of
confiscations, the grandees‘ pomposity began to belong solely to the
individuals themselves. Such a guarantee and acknowledgement of the right to
retain their property and wealth turned this ―grouping‖ for the first time into
a class-for-itself (in a non-Marxian sense). This does not mean that with the
state‘s (or sultan‘s) recognition of the irrevocability of the wealth, this
elite became relatively detached from the state. On the contrary, we may argue
that, with the assurance of their possessions, they became
associated/identified with the state even more closely since the legal
recognition of their possessions meant that their wealth, prestige and
reputation became bound to the survival and well-being of the Ottoman state.
Thus, now, they had a major stake in the future of the Ottoman state for the
first time.115
114 For a conscious
advocacy of the importance of the assurance of the civil officialdom see Sadık Rıfat Pasha‘s Müntehabat-ı Asar, quoted extensively in
Mardin, Şerif, ibid, pp.179- 190.
115 For a parallel and comparative ―emergence of an aristocratic caste‖
in the absence of official recognition of aristocracy, the Turkish aristocracy
in Egypt is a very instructive example. The Turkish caste which derived its
power not from holding land and property but
from holding technical and bureaucratic knowledge and its domination of
military and civil bureaucracy, establishment itself in the reign of Muhammed
Ali and consolidated its power throughout the nineteenth century. Its supremacy
was derived from functional and cultural origins. For a discussion of this
peculiar aristocratic caste, see Grant, Samuel Becker, Modern Egypt and the Turco-Egyptian Elite, unpublished dissertation,
University of Michigan, 1968, pp. 47-48, 88-90.
In the late Ottoman Empire, as a residue of the
pre-modern political-economical order and pattern, wealth continued to be
distributed and redistributed not according to the ownership of capital and holding of means of production but according to the
control of the political power.
The distribution of the capital
was not determined as a function
of relations of capital but as
a function of relations of political power.
Marx is criticized for disregarding the importance of
the mechanisms of distribution and redistribution and the prominent role the
owners of the means of distribution and redistribution assumed in the economic
sphere although it was Marx himself who vividly demonstrated the unprecedented transformative power of forces of capital with the onset of capitalism (i.e. modernity). Contrary
to Marx, we may argue that, before the advent of modern age, regardless of who
made the actual production, the power laid with the political authority. It was the coercive mechanisms of the
political authorities that could be able to extract the surplus from the
producers and the owners of the tools of production based on their legitimate
rights drawn on the divine grace and customs.116 So, we may argue
that, whoever generated a certain surplus within the Ottoman lands, the
ultimate profiteer and ultimate accumulator of surplus was the political
authority. The social group who benefited from the accumulation of wealth in
the treasury was the state elite, the persons who held the key positions in the
state‘s extraction of wealth.
Moreover, before the Industrial Revolution, productivity and
efficiency was minimal and production created only very little surplus.117
That means, the best option to accumulate
wealth was not intensive production (unless there was a gigantic market demand like in the Roman Empire)
but plunder and tribute.
Therefore, military activity
was the quintessential occupation to accumulate wealth. Simply put, warfare
was not only an economic activity in pre-modernity but it was also the most
profitable business. Apparently, the military entrepreneurs and contractors like Wallenstein were amassing
116 Randall Collins names this mode of social order as
―agrarian-coercive‖. Collins, Randall, Macrohistory,
Stanford: Stanford: Stanford University Press, 1999. For Collins, the chief
benefaciaries of this order were those who held the tools of (material and spiritual) coercion like states, land and
monasteries. In this order, it was not the market but the coercive mechanisms
that determined the production and distribution of wealth.
117 For a very good demonstration of the role and meaning of warfare in
the context of early medieval Europe,
see Duby, Georges, The Early Growth of
the European Economy, Ithaca: Cornell University Press, 1978.
enormous amount of wealth and were the successful businessmen of
their time.118 This analysis establishes that the possessors of the right to use violence and
coercion and not the producers of material goods were more likely to
be ―elites‖ even in economical terms. The state
itself was also an economic activity and a mechanism to extract and transfer
wealth. Moreover, the state was a privilege of those who claimed it for
themselves and therefore benefited from its material advantages.
While discussing the transitional period of the Ottoman
statecraft from a medieval self-interested
and self-oriented organization to a ―patron state‖ claiming to represent and
uphold the benefit of all its subjects (and land), Ehud Toledano defines the
classical and transitional Ottoman state as follows:
―If ‗state‘
is taken to reflect a well-integrated modern
entity then
this is not what the
Ottoman Empire
was during the period reviewed in this book (19th century-DG). Rather, it was a
―compound‖ polity, made up of a coalition of interest groups that formed its
imperial elite. That elite was mostly male and Muslim, multiethnic, kul/harem
and freeborn, military-administrative-legal-learned, urban and rural,
officeholding and propertied, Ottoman-imperial and Otoman-local. It is in that sense
of a composite
polity that we use here the term Ottoman ‗state‘ which also jibes with the notion
of a ‗classical tributary empire‘....(It) consisted of ―segmented, loosely
integrated, and partly overlapping forms of power and authority.‖119
The description of Ehud Toledano fits well with our Marxian
framework which presupposes not a well-knit and perfectly organized exploitative elite but a conglomerate of various clusters with different inclinations and orientations
sharing a common interest and assembled as a compromise in this joint venture.
Toledano makes the point that in contrast to the rhetoric of Tanzimat, this
organization did not change considerably throughout the 19th century although it was on its way to transform itself into a ―patron state‖,
especially by the Hamidian era. It
is also important to note that, this transition was arguably managed without disturbing the interests
of the ―ruling elite(s)‖.
118 For Wallenstein,
see Mann, Golo, Wallenstein: His Life
Narrated, Rinehart & Winston, 1976.
119 Toledano, Ehud, As if Silent and Absent: Bonds of
Enslavement in the Islamic Middle East,
New Haven: Yale University Press, 2007, pp. 108-9.
Of course, here it will not be intended to make a
comprehensive and all-encompassing Marxian analysis of the Ottoman state elite.120
However, it is important to construct an operational framework to comprehend
the dynamics of the (trans)formation of the19th century Ottoman state elite.
Here it is argued that, given that the structure and patterns of Ottoman
political organization were favoring Muslims (and even more so Turks121)
in admitting them into the elite and including them, this Marxian scheme can be
seen as illustrating the foundations of the making of the Turkish nation forged
around the pivot of Ottoman polity. Here, it is argued that, the effort and
urge to safeguard the economical system maintained throughout the several
Ottoman centuries contributed to the generation of a Turkish/Ottoman national
awareness and subsequently nationalism to flourish throughout 19th century and onwards.122 In other words, the very Turkish nationalism was
120 For the conceptualization
of the pre-modern Middle Eastern elites by themselves and by
the people, see Ayalon, Ami, Language and
Change in the Arabic Middle East, Oxford: Oxford University Press, 1987,
pp. 52-68.
121 Turks were began to be perceived as early as early nineteenth
century. While the Ottoman Empire was establishing the new conscript army after
the abolishment of Janissaries, non-Turks were seen as unreliable and therefore
Asakir-i Mansure-i Muhamediye was formed
of predominantly Turkish
populace. See Erdem,
Y. Hakan,
―Recruitment for
the ‗Victorious Soliders of Muhammad‘ in the Arab Provinces, 1826-
1828‖,Gershoni, Israel & Erdem, Y. Hakan, Woköck, Ursula (ed.), Histories of the Middle East, Boulder;
London: Lynne Rienner Publishers, 2002, pp. 189-206.
122 Although obviously nations did not exist as fixed entities
throughout history, this does not mean that nations were created in the
beginning of the modern age ex nihilo. In this sense, nations are genuine not
because they did exist before the modern age but because they were constituted
not as a manipulations of sinister puppet masters but constituted spontaneously
due to the impelling of the dramatically changing circumstances. Nation- making
process was the amalgamation of responses to the very recent developments and
therefore ―nations‖ have their genuineness. Based on an economical explanation,
nation- formation resembles the class-formation. Michael Mann explains fascisms as a formulation
of class war, for example in countries such as Poland, Austria (and Germany to
a less extent) Jew constituted a very high percentage of the practitioners of
liberal professions and economical
enterprises. In this context, anti-semitism emerged as an expression of class hatreds and class prejudices. It was
also an expression of the have-nots against the haves. (see Mann, Micheal, Fascists, Cambridge, U.K. : Cambridge
University Press, 2004). Mann interprets the genocides again as the ultimate expression of class envies.
―Ethnic hostility
rises where ethnicity
trumps class as the main form of social stratification, in the process capturing
and channeling classlike sentiments towards ethnonationalism‖ (Mann, Michael, The Dark Side of Democracy, Cambridge,
U.K. : Cambridge University Press, 2005, p.5) Mann criticizes theorists of nationalism such as Brubaker, Hutchinson
partially an effort of the beneficiaries of the political/economical
structure to hold on to their medieval state privileges at a time when revolutionary
transformations of economic and political environments took place.
The expropriation of the domestic produce was no more possible
in the age of imperialism, foreign intrusion and the internationalization of
Ottoman economy. Although with the introduction of machinery, the surplus
obtained in production had boomed exponentially, the Ottoman state lost its
privileged share in the distribution of the surplus obtained. Market forces and
foreign merchants began to get increasing shares from the aggregate surplus and
thus weakened the significance and pivotal status of the Ottoman polity and its
shareholders. The role of the state in economical relations declined and
destroyed the economic privileges of the beneficiaries of the Ottoman polity.123
This process was expected in the age of the emergence and predatory expansion
of the market. Although countries such as Britain had increased their power
with benefiting from the expansion of the market, Ottoman polity perceived
market as its binary opposite. With the marketization process, economic
relations could no more be determined along ethno/religious identities and
communities in the age of market in which everything solid melted into the air.
Market in Europe demolished all socially constructed structures and communities
such as guilds and aristocracy.124 The Ottoman center elite, holding
onto the classical perceptions, tried its best to perpetuate
the economical relations as they used to be
and Smith for
completely neglecting the class relations in the making of nationalisms. He
also criticizes those who see class as something materialistic and nations
something emotional such as Connor and Horowitz. (p.5) Although here Mann
points outs the dynamics of class in the making of nationalisms, the class
dimension is significant in the very making of the nations as well. In the
Balkan nationalisms and the Turkish one, this interrelation was even more
significant.
123 Pamuk, Şevket, The Ottoman Empire and European Capitalism,
1820-1913, Cambridge, U.K. :
Cambridge University Press, 1987, pp. 9-10; Quataert, Donald, ―The Age of
Reforms, 1812-1914‖, in Faroqhi, Suraiya & McGowan, Bruce & Quataert,
Donald & Pamuk, Şevket,
An Economic and Social History of the Ottoman
Empire, Cambridge,
U.K. : Cambridge
University Press, 1997, v. II, pp. 762-63; Küçükkalay, Mesud A, Osmanlı İthalatı: İzmir Gümrüğü 1818-1839,
İstanbul: Kitap Yayınları, 2007, p. 37; Kasaba, Reşat, The Ottoman Empire and the World Economy: The Nineteenth Century, New York: SUNY, 1988.
124 It may be interesting to recall Karl Polanyi‘s portrayal of the
dissolution of all medieval social constructs and the crisis of the Ottoman
state‘s imagination of the new age of market.
and depended on politically, socially and culturally constructed
categories and distinctions. The fact that Muslims (and primarily Turks) were
the beneficiaries of the pre-modern economic organization and it was the
non-Muslims who benefited from the marketization of economy ensued the
ethnicization of the economic transformation and thus the economic cleavages (such as in the case of
Balkan peasant rebellions in which Christian peasants rebelled against the
Muslim landowners throughout 19th century) caused the formations of
ethnic symbolisms and identities.
