7 Temmuz 2024 Pazar

310


Anahtar Kelimeler: kılıç, yataghan, osmanlı, tılsımlar, sihr

ABSTRACT

TALISMANIC SYMBOLISM IN LATE OTTOMAN PERIOD SWORDS

This study explores talismanic symbolism embodied as well as manifested on swords within the

Islamic context through the examination of religious narrative, as well as related artifacts. Most

notably, Late Ottoman Period yataghans are surveyed as this period in which these blades were

manufactured was a time of social, cultural, and artistic change due to increasing influence from

Europe infiltrating Ottoman institutions. Through a lens of symbolic analysis certain notions,

beliefs, and cultural trends are made evident within the Late Ottoman zeitgeist through the

examination of swords and their related talismanic symbolism elucidating norms and aspects of

identity construction and adherence.

Keywords: sword, yataghan, Ottoman, talismans, magic

CHAPTERS

Chapter 1: Introduction

1.1 Subject and Purpose………………….……………………………………….…….1

1.2 Scope and Limitations………………….………………………………….………..3

1.3 Methodology………………….……………………………………………….....…5

1.4 Contribution ……………………..…………………………….……………..…….7

1.5 Literature Review………………….……………..……………………….……..…7

1.6 Background……………………………………………………………………..….12

Chapter 2: Symbolism

2.1 Symbols and Meaning…………………………………………...……….………..16

2.2 Non-Symbol……………………………………………………………...………..23

2.3 The Interpreter and the Confines of Culture……………………………..………..28

2.4 Talismans and Symbols………………………………………………….………...32

2.5 Belief and Symbolism………………………………………………………..….....34

Chapter 3: Magic and Talismans

3.1 What is Magic………………….….…………………………………………..……38

3.2 Magic v. Religion?………………………………………………….………...…….40

3.3 Apotropaic Magic……………………………………………………………….......46

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3.4 Talismans………………………………………………………….…………….......49

Chapter 4: The Sword

4.1 The Sword in Popular Imagination………………………………………………..62

4.2 Situating Swords………………..………………………………………………….65

4.3 The Turkish sword/kilij/kılıç……………………………………………………….86

4.4 Swords of Muhammad……………………………………………………………..90

Chapter 5: Symbols Redux: Narratives and Meaning

5.1 Sword as Symbol: Dhul Faqar and the Swords of the Prophet………………..…..106

5.2 Dhu’l Faqar Amongst the Ottomans……………………………………………….111

5.3 Yataghan: Late Ottoman Sabers and Symbols………………………………….…113

5.4 Talismanic Motifs……………………………………………...……………..……118

A. Seal of Solomon…………………………………………………………….119

B. The Seven Sleepers………………………………………………………….121

C. La feta illa Ali la seyfe illa zulfikar………………………………………….123

Catalog ………………………………………………………………….……………………...125

1.1 Asker Muze………………………………………………………………………………...126

1.2. Christie’s………………………………………………………………………………..….136

1.3 Bonhams……………………………………………………………………………...…….140

1.4 Sotheby’s…………………………………………………………………………………....142

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1.5 La Gazette Drouot…………………………………………………………………………..149

Chapter 6: Conclusion

The Sword and Identity…………………………………………………….…………..195

Works Cited..………………………………………………………………………………...…205

Works Consulted…...………………………………………………………………………...…209

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LIST OF FIGURES

Figure 1: Dhu’l Faqar image on banner from Istanbul Naval Museum……………………….…26

Figure 2: Photograph of caption related to Ensignia of Barbaros at Istanbul Navel Museum…..27

Figure 3: Harut and Marut……………………………………………………………………….44

Figure 4: Nazar amulets………………………………………………………………………….48

Figure 5: Barong with talismanic formulas and image of Dhu’l Faqar……………………….....50

Figure 6: Dhu’l Faqar sword stamp……………………………………………………………...53

Figure 7: Turkish battle amulet…………………………………………………………………..57

Figure 8: 17th century Qur’an talisman (sançak)………………………………………………...58

Figure 9: 18th century talismanic seal…………………………………………………………….59

Figure 10: 19th century sword……………………………………………………………………60

Figure 11: Map – Roman Empire at its height…………………………………………………...67

Figure 12: Map – Hellenistic World……………………………………………………………..67

Figure 13: Swedish “Viking” ring inscribed with “for Allah”…………………………………...74

Figure 14: Meme about Islamic swords………………………………………………………….80

Figure 15: 7th century coin featuring Caliph Abd al-Malik ibn Marwan………………………...81