In the Ottoman Empire, the askeri class/reaya distinction
had already collapsed in the 17th century if it had ever existed in
its perfect form.125 The devşirme system also had collapsed by
the late 17 century. By 19th century, all the constructed and
imagined social structures and distinctions were in retreat and on the verge of collapse. In the pre-Tanzimat
period, ―there was nothing like one Ottoman
elite, there were a number
of them, and some
of the elite groups would have had no place in the sixteenth-century concept of askeri; it is sufficient to mention as examples the tax-farming
provincial notable, the non-Muslim kocabaşı
(local or regional community leader) the Phanariot hospodar or the Armenian money-lender of substance who belonged to
the group of people called amira.”126
In this period, we also observe the emergence of an ulema aristocracy.127 ―Aristocracy‖ here is meant a closed community enjoying the
advantages of entitlements and
stubbornly keeping the community
intact. This privilege was maintained due to the ulema‟s
divine/exceptional status. The ulema had
managed to avoid outside interferences and meddling, be it sultanic or
otherwise. The ulema aristocratic
families managed to hold onto a common interest, a certain sense of class-for-itself. In short, we can speak of a fragmented and subcontracted
125 For an
assessment of the askeri class in the
classical age Fleisher, Cornell, Bureaucrat
and Intellectual in he Ottoman Empire: Historian Mustafa Ali, Princeton:
Princeton University Press, 1986.
126 Neumann, Christoph
K, ―Whom Did Ahmed Cevdet
Represent ?‖, in The Late Ottoman Society, Elizabeth Özdalga
(ed.), London; New York: RoutledgeCurzon, 2005, p. 117. For an overview of the
Ottoman elite in the post-classical age up until the Tanzimat, see Christoph K.
Neumann, ―Political and Diplomatic Developments‖, in The Cambridge History of Turkey Vol. III, Suraiya N. Faroqhi (ed.),
Cambridge, U.K. : Cambridge University Press, 2006, pp. 44-62. Especially see
pages 52-3.
127 Zilfi, Madelaine C, The Politics of Piety, Minneapolis: Biblioteca İslamica, 1988, p.
46.
ruling elite, not consistent with a legal framework, that survived
throughout the 19th century, basically dependent on the Ottoman
state.
However, whatever the reconfiguration
and reality of the Ottoman governing elite
may be, the social imagination that society was split between those who are ruled (subjects) and those who
rule (masters) persisted well until the early 19th century and state
continued to be imagined as a
―privilege‖. This division may be formulated in quasi-Marxian terms as between
owners of the means of distribution and redistribution and those who do not own
means of distribution and redistribution.128 In theory, this
division was determined by people‘s status/relation vis-a-vis the state. The askeri group was defined by its members‘
submission to a certain authority. It may be that all the members were seeking
their own self-interest but pursuit of self-interests of all the individual
members does not automatically entail the existence of a group interest. The
existence of strong and shabby factions attested by Abou-El-Hajj and others does not indicate
the existence of the presence of a bureaucratic aristocracy
primarily because they did not set the rules themselves. However, these
factions and rivalries had planted the seeds of the prospective emergence of a bureaucratic aristocracy and a state
elite.129 With the transformation of the Ottoman state, this group
evolved into an elite for itself although the use of physical violence in
intra-elite rivalries avoided the emergence of a unified and solid elite. The violent struggles
between factions severely cost the governing elite as a whole and its
development as a class.130
128 For an essay on some general characteristics of land-based
pre-modern aristocratic empires (in contradistinction to the commercial empires
of pre-modernity), see Kautsky, John, The
Politics of Aristocratic Empires, New Brunswick: Transaction Publishers, 1997.
129 For a comparative study of the early modern Ottoman Empire see
Abou-El-Hajj, Rifat Ali, Formation of the Modern State,
New York: State University of New
York Press, 1991.
130 The genealogical continuity was not a novel feature of eighteenth
century. Itzkowitz writes ―Another reality which
is revealed by a study of
careers and career opportunities in the empire is the tendency for sons to
follow in the careers of their fathers. This tendency for sons of Janissaries to become Janissaries, sons of
Ulerna to become Ulema, and sons of
bureaucrats to become bureaucrats was already well-established by the early
seventeenth century and in the course of the eighteenth century it appears that
it was getting to be awfully difficult
for sons to break with the career patterns of their fathers. To put it another
way, the Ottoman Empire may have been suffering from hardening of the career
arteries‖. (Itzkowitz, Norman, ―Eighteenth Century Realities‖, Studia Islamica, No. 16 (1962),
p. 91.
The bloody end of the Pertev Pasha-Akif Pasha conflict
terminated the use of violence and physical elimination of political rivals as
an effective method to advance in the hierarchy.131 The Tanzimat
brought out the mutual recognition of the inviolability of the basic rights of
life and property of the members of the governing elite as well as the
recognition of these essential rights of the individuals belonging to the
governing elite by the sultan. Hence, the Tanzimat paved the way for the emergence of a solid governing
elite with a number of families, each member occupying various chief posts of
the state.
Dror Ze‘evi speaks of ―the cunning hand of
history...(that) plays tricks on the protagonists.‖ Ze‘evi points out to the
self-destruction of the traditional kul (slave/servant
– of the sultan- DG) class by voluntarily dissolving the pre-national and
pre-modern (agro- literate) collective identity
through the official
nationalism of the Ottoman Empire.
―In the course of their
attempts to create a new political and social structure, the kul unwittingly
destroyed the foundations of the old one-their own.‖132 However,
regardless of the shift to a new
institutional model, I would suggest a genealogical continuity of the Tanzimat
elite with that of the pre-Tanzimat elite. Itzkowitz after studying the eighteenth century
Ottoman civil officialdom concludes: ―It is significant that the
bureaucrats were in the forefront of those who supported the reforms of Selim
III and Sultan Mahmud II in the late eighteenth and early nineteenth centuries.
The wearers of the fez and the long, black frock coat, the uniform of the bureaucracy
under Mahmud II, were the sons of the scribes of the eighteenth century, many of them in turn, descendants of the
scribes of the seventeenth century.‖133
Here, it is
claimed that with the diffusion of power from the political high-ranking posts
to the bureaucracy at large, civil servants prominence increased. Hence,
dissemination of power created a new grouping and identity.
131 For the bloody struggle between Akif Pasha and Pertev Pasha and its
drastic repercussions, see Findley, Carter, Ottoman
Civil Officialdom, Princeton: Princeton University Press, 1989, pp. 70-80.
This case is a very interesting showcase for the Foucauldian argument of the
replacement of bodily violence with non-physical mechanisms of violence.
132 Ze‘evi, Dror, ―Kul and
Getting Coller: The Dissolution of Elite Collective Identity and the Formation of the Official Nationalism in the Ottoman
Empire‖, Mediterrenian Historical Review,
1996( 11), p. 195.
133 Itzkowitz,
Norman, Mehmed Raghib Pasha: The Making
of an Ottoman Grand Vizier, unpublished
dissertation, Princeton University, 1959, p. 21 Itzkowitz also notes that
The dignitaries of the early decades of the Tanzimat
formed the first generation of these families who were predominantly scions and
descendants of minor (or major) clerks and military officers of the preceding
generation. Others were scions of provincial/peripheral elites moving to
Istanbul. In the next decades, we observe the second and third generation of
these governing elite families retaining the prominent roles of their families.
A genealogical revolution will take place only with the coming of the graduates of the imperial schools in the late nineteenth century although even after the
―democratization‖ of the education, a remarkable continuity is visible.
A proposographic study would show us the genealogies,
lineages and connections of the late Ottoman
elite.134 In this study, in the forthcoming chapters, this pattern
will
Roderick Davison
failed to recognize this continuity of the nineteenth century Ottoman
bureaucracy implying that Davison treats as if the Tanzimat bureaucracy had
came from outer space. Also see Itzkowitz‘s remarks in Itzkowitz, Norman &
Shinder, Joel, ―The Office of Şeyh-ül Islam and the Tanzimat-A Prosopographic
Enquiry‖, Middle Eastern Studies,
Vol. 8, No. 1 (Jan., 1972), p. 100. ―There is evidence to indicate that
bureaucrats who progressed rapidly after 1839 to attain high; but not the
highest, offices were the sons of Ottomans of low bureaucratic rank. In other
words, tanzimat did not open up
Ottoman status in any wholesale way to those who had not been Ottomans prior to
1839.‖ Avigdor Levy also underlines the persistence of the old elite. ―From a social
point of view, the new military leadership was fully
integrated with the older ruling class. It was this integration that had
assured the acceptance of Mahmud's reforms in the first place, for they had not
been accompanied by any social upheavals. This was an achievement of mixed
significance. The absorption of the old ruling elite into the new system was a
source of weakness in Mahmud's own time, for the transformation of a
traditional leadership into a modern one is a slower process than the creation
of a new elite. In the long run, however, the preservation of the old elite
became a source of strength(.).‖ Levy, Avigdor, ―The Officer Corps in Sultan
Mahmud II's New Ottoman Army, 1826-39‖, International
Journal of Middle East Studies, Vol. 2, No. 1 (Jan., 1971), p. 39.
134 Apart from various names articulated throughout this study, some
examples coming from local dynasties and prominent families are Yusuf Kamil
Pasha (İbnülemin Mahmut Kemal İnan, Son
Sadrazamlar, İstanbul: Dergah Yayınları, 1982 , p. 196) Hüseyin Avni Pasha (İbnülemin…., p. 483),
Gazi Ahmed Muhtar Pasha (Rifat Uçarol, Gazi
Ahmet Muhtar Paşa, İstanbul: Filiz Kitabevi, 1989, p. 7). (Istanbul or
local) Ulema was another source for
the recruitment of Tanzimat statesmen. Some figures were fathered by an alim
such as Münif Pasha (Budak, Ali, Münif
Paşa, Kitabevi, 2004, p. 4) and others came from prominent local ulema
families such as Fuad Pasha (İbnülemin…, ibid,, p. 149) and Ahmed Cevdet
Pasha (Fatma Aliye Hanım, Ahmed Cevdet
Paşa ve Zamanı, İstanbul: Kanaat Kütüphanesi, 1332, p. 7; Chambers,
Richard, ―The Education of a Nineteenth- Century Ottoman Alim, Ahmed Cevdet
Paşa‖, International Journal of Middle
East Studies, Vol. 4, No. 4 (Oct.,
1973), p. 440). Apparently, a significant portion
of the
attempted to be revealed in the case of the Ottoman diplomats and a
genealogical continuity from the
first generation of Tanzimat to the early republic will be attempted to be
established. What is more interesting than the genealogies extending from early
Tanzimat (and pre-Tanzimat) to the republic are the marriage connections. The marriage-
ties functioned as the glue of a somewhat closed community which delineated its
borders and strengthened its cohesiveness. The significant role of the
marriages will be revealed again in the case of the diplomats in the next
chapters of this study. The lineages and connections observable among the
Ottoman diplomats will also expose how this closed elite was integrated and how
well the closed elite perceives itself as a community with clearly drawn
borders and habits. Furthermore, marriages enabled this community‘s
perpetuation and adjustment in terms of welcoming newcomers from the newly
ascending segments of the society, which was in the process of capitalizing the
economic structure and the centralization of the state.
The emergence of a kind of cohesive
bureaucratic aristocracy and a state elite created
a certain sense of belonging. For the first time, the governing elite
constituted a certain community (imagined or real).135 The development of the notion of belonging
to a certain
Tanzimat elite
were fathered by prominent servants of state like Mustafa Reşid Pasha (Sicill-i Osmani, p. 1384), Mehmed Emin
Pasha (İbnülemin…ibid, p. 83), Mahmud Nedim Pasha (Pakalın, Mehmet Zeki, Mahmud
Nedim Paşa, İstanbul: Ahmet Sait Matbaası, 1940, p. 1).
135 The old paradigm equaled the advent of modern age with the decline
of aristocracy. According to this paradigm, in the new modern world,
aristocracy had no chance to live. Its
age-old privileges were abolished and therefore it was forced to be ousted from
the political scene. The monetarization and capitalization of the economy
destroyed the economic base of the aristocracy. However, this paradigm had been
questioned as the mechanisms the aristocracy developed to adapt itself to the
modern economy have been studied. The new studies acknowledge a significant
role to the aristocracy in the 19th century not only in Britain but also in France (and apparently Germany). See Higgs, David, Nobles in Nineteenth Century France, John Hopkins University Press,
1987. Hence, although in the Ottoman Empire we can‘t speak of an official
aristocracy in the European sense based on bloodlines, we may speak of an
aristocracy based on belonging to a respectable family with venerable
service to the state. In this regard,
we may reanalysis the
―birth of modern
Turkey‖ not centered around the Young Turks but around the previous generation.
The Hamidian ―imperial classrooms‖ in which the prospective Young Turks studied
and learned to revere the Ottoman polity were established out of the imaginary
of the Tanzimat generation.
community was the first step for the creation of the idea of a
national identity.136 It could be envisioned that nations are imageries of families written large. If this allegory is
correct, nations then symbolize what a family (or a small community consisted
of people who know each other well
like a neighborhood) symbolizes; intimacy, feeling of security and affection.
In the case of the Ottoman governing elite, the image of Turkishness (which is
itself to a certain extent a derivation of the Muslimness) may be interpreted
as a projection of its own sense of belonging and identity in the face of a
variety of threats close and distant.
The Tanzimat and post-Tanzimat generations of bureaucrats
developed different political outlooks due to the experience of different
social environments in their formative periods. The Young Turk generation,
experiencing daily ethnic discriminations and cleavages, was more prone to
conceptualize the social and economic matters in ethnic terms given that they felt themselves threatened and regarded
themselves inferior to the non-Muslims in terms of economic and local political
dynamics. For the Tanzimat generation, it was rather the opposite. ―They‖
were superior metaphysically and practically to
the ones whom they regarded as their rebellious subjects or their ra‟yah.137 They were superior
to the non-Muslims both in reality and in perception. This perception, as
pointed out above, originated from an actuality but persisted although the
reality changed dramatically throughout the 19th century when
Muslims could not compete with the advancement of the non-Muslims. The idea
that non-Muslims had to be submissive as the Islamic law and divine grace
required endured even in the republican perception of the non-Muslims as a remnant of the imperial
consciousness. In short, these two outlooks, sometimes contrasting and
sometimes coinciding self-perceptions, were transplanted onto the modern self-image of Turkishness. Here, some simplistic
categorizations do not apply.
136 For an assessment of nationalism as a collective identity, see
Eisenstadt, Shmuel N. & Schluchter, Wolfgang
& Wittrock, Björn (ed), Public Spheres
& Collective Identities, New Brunswick:
Transaction Publishers, 2001.
137 This perception is prevalent in various 19th century accounts
of Ottoman statesmen. For example see Mahmud Celaleddin Paşa, Mira‟at-ı Hakikat, İstanbul: Berekat Yayınevi, 1983; Gazi Ahmed
Muhtar Paşa, Sergüzeşt-i Hayatım,
İstanbul: Tarih Vakfı Yurt Yayınları,
1996, v. I.
On the contrary, these continuities within breaks show the complex
nature of the nature of Turkish nationalism.
This observation is congruent with the argument made
above. If we agree that nationalism is not a phenomenon out-there to be grasped
with the onset of modernity but instead created (in the minds), then every
social-political-economical context will produce its own actuality which we
call for the sake of simplification ―nationalism‖ as if all the nationalisms
are equivalent or similar.138 If we define nationalism not as a
consequence of other dynamics but a ―style‖
or a ―rhetoric‖ and contextualize nationalism in relation
with the socio-economical and political context in which it developed,
then we may answer larger existential, distressing and profound questions to
which nationalism emanated as a modest response. In this regard, nationalism
may be seen as a strategy of interest-seeking. Nationalism supplies a
considerable legitimacy for propagandizing for other means, generally
particularistic interests of a class, a status group or a generation.
Signs of these continuities could be traced to a
symbolic level. The language and vocabulary of the classical Ottoman polity was
a reservoir from which the basic tenets of Turkish nationalism were reproduced.
Alleged symbols of the grandeur of classical Ottoman imperium such as ―Mehter Marşı‖ were invented by the Young Turks as
―tradition‖ as were the various
―inventions‖ of Abdülhamid II regarding the origins of the
Ottoman Empire and the Ottoman Empire in its classical age as shown by Selim
Deringil.139 After 1908, the anniversary of the birth of the Empire began to be celebrated as a national holiday.140 This practice is what Anthony
Smith calls the utilization of myths
138 Lila Abu-Lughod goes one step further and notes that the nations
are reconstituted in every instance and therefore representations of the
nations differ drastically in every subsequent decade. See Abu-Lughod, Lila, Dramas
of Nationhood: The Politics of Television in Egypt, Chicago: University of
Chicago Press, 2005, p. 14.
139 Deringil, Selim, ibid.
140 For the development of the Ottoman historiography of the Ottoman
Empire for the purpose of its glorification and its internalization/endorsement
by masses infused with national sentiments, see Akbayrak, Hakan, Milletin Tarihinden Ulusun Tarihine,
İstanbul: Kitabevi, 2009. For the celebrations of the anniversaries of the
birth of the Ottoman Empire, see Efdaleddin, ―İstiklal-i Osmani Tarih ve Günü
Hakkında Tedkikat‖, Tarih-i Osmani
Encümeni Mecmuası, v. V, No: 25 (1 April 1330), pp. 36-48; Polat, Nazım, Müdafaa-ı
Milliye Cemiyeti, Ankara:
Kültür Bakanlığı Yayınları, 1991. Also see Lütfi
and symbols. Smith argues that the ethno-symbolism was prevalent
throughout centuries and nationalists had built on these ethno-symbols and
myths.141 Here, developing on Smith‘s argument, we may recall how constitutive the Ottoman symbols
and myths were in
the making of Turkish nationalism. However, these continuities include not only myths
and symbols but the basic discourses and perceptions as well. This does not
mean that Turkish nationalism was a continuation, revival or modification of
Ottoman imperialism (as the Balkan nationalist historiographies like to
interpret). It demonstrated how certain perceptions and modes of conduct were
predetermined by the inheritance which was voluntarily or involuntarily,
consciously or unconsciously adopted. In short, although Turkish nationalism
may be a novelty and a recent phenomenon, it rose over a legacy it had adopted and appropriated. First and
foremost, it took a particular perception which had been produced within a certain socio-politico-economical context
and background but once
constructed, it created its own reality and independent existence for its own.
Regarding the emergence of a Turkish national identity,
it had been pointed out that two
alternative suggestions may be stipulated.
First is to maintain that national identity was brought forth by the group of people whom we called ―Young Turk generation‖, mostly
originating from Roumelia
coming from provincial lower middle classes142 (and some from Anatolia and Istanbul as well). The
alternative interpretation is to argue that a certain national identity was
already conceptualized in the center (in the abode of imperium). Of course these two alternative suggestions are ―ideal types‖ and discussed here for presenting a palpable yet simplistic
modeling. Here, it is suggested that the conceptualization of the Turkish
nationhood was not a smooth and straightforward process. On the contrary, it
was the outcome of an interactive and complex process made, remade and
negotiated every day.
Simavi, Sultan Mehmed Reşad Hanın ve Halifenin
Sarayında Gördüklerim, Kanaat Kütübhanesi, 1340.
141 Smith, Anthony, Myths and Memories of the Nation,
Oxford: Oxford University Press, 1999, pp. 8-19.
142 For the Roumelian origin of the Young Turks, see Erik J. Zürcher‘s
statistics; see Zürcher, Erik J, ―The Young Turks- Children of the Borderlands ?‖, International Journal of Turkish Studies, 9/1-2
(2003), pp. 275-286.
To summarize, here it is argued that Turkish
nationalism‘s perceptions, premises and assumptions can‘t be disassociated from
the Ottoman central elite‘s perceptions, premises, concerns, reflexes and
responses to changing circumstances. The perceptions of ―retreat‖ and ―advances
of the others‖ were all retained, maintained and reinvented. Though, many novel
concerns particular to the ramifications of modernity and the encounter with
modernity appeared such as the proposed strategies for ―regeneration‖, a step
function trajectory from the 17th-18th century to the
discourse and nature of Ottoman/Turkish modernity can be traceable.
1.3.
The Pre-Tanzimat Istanbul Elite
Ariel Salzmann, based
on her research on the tax-farmers of 18th century,
showed how the Istanbul
‗aristocracy of service‘, took advantage of a distinctly old-regime type of
insider trading or what the economist Joseph Stiglitz calls in a modern context,
―asymmetric information.‖143 Rifa‘at
Abou-El-Haj showed how a bureaucratic and military
aristocracy, without carrying hereditary titles
and designations, reproduced itself in the late 17th century.144
Itzkowitz pointed out that sons maintained the career patterns of their
fathers.145 Whereas Dina Rizk
Khoury demonstrated that the emergence of a local elite was not necessarily adverse to a centralized Ottoman polity
within an Ottoman framework, Salzmann and Abou-El-Hajj established that the emerging self-interested households of the
―center‖
did not pose s threat to the effectiveness and authoritativeness of the state as well.
143 Salzmann,
Ariel, ibid, p. 19.
144 Abou-El-Hajj, Rifa‘at, ―The Ottoman Vezir and Pasha Households,
1683-1703: A Preliminary Report‖, JAOS 94 (1972), pp. 438-47. Also see
Itzkowitz, Norman, Mehmed Raghib Pasha:
The Making of an Ottoman Grand Vizier, unpublished dissertation, Princeton
University, 1959, pp. 15-21. Itzkowitz takes a snapshot of the eighteenth
century Ottoman civil bureaucracy which according to Norman Itzkowitz became
closed to its exterior and, self-perpetuating and ―became more and more
self-conscious and jealous of its privileges.‖ (p. 16)
145 Itzkowitz, Norman, ―Eighteenth Century Realities‖, Studia Islamica, No. 16 (1962), p. 91.
The aforementioned Ottomanists reveal that, these household
maneuvers and politics, on the contrary, contributed to the development of an
effective central power.146
We can not consider all these crucial developments
independent from the emergence of the
modern state. This is especially what Abou-El-Hajj fundamentally demonstrated
in his studies. In his dissertation, he denoted the Treaty of Karlowitz as a
milestone in the gradual transformation of the character of the Ottoman
statecraft from a military-based structure to a modern-bureaucratic structure. Abou-El-Hajj wrote that before the Karlowitz, the Ottoman
state lacked any formal understanding for the role of diplomacy. The ―militant
Islamic ideology‖ prioritized victory in
the battleground. Diplomacy was not a
habitual and institutional part of the statecraft but only a method used as a
last resort applicable only when arms do not produce the anticipated results.
After several defeats in the Ottoman- Austrian war, the Ottoman sultan did not
―turn to compromise until every chance of regaining the lost Ottoman
territories, by military arms, had been exhausted. Finally, with the defeat at
Senta in 1697, it became quite clear to the Court at Istanbul that the only
alternative to compromise and a negotiated peace would most definitely have been an even more punitive dictation
of terms.‖ Realizing the utmost threat, the Ottomans agreed for a settlement.
Abou-El-Hajj proposes that ―for Ottoman history, the sultan‘s consent to
negotiate peace has farreaching consequences.‖ For the
―patently militarist ideology, it is perhaps a truism to assert that to this State war rather
than compromise had been the chosen and preferred instrument of international
intercourses with Europe. However, this attitude could be sustained only as long as an Ottoman military
superiority was upheld. In the process of dictating
its peace terms,
during moments
of victory, the Ottoman State had developed neither the formal apparatus for
diplomatic communication nor the corps of trained personnel necessary for the
negotiation of peace. In the past, when knowledge of the immediate military
situation was considered sufficient qualification for leading an Ottoman
diplomatic delegation, the personnel of Ottoman mission was drawn almost
exclusively from the military establishment. In some instances, the grand
vizier himself, as commander-in- chief, would lead a delegation composed primarily of his military
entourage With
the appointment of the Reisülküttab Rami Mehmed Efendi
as chief of the Ottoman
146 For the rise of households
in the 18th century
in provinces, also see Hathaway,
Jane, The Politics of Households in
Ottoman Egypt, Cambridge, U.K. : Cambridge University Press, 1997.
delegation to the Congress of Karlowitz, the transfer of responsibility for leadership of Ottoman diplomatic missions from the
military establishment is completed.‖147
Although, the argument of Abou-El-Hajj remains reductionist, not
giving its due to the developments in the scribal service in the preceding
crucial decades, especially in the light of recent scholarship exposing the
earliest stages of modern state-formation and bureaucracy-formation and he
reiterates the Eurocentric assumption that the classical Ottoman (and Islamic)
worldview was static, militarist and determined by religious affiliations and
zeal148, the basic premise of his argument that there is a gradual
change of the self-perception of the nature of state within the Ottoman polity,
is valid.149
In the 18th century, the civil bureaucracy gradually
enhanced its position vis-a-vis the military and the religious establishments.150
Agreeing with Abou-El-Hajj, Virginia Aksan wrote that ―(t)he eighteenth century, then, can be seen as a battleground
not just of the Ottomans and the Russians but also of the opposing visions of
Ottoman elites, who gradually began to realize the inadequacy of the old
ideology.‖151 She further commented that ―(t)he military was probably the most disenfranchised and alienated professional group
147 Abou-El-Hajj,
Rifa‘at, The Reisülküttab and the Ottoman
Diplomacy at Karlowitz, unpublished dissertation, Princeton University,
1963, pp. vi-x. For a detailed description of the negotiations at Karlowitz, also
see Stoye, John, Marsigli‟s Europe:
The Life and Times
of Luigi Ferdinando Marsigli, Soldier
and Virtuoso, New Haven: Yale University Press, 1994, pp. 164-215
148 For some studies
demonstrating the openness and curiosity towards the West in the early modern Muslim worldview, see Matar, Nabil,
Europe Throughout Arab Eyes, 1578- 1727, New York: Columbia
University Press, 2009;
Matar, Nabil (ed.), In the Lands of the Christians, London; New York:
Routledge, 2003; Davis, Natalia Zemon, Trickster
Travels: A Sixteenth-Century Muslim between Worlds, New York: Hill and
Wang, 2006; Goffman, Daniel, The Ottoman
Empire and Early Modern Europe, Cambridge, U.K. : Cambridge University
Press, 2002.