Figure 16: Plaster statue from Khirbat al-Mafjar………………………………………………...82

Figure 17: Turkish saber………………………………………………………………………....85

Figure 18: Turkic swords………………………………………………………………………...88

Figure 19: “Zulfikar” sword and scabbard, 18th century…………………………………………89

Figure 20: Miniature depicting scene from the Battle of Badr…………………………………..90

Figure 21: Hatf…………………………………………………………………………………...92

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Figure 22: al-Battar……………………………………………………………………………....93

Figure 23: al-Battar with inscriptions…………………………………………………………...95

Figure 24: al-Battar with inscription and image of King David………………………………...95

Figure 25: Qal’i………………………………………………………………………………….96

Figure 26: Qal’i inscription……………………………………………………………………...97

Figure 27: Ma’Thur al-Fijar………………………………………………………………….…..98

Figure 28: Historically inaccurate “reproduction” of Dhu’l Faqar……………………………..100

Figure 29: Stylized Dhu’l Faqar on flag, Philippines, 1887……………………………………102

Figure 30: Dhu’l Faqar……………………………………………………………………….....103

Figure 31: Image of Dhu’l Faqar on Fatimid Period Bab al-Nasr gate in Cairo……………….104

Figure 32: Images of Dhu’l Faqar on a flag and swords………………………………………..110

Figure 33: Yataghan from Court of Süleyman the Magnificent………………………………...116

Figure 34: “Ya Ali” embossed inscription on saber blade that morphs into Dhu’l Faqar……....124

Figure 35: View of entire length of “Ya Ali” saber blade………………………………………124

Figure 36: 19th century yataghan with gold inlay, left side………………….………………….126

Figure 37: 19th century yataghan with gold inlay, right side……………...…………………….126

Figure 38: 19th century yataghan, close up of gold inlay design and inscription……………….127

Figure 39: 19th century yataghan with silver inlay………………………………………..…….128

Figure 40: 19th century yataghan, close up of silver inlay talismanic design and inscription…..128

Figure 41: 19th century yataghan with silver inlay……………………………………………...129

Figure 42: 19th century yataghan, close up of Zulfikar inscription and silver inlay design…....129

Figure 43: 19th century yataghan with silver inlay, no hilt…………………………………......130

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Figure 44: 19th century yataghan, close up of silver inlay design and inscription……………..130

Figure 45: 19th century yataghan, view of length…………………………………………...….131

Figure 46: 19th century yataghan, close up of hilt……………………………………………...132

Figure 47: 19th century yataghan with silver inlay inscription, minimal designs……………...133

Figure 48: 19th century yataghan, close up of inscription……………………………………...133

Figure 49: 18th -19th century yataghan, highly recurved………………………………………..134

Figure 50: 18th-19th century yataghan, close up of talismanic imagery………………………..134

Figure 51: 18th century yataghan, image of length of blade and close up of hilt……………….135

Figure 52: 19th century yataghan with scabbard……………………………………………….136

Figure 53: 19th century yataghan, close up of gold inlay inscription…………………………..137

Figure 54: 19th century yataghan, close up of Seal of Solomon symbol……………………….138

Figure 55: 19th century yataghan with scabbard……………………………………………….139

Figure 56: 19th century yataghan scabbard chape……………………………………………...140

Figure 57: 19th century yataghan close up of talismanic symbol……………………………....140

Figure 58: 19th century yataghan with gold inlay and scabbard………………………………..141

Figure 59: 19th century yataghan with gold inlay and scabbard……………………………..….143

Figure 60: 18th century yataghan with marbled-jade hilt and scabbard………………………...144

Figure 61: 18th century yataghan, close up of inscription and hilt……………………………...145

Figure 62: 18th century yataghan, close up of inscription and hilt, opposite side…………..….146

Figure 63: 18th century yataghan, close up of Seal of Solomon & Seven Sleepers talismans….147

Figure 64: 18th century yataghan, close up of inscription inside cartouche…………………….148

Figure 65: 19th century yataghan with unique hilt……………………………………………...149

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Figure 66: 19th century yataghan, close up of Seal of Solomon designs on hilt………………..150

Figure 67: 19th century slightly recurved yataghan……………………………………………..151

Figure 68: 19th century yataghan, close up of design on blade near hilt………………………..152

Figure 69: 19th century yataghan, close up of design near hilt and etched inscription………...152

Figure 70: 19th century yataghan, close up walrus ivory hilt in kulak form…………………...152

Figure 71: 19th century yataghan, close up of Seal of Solomon talisman……………………...153

Figure 72: 19th century yataghan, close up of etched design…………………………………...153

Figure 73: 19th century yataghan, close up of inscription near fuller…………………………...153

Figure 74: 19th century yataghan with horn and bronze hilt……………………………………155

Figure 75: 19th century yataghan, close up of Seal of Solomon image………………………....156

Figure 76: 19th century yataghan, close up of bronze and horn hilt…………………………….156

Figure 77: 18th century Caucasian yataghan, close up of Seal of Solomon design……………..157

Figure 78: 18th century Caucasian yataghan, multiple views…………………………………...158

Figure 79: 19th century typical yataghan with scabbard………………………………………...159

Figure 80: 19th century yataghan, close up view of hilt area and Seal of Solomon on blade…..160

Figure 81: 19th century highly ornate yataghan with gold inlay………………………………..162

Figure 82: 19th century ornate yataghan, close up of Dhul Faqar image and inscriptions……...162

Figure 83: 19th century highly ornate matching scabbard……………………………………....163

Figure 84: 19th century yataghan with oxidized steel blade and horn hilt…………………..….164

Figure 85: 19th century yataghan of typical style and scabbard, right side………………….….165

Figure 86: 19th century yataghan of typical style and scabbard, left side…………...………….165

Figure 87: 19th century yataghan, close up of silver-inlaid Seal of Solomon design…………...166

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Figure 88: 19th century yataghan, close up of silver-inlaid inscription within cartouche……....166

Figure 89: 18th-19th century North African yataghan…………………………………………...167

Figure 90: 18th-19th century North African yataghan, close up of horn hilt…………………....168

Figure 91: 18th-19th century North African yataghan, close up of gold inlay Seal of Solomon

design…………………………………………………………………………………………...168

Figure 92: 18th-19th century North African yataghan, close up of gold-inlaid inscription……..168

Figure 93: 19th century yataghan with blade of Damascus steel and gold inlay…………….….169

Figure 94: 19th century yataghan of Damascus steel and accompanied scabbard……………....170

Figure 95: 18th century yataghan with standard type kulak hilt………………………………...171

Figure 96: 18th century yataghan with close up of inscription……………………………….....172

Figure 97: 18th century yataghan, cutting edge………………………………………………....172

Figure 98: 18th century yataghan, close of up hilt……………………………………………....172

Figure 99: 18th century yataghan, Seal of Solomon design on blade…………………………...173

Figure 100: 19th century yataghan with unique metal hilt, blade with gold inlay……………....174

Figure 101: 19th century yataghan, close up of gold-inlaid inscription and Seal of Solomon….175

Figure: 102: 19th century yataghan, close up of gold-inlaid floral designs……………………..175

Figure 103: 19th century yataghan and ornate scabbard, multiple views…………………….....177

Figure 104: 19th century yataghan and scabbard, close up of hilt and chape…………………...178

Figure 105: 19th century yataghan and scabbard, full; plus close up of hilt…………………….180

Figure 106: 19th century yataghan, close up of gold inlaid inscription within a cartouche and Seal

of Solomon design……………………………………………………………………………...181

Figure 107: 19th century yataghan, close up of gold inlaid medallion with inscription………...181

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Figure 108: 19th century yataghan, close up of back of kulak pommel………..….……………182

Figure 109: 19th century yataghan, close up of from of kulak pommel with coral decorations...182

Figure 110: 19th century Greek yataghan scabbard with Seal of Solomon design……………...183