149 Woodhead, Christine, ―Scribal
Chaos ? Observations on the Post of Re‘isülküttab in the Late Sixteenth
Century‖, in Kermeli, Eugenia & Özel, Oktay, The Ottoman
Empire: Myths, Realities and „Black
Holes‟, Istanbul: Isis Press, 2006, pp. 155-172.
150 For an overview
of the rise of the 18th century Ottoman civil officialdom see Aksan, Virginia, An Ottoman Statesman in War & Peace:
Ahmed Resmi Efendi, Leiden; Boston; Köln: Brill, 1995
151 Aksan, Virginia, ibid, p. xii.
of the eighteenth century(.)‖152 Aksan sees her
protogonist, Ahmed Resmi Efendi, as a transitional figure but notes that ―those
ideals (of the classical Ottoman discourse) disappear for the most part in the
political advise literature of the later eighteenth century, although appeals
for the preservation of religion and state (din-ü-devlet)
remain constant.‖153 Likewise, although peace with infidels was
accepted, ―jurists were interpreting the concept of holy war to permit a legal
state of peace, basing it on the rationale of the good of the Muslim community
–maslaha- a term much evoked in later treaties.‖ The justification was
legitimized by a story of the prophet Muhammad, which became a cliché in the Ottoman
writings on war and peace. In the Treaty of Hudaybiya in 628 AD between
Muhammad and the Meccans, the prophet was forced to concede a truce of ten
years, in order to enable the new Muslim community to perform the pilgrimage in the city of Mecca. In the event, Muhammad
and his community made a triumphal entry into
Mecca the following year. In other words, such concessions were only a
temporary stop on the way to the ultimate Muslim victory.‖154 In short, we, like Aksan, observe the
process of a dramatic upheaval going along with the persistence of the
discourse of the classical age.155 What we observe is not a total
repudiation of the former ideology but its adjustment, refabrication or even
restoration, rendering it compatible in the changing environments and
communicable/relevant in the novel political vocabulary of the modern age.
The civil bureaucracy had more vested interest in the
survival, well-being, and advancement of the state as they were more likely to
acquire wealth and property to
inherit to their scions. Therefore, a civil bureaucratic elite is more prone to
stability and thus more conservative
in its orientation in comparison to the military caste. With the increase of
the number of clerks within the nascent bureaucracy and their advancing role
within the administrative body, a new elite with a strong sense of commitment to their stakes
was
152 ibid, p. xiv.
153 ibid, p. xvii, also se Aksan, Virginia,
―Ottoman Political Writing, 1768-1808‖, IJMES
25 (1993),
pp. 53-69.
154 Aksan, Virginia, Ottoman Wars, New York: Longman, 2007,
p. 27.
155 For the Ottoman
legal perception of non-Muslims, see Panaite, Viorel,
The Ottoman Law of War and Peace, Boulder: East European
Monographs, Boulder, 2000.
consolidated. Here, it is suggested that, to understand the Tanzimat
and the Ottoman modernity, we have to reconstruct the nature of this newly
emerging elite preceding the upcoming radical transformation of the Ottoman polity and contextualize Ottoman
―transformation‖ within this socio-political background. Although the early modern age of
the Ottoman polity became an area of
interest for study, the integration of the field of early modern Ottoman Empire
into the field of European early modernity is yet to be achieved, especially
due to the lack of interest of the historians of early modern Europe towards the
Ottoman Empire. Framing early Ottoman modernity within the European early
modernity is yet to be undertaken.156
The few decades prior to the Rescript of Tanzimat are
conspicuous in the sense that in them, themes of premodern history and themes
of modern history are intertwined and blended. Therefore a study of this time
span requires a knowledgeable background and needs a sophisticated and subtle
interpretation. Recent Ottomanists meticulously tried to portray this crucial
transitional phase in its complexity.157 They questioned the alleged
revolutionary features of the Tanzimat and conceded a long period of
―preparation‖. However, we are yet to comprehend the peculiarities of the reforms of Mahmud II, Selim
III and their backgrounds in their complexity. Furthermore, although the term
―Westernization‖ is getting less and less explanatory and abandoned for its value-loaded
156 See Goffman, Daniel,
The Ottoman Empire and Early Modern Europe, Cambridge,
U.K. : Cambridge
University Press, 2002. For an overview of early modernities of Asia in
―national‖
and regional contextes, see the issue of Daedalus on early modernities,
Daedalus, 127-3 (1998).
157 Salzmann, Ariel,
Tocqueville in Ottoman Empire: Rival
Paths to the Modern State, Leiden; Boston; Köln: Brill, 2004; Aksan,
Virginia, An Ottoman Statesman in War and
Peace, Leiden; Boston; Köln: Brill, 1995; Hamadeh, Shirine, The City‟s Pleasures: Istanbul in the
Eighteenth Century, Seattle; London: University of Washington Press, 2008; Quataert, Donald (ed.), Consumption
Studies and the History of the Ottoman Empire,
1550-1922, New York: SUNY Press, 2000; Marcus, Abraham, The Middle East on the Eve of
Modernity: Aleppo in the Eighteenth Century, New York: Columbia University
Press; Eldem, Edhem & Goffman, Daniel & Masters, Bruce, Ottoman City between East and West,
Cambridge, U.K. : Cambridge University Press, 1999; Faroqhi, Suraiya N. (ed.), The Cambridge History of Turkey, v. III,
Cambridge, U.K. : Cambridge University Press, 2006.
content while conceptualizations such as ―centralization‖ are
proposed158, we still lack a systematic treatment and an alternative
assessment of the sweeping transformation undertaken by the pre-Tanzimat
Ottoman state.
A subtle assessment of the era may be established with
entering into the mental world of the ruling
elite. Such an endeavor may allow us to figure
out some aspects
of the
―social‖ origins of the so-called Westernization. As suggested
above, Westernization may be seen as a dependent function of elite politics and
state affairs. When we are speaking of the state and formation of the modern
state, we cannot comprehend this process without contextualizing it within a
social framework. Into what kind of socio-political background, was all the
upcoming tremendous upheaval to be born?
Joel Shinder discusses the career and worlds of Mustafa
Efendi, a civil servant, a nobody for history, and one of those losers
―staffing the bureaus …[who] turned out enormous mountains of paperwork‖. He
tries to reconstruct the world of Mustafa Efendi according to his inventory on
his death registered item no. 2448 in Kamil Kepeci classification. After
documenting his library, full of Islamic books, poetry, political tracts and
chronicles reflecting the intellectual world of premodernity before the advent
of rationality and natural sciences,
Shinder ended his article writing: ―During the succeeding generation a radical change in
style and pace of Ottoman life would commence. This change was
Westernization.... (t)he defeats of 1768-1774 and the changes they called for
were part of another world. However many watches and chime clocks and European
locks he might have owned, Mustafa Efendi would not have understood, not at
all.‖159 Although it is
true that any generation faces grave problems in adapting to a changing world,
these encounters can not be reduced to a simplistic Westernized vs. Eastern
dichotomy. The recent studies studies on the 18th century Ottoman
Empire, while demolishing reductionist myths
such as ―Age of Tulips‖160, demonstrated the interactions which can not be reduced
158 Levy, Avigdor, ―Military Reform and the Probllem of Centralization
in the Eighteenth Century‖, Middle
Eastern Studies, Vol. XVIII (Jul 1982), pp. 227-249.
159 Shinder, Joel. ―Mustafa Efendi:
Scribe, Gentleman and Pawnbroker‖ , IJMES,
Vol. 10, No. 3. (Aug., 1979), p. 420.
160 Erimtan, Can, Ottomans Looking West ?: The Origins of the
Tulip Age and its Development in Modern
Turkey, London: New York: Tauris
Academic Studies, 2008.
to two mutually exclusive
categories161. It is important to notice that although the phrase
―taking from the West‖ was employed, this process was not a
wholesale Westernization, and an import. As it had been demonstrated, what had
been dubbed as ―Westernization‖ had indigenous inspirations and dynamics.
Westernization was not a goal in itself but a method to
survive/revive in the changing times. It was an effort of adaptation and
cooptation. Mustafa Efendi, a member of the ruling elite and in the view of Shinder
was ―probably a scribe in the imperial
council when, to France‘s
delight and Austria‘s dismay, the Ottomans managed to win as much at the
conference table in 1789‖; illustrates the mental repercussions experienced at
the dawn of an unprecedented transformation and disproves the supposed
dichotomy between the old- type clerk and the Westernized bureaucrat.162 As it had been suggested by Itzkowitz, Aksan and many others, there is not only
a traceable ideological/mental continuity and affinity between the 19th
century and the 18th century but a genealogical continuity as well.
This does not mean that there existed a closed elite. Apparently, inclusion in
the Ottoman state elite was considerably easier vis-à-vis its European
counterparts. It may be even argued that
incorporations into the state elite was perceived as reinforcing the state and
thus encouraged. However, the extent of inclusion and the
assimilative/selective nature and form
of this incorporation situated the motor of change within the established elite
of the Empire. Therefore, assuming a sharp break between Tanzimat and its
preceding era would be misleading and conceals affinities and continuities.
The drastic Otttoman undertaking of
reorganizing and modernizing the state had been born in such a social milieu.
161 Salzman, Ariel,
The Age of Tulips: Confluence and Conflict in Early Modern Consumption Culture
(1550-1730), in Quataert,
Donald (ed.), Consumption Studies
and the History of the Ottoman
Empire, 1550-1922, New York: SUNY Press, 2000, pp. 83-106; Hamadeh, Shirine,
Expressions of Early Modernity in Ottoman Architecture and the 'Inevitable'
Question of Westernization, Journal of
the Society of Architectural Historians,
v. 63 (March 2004), pp. 32-51;
Artan, Tülay, "Arts and architecture", in Faroqhi, Suraiya (ed.), The Cambridge History of Turkey, Cambridge, UK : Cambridge
University Press, 2006, v. III, pp. 85-109; Hamadeh, Shirine, The City‟s Pleasures: Istanbul in the
Eighteenth Century, Seattle; London: University of Washington Press, 2008,
pp. 3-16.
162 For a survey
of the post-classical ―Ottoman mind‖ which assesses
it compatible with the
―mind of the early modern Europe‖,
Faroqhi, Suraiya, The Ottoman Empire and the World
Around it, London: I.B. Tauris, 2004.
1.4.