Figure 111: 19th century Greek yataghan and accompanied scabbard………………………….184

Figure 112: 19th century yataghan with silver kulak hilt and silver scabbard………………….185

Figure 113: 19th century silver yataghan scabbard with Seal of Solomon……………………..186

Figure 114: 19th century yataghan, close up of Seal of Solomon talisman near fuller………....187

Figure 115: 19th century yataghan and scabbard, full; close up of hilt…………….……..…….188

Figure 116: 18th-19th century yataghan with Ta’liq inscription and accompanied scabbard..…..190

Figure 117: 18th-19th century yataghan with Ta’liq inscription, full length……………………..191

Figure 118: 18th-19th century yataghan with closeup of gold inlaid Ta’liq inscription and

decoration………………………………………………………………………………………192

Figure 119: Early 19th century yataghan with typical kulak pommel and gold inlaid

inscription………………………………………………………………………………………193

Figure 120: Ottoman banner with image of Dhu’l Faqar……….……….……….…………….201

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1. INTRODUCTION

1.1 SUBJECT AND PURPOSE

The objective of this study is to explore talismanic symbolism related to swords in the

Islamic and Ottoman context with a focus on yataghans predominantly from the Late Ottoman

period as examples are more prevalent in this period and offer greater insight due to the

particularities of the time. The study explores the topic through a two-pronged approach by first,

understanding the importance of the sword within the defined contexts, i.e. delving into the

Islamic ideological and historical background which feeds the eventual manifestations and

conceptualization of swords and talismanic imagery there of centuries later amongst the

Ottomans; and second, by the symbolism embedded in and on swords, their physical

manifestations and what these symbols and inscriptions in their addition to the construction and

aesthetics of the blades, and in particular yataghans, imbue the sword an apotropaic character.

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This is done to illustrate and elucidate that swords belong to certain broader cultural and

symbolic frameworks which transcends the practical utility of the weapon. The addition of

certain aesthetic and religio-symbolic elements may serve to make the blade more potent, but

that potency resides in belief rather than the physical construction of the sword—a sword without

embellishment still cuts, does it not? By looking at these two components that interweave with

each other, as the value of the sword is culturally contingent due to history and belief, and what

is associated with the sword in the religio-ideological context is also embedded in the cultural

understandings that construct said value as well as what manifestations are associated with the

sword by extension. It is through this understanding of this perpetual feedback loop that aids in

this analysis allowing the ability to explore and parse out what these symbols may represent in

regards to the question of identity adherence. As identity, in my opinion, is the axis in which all

things revolve around in some manner—the expression, the communication of everything be it

manifest or hidden conveys a certain reality that is meant to be relayed about identity to others

both within and outside a specific cultural domain.

Through the examination of yataghans, which may be of particular interest due to most

examples coming from a period of greater exterior cultural influence in terms of aesthetics and

ideology, the aim of this study is to illustrate that swords themselves are symbols and

manifestations of broader cultural understandings and that their manufacture belongs to a certain

zeitgeist, that what a sword is is not bound by its physicality and utility. The zeitgeist in this case

being that of a certain period in the Muslim-Ottoman consciousness where influences from

outside the empire were making headway in numerous sectors of Ottoman thought and society. It

is here, in these dynamic situations where the expression of identity is most clear because what is

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valued most is expressed with more fervor due to conflict. Thus ultimately by exploring

narratives about and around swords as symbols and symbols on swords this study hopes to parse

out ideological trends in identity.

1.2 SCOPE AND LIMITATIONS

The scope of this project focuses more on the metaphorical rather than the material, but to

a certain extent the physical nature of swords are of import as their construction and manufacture

within the Islamic cultural milieu showcases important considerations and influences that allow

for more comprehensive understandings. This holds true for the addition of religious and

talismanic accouterments as well since the manner in which such are applied, etched, inlaid, etc.

are not of the utmost concern compared to the presence of such. It is the meaning that these

symbols imbue the sword with, the added layer of meanings that the sword then conveys which

points to a greater cultural identity. The swords, in this case yataghans in particular, that are

being examined come from the Late Ottoman Period. This is due to the fact that around the 18th-

19th century is when these swords tend to be found in a greater abundance, though the

manufacture of yataghans spans from the 16th to the 19th centuries. The Late Ottoman Period in

which most of these examples are found also provides an interesting backdrop in terms of

aesthetics and manufacture of yataghans as it is a period of greater European influence both

culturally and militaristically. The Ottoman Empire on its wane by this time and looking to

maintain relevance and in its endeavor to modernize, which for much of the world is conflated

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with “westernization,” started to incorporate European elements into its material cultural and

other facets of Ottoman life with an emphasis on the political and militaristic. Due to this one can

readily see the syncretic nature of design elements used to adorn blades and hilts of the time—

say the mix of European floral elements coupled with Islamic inscriptions and imagery.

Limitations relating to this project rest mainly in what literature was available to consult

given that this particular topic is rather niche. Most works related to instruments of war in

Muslim lands tended to be catalogs enumerating various arms and armor from a descriptive

perspective rather than any deep dive into any cultural or ideological underpinnings that resulted

in a particular manufacture. Another limitation is access to artifacts for analysis as my access

depends on the permission of collection owners of the swords and/or the copyright owners of the

sword images. Though I was fortunate enough to have Professor Furat aid me with images from

his collection along with his expertise on the topic. Beyond this is of course the fact this research

was being conducted during the COVID-19 pandemic where limited access to materials was

further exacerbated by being in lockdown on top of the typical constraints of time and money,

and at times not so typical constraints on productivity.

1.3 METHODOLOGY

The methodology employed is an analysis of artifacts, i.e. yataghans as well as swords of

particular interest, and the examination of related literature to parse out meaning behind the use

of talismanic imagery related to swords. So in short, this study employs an descriptive and

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exploratory research approach. From a reading of the literature related to swords in the Islamic

context through the lens of symbolic analysis derived from modern philosophy and

anthropological theory, strains of possible interpretive meaning in relation to the larger context in

which the swords and/or talismans were manufactured would provide certain indications of

identity construction as well as elucidate a broader cultural framework, including trends and

influences of the period. Much of the work consulted regarding symbolism comes from a

modern, European domain as there exists much more depth of theoretical research on the topic,

though this of course creates a more “western” skewed view and interrogation regarding the use

of symbols. But, there has been an effort to look into more Islamic conceptions where applicable.

In order to gain familiarity with blades, I visited local sword, particularly yataghan,

collections in Istanbul, specifically those housed at Topkapı Palace Museum and the Istanbul

Military Museum. Unfortunately, I was not able to travel outside Istanbul to view other

collections. Due to the constraints placed on me during the pandemic lockdown, I sought

literature and images through online sources such as auction houses and digitized museum

collections. I also reached out to my contacts in the academic and cultural sectors with access to

collections in former Ottoman territories. Unfortunately, my reaching out was not exactly

fruitful.

Due to the nature of the government response to pandemic and a dearth of available

resources that fit within the framework of the study, a rather limited quantity of works and a

paucity of artifacts were available for analysis. Thus an emphasis towards a focus on theoretical

underpinnings was employed over that of the presentation of physical objects allowing for a

synthesizing and building from works within philosophical and anthropological perspectives.

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The preference for interpretative analysis within those domains are wholly due to the fact of my

previous training and therefore I held more familiarity with the literature and theories.

I constructed a catalog of examples from auction houses, with many of the examples

coming from Gazette Drouot, and a few from the larger UK auction houses. Unfortunately,

many examples had low quality images that rendered them unusable. I also viewed materials

from Turkish auction houses, but due to the quality of the photographs provided and the

yataghans not containing any specific talismanic markings I was looking for, they were not

included. The yataghans span from the 18th to the 19th century and all contain some sort of

Islamic talismanic imagery or inscription. The origins of almost all the blades is Ottoman Turkey,

but there are a few outliers coming from the Ottoman Balkans and North Africa.

1.4 CONTRIBUTION

Works on Islamic arms and armor generally focus on the description of the arms

themselves and often forgo an in-depth discussion related to the religio-cultural framework from

which they originate; whereas works related to Islamic talismans and amulets focus mainly on

medical related charms leaving out battle talismans. The study offers a synthesis by providing

some insight into what could perhaps be termed “magical” hoplology of the Islamicate. This

work seeks to address this oversight and merge the research on talismans and arms through a

specific discussion related to Islamic swords.