Modernity as Reorganization
of the State, Reorganization
of the Society
At this point, a few words have to be said about Ottoman
modernity in order to link and relate
it to its immediate prehistory. As it should already have been noticed, we have
not yet presented an operative and authoritative definition of the ―modern‖. Understanding
―what is modern‖ and what it takes to be ―modern‖ are crucial in our
framework for the study of the making of the modern Ottoman/Turkish state.163
First and foremost, it should be observed that formation of modernity was not a
―democratic‖ process in the sense that it was not equally and simultaneously disseminated to all the strata of society simultaneously and in
equal proportions. Moreover, the intensity of its diffusion is not equal among
various social classes, segments and spheres. This pattern is not unique to the
Ottoman or non-Western contexts. As shown best in the landmark study of Eugene
Weber, it was only by the late 19th century or the early 20th century that
modern state and modernity had infiltrated into the French countryside. It was
the state that had developed and instigated ―modernity‖ by intentionally
radiating (or imposing) it via the means of education, conscriptions, railways
et cetera. The states found it necessary to ―socially disciplinize164‖
and ―modernize their subjects‖ by means of educating and civilizing them. Thus,
the states had stake in the ―modern‖. It was in their best interests to
reconstruct the individuals and the community which they ruled over (dubbed and
redefined as nations) as ―modern‖ and ―saving‖ them from being unruly savages.
By reformatting them, the states
rendered their subjects more efficient, productive and, thus, controllable.165 Their governmentality policies
necessitated a modernization
163 Among others,
see the classic work Weber, Eugene, Peasants
into Frenchmen, Stanford:
Stanford: Stanford University Press, 1976; also see Furet, Francois &
Ozouf, Jacques, Lire et Ecrire:
L‟alphabetisation des Français
de Calvin a Jules
Ferry, Paris: Les Editions de
Minuit, 1977.
164 Oestreich,
Gerhard, Neostoicism and the Eary Modern
State, Cambridge, U.K. : Cambridge University Press, 1982.
165 For some
prominent historical studies on social discipline, see Raeff, Marc, The Well- Ordered Police State, New
Haven: Yale University Press, 1983; Melton, James Van Horn, Absolutism
and the Eighteenth-Century Origins of Compulsory Education, Cambridge,
program.166 Regardless of the reasons and motivations of
these actions; the official initiatives had shaped the emergence of the modern
society.167 In short, to an important extent, modernity was imposed
from above by political decree. We have to consider the artificial nature of
the genesis of modernity to understand the dynamics of the emergence of the Ottoman modernity.
As argued above, first, it was the state that was
―modern‖. It was the early modern states that reorganized themselves according
to objective, rational, sound and effective norms. The states did not
self-consciously ―opt‖ for ―modernizing themselves‖ but the opportunities, such
as the development of transportation, communications and accumulation of knowledge, as well as constraints such as expansion
of the military,
U.K. : Cambridge
University Press, 1988; Oestreich, Gerhard, Neostoicism
and the Eary Modern State, Cambridge, U.K. : Cambridge University Press,
1982.
166 See Foucault, Micheal. ―Governmentality‖, in The Foucault Effect: Studies in Governmentality, Burchell, Graham
& Gordon, Colin, & Miller, Peter (ed.), Chicago: University of Chicago
Press, 1991. Foucault defines art of government in his lectures on
governmentality as follows as quoted in Michel
Foucault (Rabinow, Paul (ed.),
New York: The New Press,
1997, vol. III): ―(I)n the late sixteenth century and early seventeenth
century, the art of government finds its first form of crystallization,
organized around the theme of reason of state, understood not in the negative and pejorative sense but
in a full
and positive sense:
the state is governed according to rational principles that are
intrinsic to it and canot be
derived solely from natural or divine laws or the principles of wisdom and
prudence....The state, like nature, has its its own proper form of rationality,
albeit of different sort. Conversly, the art of government, instead of seeking
to found itself in transcendental rules, a cosmological model, or
philosophico-moral ideal, must find the principles of rationality in that which constitutes the specific reality
of the state. ― (pp.212- 13) He discusses the redefinition
of the meaning and reason of the state with the modern age and emergence of governmentality is as follows:
―(P)opulation comes to appear above all else as the ultimate end of government. In contrast to sovereignty, government has as its purpose not the act of government
itself, but the welfare of the population, the
improvement of its condition, the increase of its wealth, longevity,
health and so on; and the means the
government will act either directly, through large-scale campaigns, or
indirectly...the population now represents more the end of government than the
power of the sovereign; the population is the subject of the needs, of
aspirations, but it is also the object in the hands of government. ignorant of what is
being done to it.‖ (pp. 216-17)
167 There are
numerous studies on the radiation of the culture to the society. Among them
see, Grafton, Anthony & Blair, Ann (ed.), The Transmission of Culture in Early Modern Europe, Philadelphia:
University of Pennsylvania Press, 1990. For a new reasssesment of Enlightenment
in the light of recent works exposing the social presence of Enlightenment in
the eighteenth century Munck, Thomas, The
Enlightenment: A Comparative Social History 1721-1794, Oxford: Oxford
University Press, 2000.
growth of the bureaucracy, financing the rising
expenses, had compelled them to undergo a radical reorganization.
This reorganization was accompanied by a restructuring and adaptation of the
mental sets to maintain, uphold and co-opt with the newly emerging necessities of the governmentalities. Simply, ―modernity‖ emerged
as an ―official‖ project.
The states decided to ―civilize‖ and ―modernize‖ their subjects when it became
clear that only transforming and reorganizing the state was insufficient. Their
population had to be rendered ―efficient‖ for the state to counter the sweeping
challenges168 -hence the Turkish nationalism of the late Ottoman
Empire and la mission civilisatrice of
the Republic-. The state and the power of the state were no more understood as
an administrative-military structures superimposed on the subjects and its
territories. The power and wealth of the states were now measured and defined
with the level of the well-being of the subjects169 (from now on ―citizens‖) and the quality
and prosperity of the land it
reigned over.170 Such a transformation of perception was
clear in the eyes of the men of the Tanzimat as observable in the text of the Rescript of Tanzimat
which refers to the quality and fertility of the Ottoman lands and the hardworking
nature of its subjects.171 For this reason, the state was supposed
to involve itself with the society and the land. We observe that from early 19th
century onwards, society became a pivotal concern in state affairs in the
Ottoman context. Issues such as public
hygiene, education and poverty became
concerns of the
168 For an interesting case study of the ―rational‖ and ―modern‖ state
faces when it decided
to modernize agriculture by opening
several agricultural high schools, supplying seeds and investing in the
modernization of agriculture Quataert, Donald, Ottoman Reform and Agriculture in Anatolia 1876-1908, unpublished
dissertation, UCLA, 1973.
169 This concern was defined by Foucault as ―pastoral power‖. For
Foucault, ―pastoral power‖ which the early modern
state derived from the Catholic
Church is ―concerned with the salvation of everyone in ―the flock‖
on an individual level, requiring, ideally, a through knowledge of the subject‘s ―soul‖
and officials who could monitor and account for each and every individual. It (is) an individualizing power in
that is sought, through supervision, to structure the life of the individual,
both through confessional technologies and techniques of self mastery.‖
Introduction: Moss, Jeremy, ―The Later Foucault‖, in Moss, Jeremy (ed.), The Late Foucault Reader, London;
Thousand Oaks: Sage, 1998, pp.2-3.
170 For the early modern state‘s appetite to measure and know about its
land and its subjects, see Headrick, Daniel R, When Information Came of Age, Oxford: Oxford University Press,
2000.
171 For the text of
Rescript of Tanzimat, see Alkan, Mehmet Ö. (ed.), Tanzimat ve Meşrutiyet‟in Birikimi, İstanbul: İletişim, 2001, pp.
449-451.
state.172 For the first time, the state began to attempt
to regulate and design society beyond aiming to rehabilitate the sphere of
government and administration.
This Foucaldian governmentality project was legitimized
by nationalism, especially in latecomer countries. It may be argued that, the
radical nature of Third-World nationalisms in general and the Turkish nationalism in particular developed due to the
immediacy of this governmental project as these states
were pushed into the corner during the age of imperialism and thus destitute to
undertake such a radical governmentality project. In this regard, nationalism
emerged as a function of the encounter with modernity and modernization. The
secularism of the Turkish Republic was also arguably derived from this Foucaldian concern which was
perceived as an indispensible component of Turkish nationalism as if national
identity could not be imagined without impeccable secular credentials.
A full-fledged ―modern/rational methodology‖ was the
founding stone of Ottoman modernity. The emergence and development of modern
ethics and premises of a ―modern society‖ are a different matter.
Although a ―modern
stance‖ is an ambiguous term and there is no ―authoritative‖ definition of
the ―modern‖, I would argue that Kantian moral individualism and individualized
ethics constitute the basis of this modern stance.173 Kantian moral
individualism is a corollary of the
demystification of the concept of society, metaphysics and divinity. Kantianism
is the moral foundation of modernity with its demanding categorical imperatives enforcing the individual who have become
172 See Maksudyan,
Nazan, Hearing the Voiceless-Seeing the
Invisible: Orphans and Destitute Children as Actors of Social, Economic and
Political History in the Late Ottoman
Empire, unpublished dissertation, Sabancı University, 2008; Özbek, Nadir, Osmanlı İmparatorluğu‟nda Sosyal Devlet,
İstanbul: İletişim Yayınları, 2002; Somel,
Akşin, The Modernization of Public
Education in the Ottoman Empire, 1839-1908 : Islamization, Autocracy, and
Discipline, Leiden; Boston; Köln: Brill, 2001.
173 After the collapse of the social
and communal mechanism
of control, for Durkheim
―personal
autonomy of modern man....(is the) central feature of contemporary morality‖
although he perceived development of individual personally as socially
constructed. Regardless of his ―scientific observations‖, he believed in
Kantian moral individualism as the base of a society. Lukes, Steven, Emile Durkheim, Harmondsworth: Penguin
Books, 1975, p. 23. For Kant‘s
influence on Durkheim, see pp. 54-58.
For Durkheim‘s suggestions of ―moral education‖ of
citizens of the Third Republic in a strictly secular and rationalist fashion in
primary schools which he sees as the modern counterpart of churches, pp. 110- 119.
―emancipated‖ from divine imperatives. Yet, modernity is not merely
a philosophical assumption but also a transformation of the social imagination
of man acquired not only voluntarily but also superimposed upon him
involuntarily by political and economical dynamics beyond his control. Kantian
ethics is to some extent an outcome of modernity and a proposed resolution in response to the perils and
ambivalences of the post- metaphysical world.174 However, Ottoman
modernity was a political endorsement of the modern as a methodology of reform.
The philosophical corollaries and premises of modernity, however, did not
accompany its structural and political framework. It would wait until Kemalism
for a partial internalization of modernity along
Kantian lines although the significance of imported Kantianism remained limited
during the Republican decades. In short, modernity lacks to a certain extent
its epistemological as well as ethical bases in the Ottoman/Turkish context.
Modernity in its actuality/experience and modernity as a discourse are two
different phenomena. Although the later is a consequence of the former, it does
not necessarily accompany it. In the Ottoman/Turkish context, not dissimilar to
other ―belated and borrowed modernities‖, the later followed
the former belatedly
and only partially,
establishing the basic premises of the Turkish ―modern‖ as legitimate as any
other path to modernity.
The problem
of speaking about
the ―modern‖ in history is to conceptualize the
―modern‖ without historicizing it. The ―modern‖ in philosophy may
refer to a different notion, but ―modern‖ in historiography is a social concept
referring to a certain mode of attitude and perception independent from the intentions of the actors.
In other words,
―modern‖ does not describe a certain act but a state of being that
is generalizable within a spatial and temporal context. That is to say, we are
not interested in men and women themselves but in the socially and historically
constructed mental climate and environment in which they are embedded. These
remarks are important to reassess the origins and dynamics of ―Ottoman
modernity‖.
174 See Bauman, Zygmunt,
Modernity and Ambivalence, Cambridge, U.K.: Polity Press, 1991.
Ottomans didn‘t fail to endorse
the modern ―military
science‖ rationality since
the late 18th
century.175 This did not imply a genuine Ottoman transformation and
reorganization but a reception of the 18th century European military
practices and drills.176 The problem with the general conception of
a ―genuine transformation‖ (versus imitating a model) obscures the nature of
the process. The general Hegelian idea that history is a progression of ideas
discards the extent of the role and significance of technical necessities that
had obliged drastic and ideational transformations. Given the intertwined nature of the
―technical‖ and ―philosophical‖, it is impossible to disassociate them from each other.