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1.5 EVALUATION OF SOURCES: LITERATURE REVIEW

Talismans and Magic

In Muravchick’s doctoral thesis, “God is the Best Guardian: Islamic Talsmanic Shirts from the

Gunpowder Empires,” she outlines a short history of talismans from Near Eastern antiquity until

the modern era. Her analysis revolves round the body and the shirts as a textile that evokes the

body and the religious and ideological extensions “embodied” in the utility of the textile. This

embodied ideological understanding that surrounds the wearing of the textile was helpful in

helping this study’s approach to talismanic symbolism as something beyond the physical

manifestations of such on objects likes swords.

In Al-Saleh’s “Licit Magic: The Touch and Sight of Islamic Talsmanic Scrolls,” she describes

textual talismans as a form of “licit” magic, an extension of “ilm” and wholly within the confines

of the Islamic faith. Both Muravchick and Al-Saleh place the use of talismans within the larger

framework of Islamic religiosity with the power of the talismans and/or charms being derived

from God, an idea that also informs this study.

Persis Berlekamp’s work entitled: Wonder, Image, & Cosmos in Medieval Islam discusses

medieval manuscripts, elucidating on the figural image in Islam and the philosophical meanings

embodied in talismanic manuscripts. Berlekamp’s work is beneficial in how it frames how

artistic representations further religious purposes, which is also a notion that this study explores.

Coran et talismans: Textes et pratiques magiques en milieu musulman, edited by Constant

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Hames contains both ethnographic related studies about talismanic and ritual practices in some

Muslim societies as well as Qur’anic and commentary textual analysis relating to the legitimacy

of magic as it pertains to Islamic faith. Several chapters on this work were of particular interest,

most notably: “La notion de magie dans le Coran” by Constant Hames and “Magie : le point de

vue d’Ibn Khaldun” by Abderrrahmane Lakhsassi that aided in framing conceptions of magic in

relation to Islam.

Osmanlı Tılsım Mühürleri: Haluk Perk Koleksiyonu published by the Haluk Perk Muzesi

Yayınları is a catalog of various inscribed talismans. While the examples within the work do not

deal with military related objects, it does offer further explanations and examples of certain

textual inscriptions that may be held in common on weaponry. This work is solely useful as an

aid in familiarizing certain design and textual objects within the specified religio-cultural milieu.

Amulets and Superstitions by E.A. Wallis Budge discusses amulets, talismans and superstitions

spanning the Near East through various time periods. Budge provides, how ever dated, a

background on amulets and talismans specific to the region which may have some bearing on the

continued use of evolution of utilization of such charms within the Islamic context. He also

offers a very brief discussion relating to battle talismans in the context of a 20th century Yemeni-

Ottoman conflict that was of particular interest to this study.

Edited by Noegel, Prayer, Magic and the Stars in the Ancient and Late Antique World is a book

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that primarily focuses on Near Eastern regions and religions of, as the title suggests, ancient and

late antiquity periods. While not specifically discussing the matter of this project, the book does

provide some insight to ideas regarding magic in relation to Islam.

Hoplology

Ottoman Art in the Service of the Empire by Zdzislaw Zygulski, Jr. details much of Ottoman

military artifacts, including their use as protective amulets by way of textual and visual

compositions which was a useful aid for this study. This work offers a broad survey of military

related materials.

The Arts of the Muslim Knight: The Furusiyya Art Foundation Collection, complied by Bashir

Mohamed is a collection weaponry and war related materials from the Muslim world. Several of

the artifacts within the book were of interest to this study and it most notably contains Turkic

related prototypes of Ottoman war artifacts. This work also provides a concise intro to the

ideological underpinnings of armaments in the Muslim world which helped inform conceptions

relating to ideology in this study.

Hilmi Aydın’s work on the weapons within the Tokapı Palace Collection entitled: The Arms of

the Sultans (Sultanların Silahları) catalogs and analyzes the collections weaponry and provides

historical insight into their design and use. The book was useful in helping me gain familiarity

with various sorts of Ottoman arms and the particular aesthetic and textual trends used to adorn

said arms.

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Fuat’s work, “A Brief Study on Swords” provides much valuable information relating to swords

crafted by Muslims by describing the variety of words and offering analysis on notable

examples. This work was valuable in providing more information particularly related to

yataghans.

Ottoman Empire

Hanioglu’s A Brief History of the Ottoman Empire discussed the late period of the Ottoman

Empire focusing on the historical trends and challenges the Ottoman Empire faced especially in

the spheres of politics and socio-economics, thus providing this work with context of the broader

cultural milieu that might offer insight to certain trends in the adornment of weaponry and the

choice of particular talismanic symbolism placed there in.

Politicization of Islam: Reconstructing Identity, State, Faith and Community in the Late Ottoman

State by Karpat focuses on the politicization of Muslim identity and is relationship with the

Ottoman reforms under Abdulhamit II. This work helps understand the importance of Muslim

identity in the Late Ottoman period, something this work tangentially grazes upon through the

manifestation of certain Islamic religious and/or talismanic imagery presented on weapons.

Shaw’s Possessors and Possessed: Museums, Archaeology and the Visualization of History in

the Late Ottoman Empire discusses the emergence of museums in the Late Ottoman Empire

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during the 19th century and how these institutions and the categorization of collections reflected

changes and trends in the creation of Ottoman identity. This work in a broad sense offers insight

into the particular ideological trends in Late Ottoman identity construction which is of

importance to this study as talismanic symbolism is often an expression of certain identity

understandings and conceptualizations.

Islam and Influence

Brannon Wheeler’s work, Mecca and Eden: Ritual, Relics, and Territory in Islam offers a

chapter relating to the swords of Prophet Muhammad and offers a well-informed discussion of

what these swords mean in the broader religious legacy. This particular part of the work was

valuable as there is a dearth of information related to the swords of Prophet Muhammad and the

particular narratives surrounding them.

The Oriental Obsession by Sweetman centers on the influence of Islamic artistic aesthetics and

the European conceptualizations regarding Islam and how these motifs and ideas are reproduced

in art within the West. This work offers insight into the cross-pollination of aesthetics across the

boundaries of the Ottoman Empire and into the “West”, providing a greater understanding of

how these cultural domains influenced each other.

The Middle Eastern Jewellery: Reflection of Islam on the Forms and Symbols by Meri and

Uginovska is a book that delves into the symbolic representations found in Middle Eastern

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jewelry related to nature. The book does meander and discusses vastly different time frames that

do not fall under the Islamic period and the authors fail to understand that symbols are subject to

change over time and across cultures, but despite the book’s faults it does provide relevant and

useful information on symbology within the Middle East and due to this it proved somewhat

valuable to this study.

1.6 BACKGROUND

SITUATING THE LATE OTTOMAN PERIOD AND THE ISLAMIC CULTURAL MILIEU

What is the point of situating this study in the Late Ottoman Period over any other

stylistic periods? The Late Ottoman period is one of particular interest because it is the Empire,

how ever decentralized, on the verge of upheaval due to forces coalescing from the outside and

within. The tumult due to these coalescing outside political forces and the introduction of foreign

cultural trends along with the reformulation of cultural aspects within the Ottoman Empire

formed a unique cultural milieu in which Islamic hegemony was affirmed.

While different cultures have always left a mark on the artscape of the Ottomans, this

period is characterized by a more obvious incorporation of European (so-called “Western”) styles

in art and architecture—it is a time that found European architects erecting buildings in Istanbul

and local architects such as the Balyan family seeking education in Europe (France to specific in

the Balyan case).

12

The interest in this mixing speaks to the Late Ottoman identity and a re-conceptualization

of the empire going through modernization and the rise of secularization and its effort to

maintain an identity that was still as “Oriental” as it was Islamic while progressively approaching

modernity. Like European Romanticism pushed against the ideas of the Enlightenment to seek

authenticity in the folk and pre-Christian, the Ottomans embraces a sort of self-Orientalizing that

drew from a well of European Orientalist forms and tropes to establish a sense of authenticity

through manufactured fantasy much like European Romanticism did.