In the eyes of the reformers, the manual for the
conduction of reforms was evident. It appears to be that at this early stage,
there was no reasonable alternative to be suggested other than the complete
reception of the Western model. There is yet no perception of the possibility
of a partial reception of the West.177 There is also no
conceptualization of the two realms of the Western
prototype, one technical, the other spiritual, as the reformists did not yet face the challenge of modernity and that the problem
was not simply a matter of technical failure did not become apparent. Of
course, the reception was not a choice but considered a necessity. The very motivation for ―modernization‖ derived
from the fear that
175 Even it is possible and legitimate to speak of the adoption of the
modern military organization to an earlier date. Gabor Agoston
relates the Ottoman military reformism
with the early modern
military revolution and thus
eliminates any boundary
between the modern and premodern
military reformism. See Agoston, Gabor,
Guns for the Sultan, Cambridge,
U.K. : Cambridge University Press, 2005. Also see Ibrahim
Müteferrika‘s Usul ul-Hikam
fi Nizam ul-Ulum which is a tract written in 1720s and very much
reminiscent of the tracts written to Selim III
in the late 18th century. Müteferrika‘s work is very much influenced by the military studies
of Montecuccoli and Marsigli, the Austrian military men turned into military
scientists. See Berkes, Niyazi, The
Development of Secularism in Turkey , London:
Hurst & Company, 1964, pp. 36-46.
176 For the
development of military practices and drills in the early modern and modern
eras, see McNeill, William, The Pursuit
of Power, Chicago: University of Chicago Press, 1984. Also see McNeill,
William, Keeping Together in Time: Dance
and Drill in Human History, Cambridge, Mass: Harvard University Press,
1995.
177 Malkam Han, one of the pioneers and fervent advocates of Persian reform
suggested that ―European systems of government...had to be accepted
on faith.‖ He advocated a full- fledged and prompt
adaptation of European
way of governing. For Malkam,
―(i)n the same way that the telegraph can be
brought from Europe and without any difficulty established in Tehran...so too it is possible to adapt
their principles of organization and without delay establish them in Iran.‖
Bakhash, Shaul, Iran: Monarchy,
Bureaucracy & Reform under the Qajars 1858-1896, London: Ithaca
Press, 1978, pp. 13-14.
unless all the required adaptations were successfully fully
implemented as perfect replicas; a collapse was inevitable and unavoidable.178
A rereading of the not-much-known reign of Selim III complicates the picture
that we have taken for granted.179
Contrary to Shaw‘s depiction of two warring parties, the
layihas (reports) presented to Selim
III drawing the proposed outlines of ―reform‖ displays very complex sets of minds.180
In the layihas, the sole intention
was the survival
of the state and the recipes were purely technical, not considering any
repercussions of these technical reforms. ―(T)he key processes of late Ottoman history can
be explained above all, not by the logic of ideas, but by the structural
constraints imposed on the leadership of the Empire by geography, demography,
institutions, and the examples set by European countries. This does not mean
that one should approach late Ottoman history in a simple-mindedly historicist
manner, seeing that the path of Ottoman history as predetermined. Rather, it
means that one must begin with the recognition that the set of realistic
choices that lay before the Ottoman leaders was not unlimited. One need not be
a passionate Social Darwinist to recognize that the modification of the old
order became inescapable in the late eighteenth century, if the Empire was to
survive; or that the most logical source of inspiration for any new order was Europe.‖181
178 The ―trends‖ in academia had gravitated from taking modernity as a
breaking point (Weber, Weberianism, Braudel, Wallerstein, Tilly) to a
revisionist perspective investigating
early modernity and denying the transformative
role of the modern. Jack Goody goes as far as questioning the uniqueness of the
modern capitalist West‘s claims associated with the rise of
West/modernity/capitalism. See Goody, Jack, The
Theft of History, Cambridge, U.K. : Cambridge University Press, 2006. Goody suspects if the word capitalism and
modernity has any explanatory capacity at all. Goody claims that these terms
conceal more than they reveal. Goody follows the lead of historians such as
Pomeranz showing that the mastery of West dates only from early nineteenth
century but surpasses them in the revisionist aspects of his assertions.
179 For a
reinterpretation of the Nizam-ı Cedit politics,
see Yıldız, Aysel Danacı, Vaka-yı
Selimiyye or The Selimiye Incident: A Study of May 1807 Rebellion,
unpublished dissertation, Sabancı University, 2008.
180 For a summary and overview of the layihas submited to Selim III, see Şen, Adil,
Osmanlıda Dönüm Noktası: III. Selim Hayatı ve Islahatları, İstanbul: Fecr Yayınları, 2003,
pp. 219-247.
181 Hanioğlu, Şükrü,
A Brief History of the Late Ottoman
Empire, Princeton: Princeton University Press, 2008, pp. 210-11.
Beginning with the military reorganization, Ottoman
statecraft restructured its organization under dire pressures. This
restructuring was seen as an obligation to adapt to the changing circumstances
and environment. This does not necessarily mean a sharp renunciation of the
―old‖ as assumed in the conventional historiography. It is, in this perception,
a ―modification‖. The instruments employed do not necessarily reveal the
attributes and motivations of the individuals and groups who employed the
instrument. Of course, the instruments have the power to transform the hand
that used the instrument but limits of this transformative power should not be
exaggerated. We do not observe a transformation of the structures of
mentalities. On the contrary, with the new equipment in hand, the habitual
mindset may invigorate and consolidate itself. Modernity is a method although a
method with unintended and infinite consequences and implications.182
Modernity develops a certain state of mind, but this particular state of mind
derives not from intellectual encounters but from methods implemented and
habitualized. That means, although it is completely novel, radical and disquieting, modernity is not necessarily a total revocation
of the mental sets of premodernity. Beyond the vast opportunities and
equipments provided by modern technologies (in the Foucaldian sense) , the
ruthlessness and cold rationality of the modernity
may exacerbate the ordinary and banal violence
of the premodernity and therefore does not necessarily generates a
transformation of the structures of
mentalities.
Evidently, we do not distinguish between different
manifestations of modernity. The seemingly different paradigms of the Tanzimat
and the Republic derive from the same considerations and embedded within the
same historical structure. The Republic legitimized
itself by discrediting the modernizing experience of the Tanzimat era and
criticizing it as a half-hearted modernization which failed to comprehend the
mentality behind the European
modernity, as it was most lucidly expressed by Ziya
Gökalp, the chief ideologue of the Young
Turk regime.183 As mentioned above,
―mentalities‖ do not develop
within a vacuum. It is not an ideological category
but a historical one determined by its
182 Such an interpretation is presented by Reid, James, Crisis of the Ottoman Empire, Stuttgart: Franz Steiner
Verlag, 2000.
183 See Gökalp, Ziya, Türkçülüğün Esasları, İstanbul: İnkılap
Yayınevi, 2001.
temporal and spatial context and structure.184 Such a
criticism had been leveled by the Republican ideology (beginning earlier with
Gökalp), claiming that the Republic did internalize the mentality of modernism
in contrast to the non-committedness of the Tanzimat.185 Apparently,
for the Tanzimat elite, modernizing was a technical matter to be resolved in
practical terms. What was different in the radical modernization of the Republic was that ―society‖ and ―social
culture‖ began to be taken as technicalities that had to be transformed. What
really changed was not the paradigm but the scope of the technical
transformation. Looking at a modernist Ottoman governor of the early 19th
century, Lisa Pollard describes the perception and vision of modernity of
Mohammad Ali Pasha as follows:
―(He) ranked the world‘s ―nations‖ scientifically and placed
Egypt vis-a- vis other
nations in a hierarchy of development, at the apex of which sat ‗modernity‘.
Knowledge that was useful to the state created a cartography of modernity in
which the intimate details of domestic activities stood out as prominent
features and were used as units of measurement.‖186 Modernity and
adaptation of the Western methods (which was what was understood from ―modernity)
was a matter of implementation. ―The Egyptians who left Alexandria for Europe were sent out in search of practical
knowledge Egyptians
in Europe set sail in search of Egypt‘s future-a future that they
themselves would later construct.‖187
As illustrated throughout this work, practical knowledge
was not limited to mechanics. A grasp of international relations, economics,
the underlining philosophical and mental foundations of the ―modern West‖
were all seen as practical knowledges to be
acquired as well. Modernity may be seen as the endorsement of the
imperatives of the changing times. The very crucial and urgent problem for the
Ottomans and other ―trailing states‖ was to manage a more effective military
and a more efficient state organization. For a
management of this colossal machine,
they were enforced
to collect more taxes for
184 For the study of
the new intellectual history, see Skinner, Quentin, The Foundations of Modern Political Thought, Cambridge, U.K. :
Cambridge University Press, 1978.
185 Ziya Gökalp is the chief
propagator of this argument. See his Türkçülüğün Esasları, İstanbul: İnkilap Yayınevi,
2001
186 Pollard, Lisa, Nurturing the Nation, Berkeley:
University of California Press, 2005, p. 15
187 ibid, pp. 16-17.
provisioning the army and to construct an effective bureaucracy to
maintain the technicalities of the military.
The supposed distinction between possible different
kinds of modernity such as the supposed conservative modernism of the Empire
and radical modernism of the Republic is simplistic/reductionist and needs
reassessment. From a structuralist view, all the modernist transformations
including the Ottoman/Turkish one
can be analyzed in terms of a technical adaptations and adjustments. What was
new, striking and daring in the Republican reformism was its endeavor to reshape the society, if necessary by force. This was a radical break from the earlier mode of
modernization which was basically concerned with the reorganization of the
state. The motivation of the Republic to undertake such a sweeping social and
cultural modernization project derived from the recognition of the failure to
transform and uphold the state by limiting its efforts to reorganize it. The
changing conceptualization of the state which began to be conceived in relation
with the society and the nation
supposed to represent and serve fostered the motivation to reorganize the society and the individuals besides the
organization of the state. The individuals, the minds of the individuals and
the society as a whole had to be transformed for the state to encounter the
challenges of the modernity, the progress of the non-Muslims and the
encroachment of the Western powers. The nation
replaced the state as the pivotal and critical object to be saved, protected and maintained. The
radicalism of the project derived from its endeavor to prioritize the
nation/society instead of the state in its transformative project. Therefore,
the difference between the mode of modernizations of the Republic and the
Empire can be interpreted as limited to its means rather than its objectives.
1.5.
Reconstituting Religion
Beyond Faith in the Modern
Age
One of the fundamental subjects of inquiry of the modern social sciences, religion
was long seen as the arch enemy and diametrical opposite of the European
Enlightenment, science, reason, modernity and all the things assumed
to be ―modern‖. The assumption was that the year 1789 was the decisive year (year zero) in
which religion began to retreat against the forces of modernity
although the retreat was already
observable throughout the
eighteenth century, the century of
the Enlightenment. Religion did its best to
fight back the forces of modernity but it was too late for a recovery and there
was no chance to avoid what was inevitable. Religion was to remain on the
defense and its inevitable doom was only a matter of time.
This paradigm was more a self-propaganda of the
nineteenth century ―enlightened‖ thought rather than a disinterested
observation. Moreover, it reflected the triumphalism of the 19th century
positivism. This argumentation is now known as ―secularization thesis‖ and has
been severely criticized after the World War II.188
Contrary to the positivists who celebrated the end of
the stage of metaphysics to be followed by the stage
of positivism, it is now recognized
that, on the contrary, 19th century
was the apex of religion in many aspects. It was the century in which Europeans cultivated a
particular piety and showed their respect to God in masses. The Victorian value
system developed urban middle-class and upper-class forms of piety that were
unprecedented in many ways.189 The rural areas were also reconquered
from the darkness of superstition. The old superstitions were wiped out by the Church, thanks to the
village priests it had sent
to the remote villages and working-class neighborhoods. The superstitions were
replaced by the organized and regularized ―correct teachings‖ of the Church.
It was the first half of 20th century or even the two decades succeeding the
World War II that religion retreated dramatically.190
188 For Comte and his contemporaries see Wright, T.R, The Religion of Humanity, Cambridge,
U.K. : Cambridge University Press, 1986. For the two founding books of the
critique of secularization thesis, Luckmann, Thomas, Das Problem der Religion in der Modernen Gesellschaft, Freiburg,
1967; Berger, Peter, The Sacred Canopy,
Garden City: Anchor, 1990 (originally 1967).
Also see Luckmann, Thomas & Berger, Peter, The Social Construction of Reality, Garden City: Anchor, 1967. This
landmark book summarizes the philosophical conceptualization the critique of
secularization thesis builds on. This book reveals what the exponents of
secularization thesis fails to conceive.
189 For Victorian
religiosity, see Wilson, A.N, The
Victorians, New York: W.W.Norton, 2004; Himmelfarb,Gertrude, Marriage and Morals among the Victorians,Chicago: I.R.Dee, 2001.
190 For a
description of the sudden collapse of religion in the post-war Europe see Judt,
Tony, Postwar, Penguin Press, 2005;
also see Brown, Callum G, ―The Secularization Decade: The Haemorrhage of the
British Churches in the 1960s‖, paper presented at the conference “The Decline of Christendom in Western
Europe, 1750-2000”, Paris, 1977; quoted in McLeod, Hugh,. Secularization in Western Europe, 1848-1914, London:
The early criticism of the ―secularization thesis‖
derived from the German hermeneutic tradition. While contemplating on the much
neglected area of ―sociology of knowledge‖, they claimed that religion derived
from the human quest to give a meaning to the outer world around the self.
Therefore, religion cannot be reduced to mere ignorance and superstition. It is
not simply deception but an outcome of the quest to know what is unknowable.
Hence, religion is not to be dissolved as easily as it had been presumed.
Hermeneutics also enabled the social scientists to approach religion not as an
enemy but as a social and
intellectual phenomenon needing to be explained.
Of course religion is not one single ―entity‖. In line
with 19th century Positivism, we observe the disappearance of rural religion
and the waning of its culture of superstition in which local saints were
helping the peasants who visited to ―sacred‖ sites nearby the villages to seek
for healing of their sufferings.191 The peasants arriving at the
cities did leave their countryside habits and beliefs. But in this process of
urbanization, we also observe the development of an organized religion at an
unprecedented scale sponsored by the states to manipulate it for their agenda.
Taking the hermeneutic analysis of religion to the ―realm of state‖; we observe
the evolution of a new, more politicized and an encompassing version of
Christianity in the world of nation-states and modern Empires crafted by the
states to serve for the self-legitimization of these polities and infuse them
with self-righteousness and glamour. Institutionalized religion provided the
meaning these politics needed to legitimize themselves.
Religion is a historical category which has many
manifestations differing in different ages and
geographies. The religion
of the nineteenth century had risen
parallel to the rise of the modern states and therefore
understandable within this socio-political context. First of all, the church institution may be seen as the first modern organization to be replicated
by
Macmillan, 2000,
p. 8. Also see the overview of the ―decline of religion‖ theories in the
introduction of the book.
191 For
superstitions and ―and beliefs‖, see Eugen Weber, Peasants into Frenchmen, Stanford: Stanford: Stanford University
Press, 1978, p. 23-29. Also for the medieval rural religion and its
transformation in the early modern era, see Thomas, Keith, Man and the Natural World, London: Penguin, 1984; Thomas, Keith, Religion and the Decline of Magic, Oxford: Oxford University Press,
1997.
states as argued by Max Weber a century ago.192 The
church had transformed itself from being a holy see regulating the spiritual
affairs of Christians to the first bureaucratic, political and colossal machine
beginning from the thirteenth and fourteenth centuries.193 The Counter-Reformation was the climax of this transformation.
The Counter-Reformation was not an
invention of the early modern ages constituted as a reaction to the rise of
Protestantism but denoted the culmination of the earlier dispositions of the
Church.194 It is also a very important point to clarify that the
Inquisition is itself a product of late Middle Ages, institutionalized so as to
respond to the proliferating heresies and therefore an outcome of the Early
Modern age as a manifestation of the expansion of the Church institution.195
The vigorous resurgence of the Church also transformed the social meaning of
the religion. Religion became an institutionalized culture. Catholicism was
always defined with reference to the existence of a hierarchical institution
with a divine grace to which the faithful had to submit; however, with the onset of the early modern
era, the scale
192 See for an excellent interpretation of Weber‘s underestimated
studies on the medieval Church, Collins, Randall, Weberian Sociological Theory, Cambridge, U.K. : Cambridge
University Press, 1986.
193 The church also transformed itself from being the preacher of the
souls to being the commander of the souls. See De Boer, Wietse, The Conquest of the Soul, Leiden;
Boston; Köln: Brill, 2001.
194 For the German
church historian, Hubert Jedin‘s interpretation of the ―Counter- Reformation‖
back in 1946, see De Boer, Wietse, The
Conquest of the Soul, Leiden; Boston; Köln: Brill, 2001, p. 9. For the
Counter Reformation, see Po-Chia Hsia, R, The
World of Catholic Renewal 1540-1770, Cambridge, U.K. : Cambridge University
Press, 1999, Jones, Martin, The Counter
Reformation: Religion and Society in Early Modern Europe, Cambridge, U.K. :
Cambridge University Press, 1995; O‘Malley, John W, The First Jesuits, Cambridge, Mass: Harvard University Press, 2007.
195 The ―myth of the Inquisition‖ was created by the Protestant pamphleteers of the time to blacken the name of Catholicism and Spain (hence dubbed as
Black Legend-La Leyendra Negra- by
Julian Juderias in 1914) in the name
of Protestant propaganda. For the development
of this myth and its historiography,
see Peters, Edward, Inquisition, Berkeley: University of California Press, 1989; Kamen, Henry, The Spanish Inquisition: A Historical
Revision, London: Weidenfeld & Nicolson, 1997.
and the scope of the institutionalized religion had become more
imposing.196 Souls were not
only to be guided but also to be commanded.
Of course the transformation of Christianity (in its
Catholic and Protestant manifestations) was a multifaceted phenomenon. It was
also related with the massive diffusion of literacy.197 With the
acquiring of the skill of reading, the flock demanded a new and more interactive style of adherence to the Christian
community. They were no more to be treated as the passive sheep waiting for the
commands and teachings of their shepherd. This requirement demanded the
sophistication and activation of the Church institution. The Church also had to persuade its
previously obedient flock in which
the lack of continuous doctrinization might be won over by heresy. The Church
should be proactive, aggressive and
diligent.198 Whereas earlier, the Church discouraged her flock from
being literate and lay Bible reading in its struggle with the Protestant conventicals,
in the eighteenth century, the Church began to promote literacy and perceived
literacy as the best way to wipe out heresies and advance true faith.199
There was one drive originating from the Church to refashion religion. Another
drive derived from the secular authorities. As ascendant secular authorities
enhanced their political authorities in centuries and monopolized sovereignty,
they also felt the necessity to tame and domesticate religion. Given that
Church and religion constituted the greatest sphere independent from the secular
political authorities, the rise of the secular
authorities throughout early modernity
196 For a case study of the
ambitious rechristianization effort of the Church in early modern France targeting the French
countryside see Chevalier, Louis, The
Religion of the Poor, Cambridge, U.K. : Cambridge University Press, 1997
197 See MacCulloch,
Diarmaid, Reformation, London: Allen
Lane, 2003, pp. 70-76. The classical book on the Printing Revolution and its
impact is Eisenstein, Elizabeth, The
Printing Revolution in Early Modern Europe, Cambridge, U.K. : Cambridge
University Press, 1993.
198 See Rawlings,
Helen, The Spanish Inquisition,
Oxford, UK; Malden, MA : Blackwell, 2005; Kamen, Henry, The Spanish Inquisition: A
Historical Revision, London: Weidenfeld & Nicolson, 1997. For the early
Inquisition before its institutionalization, see Given, James, Inquisition and
Medieval Society: Power, Discipline and Resistance in Languedoc, Ithaca:
Cornell University Press, 1997: Moore, R. I, The Formation of a Prosecuting Society, Oxford: Oxford University
Press, 1987.
199 For this sharp
reversal of the Church policy in the eighteenth century, see Melton, James Van Horn,
Absolutism and the Eighteenth Century Origins of Compulsory Schooling in Prussia and Austria,
Cambridge, U.K. : Cambridge University Press, 1988, pp. 60-90.
gave them the opportunity to contract the autonomous sphere of
religion.200 For this, concordatas
with the religious authorities was essential. With concordatas and ―mutual understanding‖s, the social religion of
early modernity and more so the religion of 19th century was
domesticated.
Another reason why Christianity had been transformed was related with the continent- wide
political developments pertaining to the issue of legitimacy. As the absolutist
states had felt the necessity to include the subjects in their body politic,
they had to speak a language which is at the same time universal and sectarian.
This was what a religion was. As absolutist states began to be more complex
than ever, this process brought the religious institution which they had
associated themselves with to be more complex and more institutionalized. As
states had risen from being mere polities interfering only with matters of
politics to administrative monsters regulating the everyday matters of their
subjects, the religion followed it. Religious devotion also became a full-time
occupation or this was what the
clergy began to preach.
In short, there was a deal between the Church and the
rising absolutist states. Certainly,
the political authority needed the
religious authority to be on his side to assist in realizing its ambitions201.
Religious legitimacy is the best method to reach and capture the subjects and
the minds of the subjects. As it had been expressed above, for reasons
mentioned and for many other reasons not mentioned, the consent and support of
the subjects began to matter with the eighteenth century onwards. Not only the subjects
themselves but the souls and the minds of the subjects began to matter in the
eyes of the political authorities, they also had to be controlled and
regulated. Of course, in the nineteenth century, in the age of nation-states,
subjects and the considerations of the subjects will be important more than
ever. After all, it is the subjects‘ will upon which the nation-states claimed
to build themselves.
Therefore, religion became politicized beginning in early
modernity and further politicized in the 19th century.
This is not to say that religion
was not political
before.
200 Raeff, Marc, The Well-Ordered Police State, New Haven: Yale University Press, 1983,
pp. 58-64.
201 A very classical and one of the earliest
case of the presentation of the states and kings as bearers of a
some lofty ideal is Louis XIV. See Burke, Peter, Fabrication of Louis XIV, New Haven: Yale University Press, 1994.
Given that religion is a social phenomena (different from individual
faith), it is by its very definition a political
concept. What is new, however,
was that with the rise of the absolutist
states, religion had became a pillar of the absolutist states. For example, by
the sixteenth century, the subjects had to be a believer of the denomination in
which the political authority professed to.202 If a subject was
allowed to profess to another denomination, he will not be accepted as a member
of the community. The act of non-adherence to the denomination of the political
authority meant the rejection of the earthly power of the political authority
as well. Associating confession with political loyalty was a novel phenomenon
that became possible in the age of mass communications and literacy. This
process became even more apparent
in the age of nation.
Religion, not being the antidote
of nationalism, served as the cement of nationalism and national
identity, especially in the states where nationalisms developed with the
sponsorship of states.203 British identity was forged as early as in
the 17th century as being the ―New Jerusalem‖ fighting against the
continental Catholics in the service
of Satanical forces.204 Similarly, the Dutch identity was
forged with the Dutch struggle against the yoke of Catholicism.205
Lutheranism of Prussia served the same function206. Catholicism was an indispensable element of the French
202 MacKenney,
Richard, Sixteenth Century Europe,
London: Macmillan, 1993, pp. 268- 70.
203 Van Der Veer,
Peter & Lehmann, Harmut (ed.), Nation
and Religion: Perspectives on Europe and Asia, Princeton: Princeton
University Press, 1999.
204 Hastings, Adrian, The
Construction of Nationhood, Cambridge, U.K. : Cambridge University Press,
1997, pp. 36-65; McLeod, Hugh, ―Protestantism and British National Identity,
1815-1945‖, in Van Der Veer, Peter & Lehmann, Harmut (ed.), ibid, pp.
44-70.
205 Groot, Frans, ―Papists and Beggars: National Festivals and Nation
Building in the Netherlands During the Nineteenth Century‖, in Van Der Veer,
Peter & Lehmann, Harmut (ed.), ibid, pp. 161-177; Van Rooden, Peter,
―History, the Nation, and Religion: The Transformations of the Dutch Religious Past‖, in Van Der Veer, Peter &
Lehmann, Harmut (ed.), ibid, pp. 96-111; Israel, Jonathan I, The Dutch Republic: Its Rise, Greatness and
Fall 1477-1806, Oxford: Oxford University
Press, 1995, pp. 137-168.
206 Smith, Helmut
Walser, German Nationalism and Religious
Conflict: Culture, Ideology, Politics, 1870-1914, Princeton: Princeton
University Press, 1995; Altgeld, Wolfgang, "Religion, Denomination and
Nationalism in Nineteenth Century Germany", in Smith, Helmut Walser (ed.),
Protestants, Catholics and Jews in
Germany, 1800-1914, Oxford: Berg Publishers, 2001;
Mommsen, Wolfgang, Imperial Germany
1867-1918, London;
national identity even in its Republican forms.207
Religion became the distinctive mark of the nations as well as their proof to
be (morally) superior to other contenting nations. In other words, religions
baptized and consecrated the nations.
1.6. Politicization of Religion
in the Ottoman
Empire
As argued above, religion can not be limited to faith.
Religion is not only the relationship between God and the believer but a
relationship between the members of a particular community as well as the
relationship between the members of the community and the community as a whole.
The politicization of religion may not be taken as a sign of the rise of
conservative modernization over liberal modernization but a corollary of the
early modern developments before religion and modernization were dissociated. This
does not mean politicization of religion is simply a consequence of modernity.
Given that religion is a social phenomenon, it is inevitably political. The
transformation of the meaning of religion and its politicization is rather the
outcome of the interaction of many processes taking place simultaneously and
independently from each other in Early Modern and Modern Europe.
In the earlier historiography of the late Ottoman
Empire, Ottoman reforms used to be interpreted simply as a process of
secularization as if these two concepts were
synonymous. The
Turkish translation of the title of Niyazi Berkes‘ classical Kemalist study on Ottoman modernization in the fiftieth anniversary of the Republic, where
―secularization‖ was translated as çağdaşlaşma, i.e. ―modernization‖, is an overt illustration of this
assumption and ambiguity.208 Furthermore, Berkes‘ book‘s original
name, seeing secularization as the pivotal aspect of the 19th century Ottoman
transformation, also establishes such equivalence. In this perception, it was a matter of
New York: Arnold,
1995; Wehler, Hans-Ulrich, The German
Empire 1871-1918, Berg, 1985.
207 Van Kley, Dale
K, The Religious Origins of the French
Revolution, New Haven: Yale University Press, 1996, pp. 1-13; Greenfeld,
Liah, Nationalism: Five Roads to
Modernity, Cambridge, Mass: Harvard University Press, 1992, pp. 91-107.
208 Berkes, Niyazi, Türkiye‟de Çağdaşlaşma, Ankara: Bilgi Yayınevi,
1973.
simple arithmetic. More modernization should have led automatically
to less religiousness of the state and the individual.
However, recent studies critical of the Kemalist
assumption highlighted the more complex nature of the 19th century Ottoman
transformation. It had been demonstrated that the reforms of Mahmud II were
legitimized upon a religious discourse presenting these reforms as ―religious
efforts.‖209 The abolition of the Janissary corps was presented and
legitimized as a religious duty and as a jihad against the infields
(Janissaries) who had infiltrated among the Ottoman military. The janissaries
were presented as enemies of state and religion in the service of Christian
states.210 The event itself was conspicuously hailed as ―Auspicious
Incident‖ (Vaka-i Hayriye). According
to this official propaganda, Mahmud II was the religious reformer (müceddid) of the era as heralded in the
Islamic and Quaranic sources. He successfully eradicated all the heretics and
all the remnants of the heresy.211 Mahmud II literally butchered all
the Bektaşi graves and reestablished
orthodox Islam and Bektaşicism was eradicated throughout the Empire and
declared as a heretical sect.212 The Bektaşi influence over the Janissary corps was countered with the endorsement of an orthodox Islam and the
required study of the works of orthodox Islam by the newly organized military
corps such as Birgivi Risalesi for
the purpose of ―rectifying the practice
209 See Şirvanlı
Fatih Efendi, Gülzar-ı Fütühat (edited
by Mehmet Ali Beyhan), İstanbul: Kitabevi, 2005; Es‘ad
Efendi, Üss-i Zafer, İstanbul:
Kitabevi, 2001. Also see Heinzelmann, Tobias, Cihaddan Vatan Savunmasına, İstanbul: Kitap Yayınevi, 2009, pp.
42-44, 53; Yıldız, Gültekin, Neferin Adı Yok: Zorunlu
Askerliğe Geçiş Sürecinde Osmanlı Devleti‟nde
Siyaset, Ordu ve Toplum (1826-1839), İstanbul: Kitabevi, 2009, p. 24,26.
210 Yıldız, Gültekin, ibid,
p. 89, 115. For the self-legitimization of the abolishment of the janissaries
and presentation of the act as a religious act, see the firman abolishing the
janissaries as quoted in Heinzelmann, Tobias, ibid, p. 39-42.For the
contemporary texts reflecting the official position on the abolishment and
eradication of the janissary corps, see
Şirvanlı Fatih Efendi, Gülzar-ı Fütühat,
İstanbul: Kitabevi, 2001; Es‘ad Efendi, Üss-i
Zafer, İstanbul: Kitabevi, 2005. For some valuable comments on Selim III‘s
and Mahmud II‘s emulation of the manners of the prophet, see Hagen, Gottfried,
―The Prophet Muhammed as an Exemplar in War: Ottoman Views on the Eve of World
War I‖, in New Perspectives on Turkey,
Spring 2000, no: 22, pp. 151-152
211 Heinzelmann, Tobias,
ibid, p. 50; Es‘ad Efendi,
Üss-i Zafer, İstanbul: Kitabevi,
2005,
pp. 166-184;
Es‘ad Efendi, Vak‟a-Nüvis Es‟ad Efendi
Tarihi, İstanbul: OSAV, 2000, pp. 648-650; Ahmed Cevdet Pasha, Tarih-i Cevdet, Darü't-Tıbaat'ül Amire,
1309, v. XII, pp. 180-184; Şirvanlı Fatih Efendi, Gülzar-ı Fütuhat, pp. 19-22.
212 Yıldız,
Gültekin, ibid, pp. 115-130.
of religion and faith‖ (usul-ı
diniyye ve aka‟idlerini tashih zımmında).213 Furthermore, the
unprecedented jihadist tone in the declaration of war against Russia in 1826
just after the destruction of the janissary corps, whether it be a public
relations effort or not, was a novelty in the Ottoman official discourse. This
radicalizing and orthodoxization of the official rhetoric was not a repetition
of the traditional Ottoman discourse. It was an innovation and an expression of
an emerging discourse embedded in the Ottoman modernization and in the emerging
rhetoric of the Ottoman/Turkish proto-nationalism and nationalism.214
This process also involved the etatization of Islam. Islam was rendered
subordinate to the state and state interests. Although the case was not very
different in the classical centuries of the Ottoman Empire, the extent of this
subordination was unprecedented. These were early symptoms of the
nationalization process interwoven in the
modernization, not unlike the development of an evangelical language in 17th
century England in its road to nationalization in the early modernity.215
The emergence of discourses of identity, demonization
and ―othering‖ were preeminent manifestations and components of the formation
of a modern state. Different from pre-modern polities, modern states developed
their public faces and discourses to legitimize their existences. Along with
cannons and rifles, the Ottomans reproduced such strategies of governmentality.
These modern states differ from the medieval ones in their claim to serve for a
particular mission. The medieval states knew what they were. Any Western
barbaric kingdom from Merovengians to the Norman England was founded by a
certain military/militarized elite longing for more glory and booty. In the words of Charles
213 ibid, p. 302. For the printing of Birgivi Risalesi, also see Birinci, Ali, ― ‗Birgivi Risalesi‘: İlk Dini Kitab Niçin ve Nasıl Basıldı ?‖, in
Ali Birinci, Tarih Yolunda, İstanbul:
Dergah Yayınları, 2001, pp. 93-97.
214 See Erdem, Hakan Y, ― ‗Do
not Think of Them as Agricultural Laboureres‘: Ottoman Responses to the Greek
War of Independence‖, in Thalia Dragonas & Faruk Birtek (ed.), Citizenship and the Nation-State in Greece
and Turkey, London; New York: Routledge, 2005, pp. 67-85.
215 See Hastings,
Adrian, The Construction of Nationhood,
Cambridge, U.K. : Cambridge University Press,
1997; Pincus, Steven, Protestantism and
Nationalism, Cambridge, U.K. : Cambridge University Press, 1996. Also see
Hill, Christopher, The English Bible and
the Seventeenth-Century Revolution, Penguin, 1994; Hill, Christopher, Puritanism and Revolution, New York:
Schocken Books, 1964.
Tilly, state making was
an ―organized crime‖.216 The case was not different in the Muslim Middle East. Although they claimed
to serve for a higher goal, (religion and God) the mechanisms of these polities
were not organized on their claims to serve for higher ideals. These polities
were organized basically to maximize plunder and booty.
The modern states did not have such a luxury. They, on
the other hand, (re)organized themselves to substantiate their claims to serve
for respectable ideals. Accordingly, although Ottomans always claimed to uphold
the banner of Islam; it was with the late eighteenth century they endorsed this
claim more energetically and self-consciously.217
To display the sacramentalization of the Ottoman
Empire, Akşin Somel aptly named his book on the modernization of 19th century
Ottoman education as “The
Modernization of Public Education in the Ottoman Empire, 1839-1908 :
Islamization, Autocracy, and Discipline”.218 Somel‘s book‘s name
also implies an analogy to the 19th century Russian autocracy‘s zeal in its claim of protection and promotion of order and religion.219 The
216 For the classic article defining pre-modern state-building as
―organized crime‖, see Tilly, Charles, ―War Making and State Making
as Organized Crime‖,
in Bringing the State Back in, Peter B. Evans & Theda Skocpol, Dietrich Rueschemeyer (ed.), Cambridge, U.K.
: Cambridge University Press, 1985, pp. 169-187.
217 A well-studied example of the Ottoman reorganization to claim to
serve for a sublime ideal is Ottomans
claim for the caliphate. See Buzpınar, Tufan,
―The Question of Caliphate
Under the Last Ottoman Sultans‖, in Ottoman
Reform and Muslim Regeneration, Itzchak
Weismann & Fruma Zachs (ed..), I.B. Tauris, pp. 17-36.
218 Somel, Akşin, The
Modernization of Public Education in the Ottoman Empire, 1839- 1908 :
Islamization, Autocracy, and Discipline, Leiden; Boston; Köln: Brill, 2001.
Benjamin Fortna, who is the author of another valuable book on late Ottoman
education makes similar points in his book. He criticizes the teleological look
at the Ottoman modernization which equates it with Westernization and excludes
Islam. ―By turning a blind eye to the continuities in the relationship between
Islam and the modern learning, histories of the region perpetuated the belief
that the two are mutually exclusive.‖ Fortna, Benjamin,The Imperial Classroom, Oxford: Oxford University Press, 2000, p.
1.
219 For the creation
of the official motto (―Orthodoxy, Autocracy and Nationality‖) of the Russian
czardom, framed by Uvarov, the minister of public education of Nicholas I, see
Riasanovsky, Nicholas, Nicholas
I and Official Nationality in Russia 1825-1855, Berkeley: University of California Press, 1959. For the forging
of the modern Russian autocratic symbolism from Peter onwards, see Wortmann,
Richard, The Scenarios of Power: Myth and
Ceremony in Russian Monarchy, Princeton: Princeton University Press,
1995-2000 (2 volumes). For a general
overview of ―self-legitimating‖, see Barker,
Rodney, Legitimating
resemblance of the Ottoman imperium and the Russian autocracy220
(and the Meiji Japan221) is also one of the points Selim Deringil had pointed out in his classic work on
the self-representations of the reign of Abdülhamid
II.222 All these polities had throughout 19th century endeavored to establish a
cult based on the splendor of their autocracy, the religiosity/divine grace of
their regimes and their benevolence towards their subjects.223 Thus,
the politicization of Islam was an inevitable and pivotal component of the 19th
century Ottoman Empire replicating the pattern of a modernizing autocracy
reminiscent of Russia, Japan and Prussia.