As Ottoman rule stretched across North Africa, down the coast of the Red Sea to Eritrea,

the Arabian Peninsula, the Levant and Iraq, to Southeastern Europe the Empire’s power was

decentralized and vested in provincial governors that oversaw Ottoman territories, but with

varying degrees of efficiency and effectiveness. Administrative power was not consistent across

the empire. This period saw threats to Ottoman lands from encroaching European and Russian

powers as well as dissent and contestations fomenting within its lands. For example the rise of

al-Wahhab’s teachings in Arabia challenged Ottoman religious authority in that region; they

mounted a deft challenge to the orthodoxy sponsored by the Ottoman state, denouncing

traditional Ottoman religious practices as polytheistic innovations.

The Wahhābīs condemned such Ottoman traditions as the construction of tombs and

shrines, the decoration of holy buildings in Mecca and Medina, and various religious ceremonies,

including pilgrimages to shrines and tombs and the celebration of the Prophet’s birthday. The

challenging of certain religious traditions to affirm political aims is a particular interest in that

much of the discussion relating to the symbolism of swords is very much vested in these religio-1

political narratives as will be further discussed later in the work.

1 Hanioglu, p.12.

13

The rise of competing ideologies and European colonial interference were helping to

steadily erode the Ottoman borders and Ottoman cultural influence. The Late Ottoman period

was a time of upheaval in many ways—economic, social, and religious. To keep such a

heterogeneous empire together a narrative that cut threw the divisions had to be popularized. One

of the ways to instill that narrative was through art and symbolism.

The Ottoman built upon a religious legacy to help bind the empire together. This religious

legacy is seen manifested in décor and art. Despite the increased use of European motifs, Islamic

related symbolism maintained a presence in Late Ottoman art. This is seen in the designs of

yataghans incorporating European aesthetics on blades and on hilts alongside religious-related

symbols and inscriptions such as the Seal of Solomon, the Seven Sleepers, and references to

Dhu’l Faqar or Zulfikar. Thus despite the various forces tearing at the empire’s loose seams, a

sense of unity is maintained at least superficial at the level of a shared belief in the Muslim

nature of the empire.2

This time period is also important in that the particular blades in which this study focuses

its discussion are the recurved yataghans which were utilized from the 16th to the 19th centuries

and were particularly in use by the Janissary corps as a sidearm. A broader discussion on

Ottoman blades will be provided late in the work in order to situate the distinction and evolution

of these common swords used in the Ottoman Empire.

2 Though of course the Ottoman Empire was heterogeneous both ethnically and religiously, but the identity of the Empire

itself was very much Muslim.

14

2. SYMBOLISM

2.1 SYMBOLS AND MEANING

Ideology underpins material culture and in an interpretative anthropological approach,

symbols then become the basis for the inspection of cultural understanding. Symbols are

culturally distinct and malleable; they offer a shorthand expression of values that are often

complex and multifaceted within specific cultural frameworks. The use of a symbol offers a

societal cohesiveness as well as a source of identity for those that adhere to it. Given how

amorphous interpretation can be, discussion ends up limited. A symbol embodies the entirety of a

description that reached beyond analytical language. A symbol itself does not “mean” anything,

but is a herald of meaning.

Though what constitutes a symbol? How does a symbol come into being? A symbol as

defined by Pierce, who was preoccupied with the study of semiotics for most of his intellectual

life is: “a sign which refers to the object that it denotes by virtue of a law, usually an association

15

of general ideas, which operates to cause the symbol to be interpreted as referring to that

object.”3 Thus a symbol stands for or correlates to another “object.” The nature of that object to

which is being referred may be material or intangible.

Within the discipline of semiotics, a sign is anything that conveys meaning of the

signified, that is what the signifier is referring to through being the signifier, or thing which

elicits the signified, such as a word or image. Continuing to draw from Pierce’s model regarding

signs, a symbol would be in contrast to an icon, a sign that resembles the thing which it

references—it merely stands in for that reference. The dividing line between symbol and icon

being the depth of meaning each sign is intended to convey. The symbol in its representation is

not a superficial reference and holds in it the abstract logic of attached meanings derived from a

larger framework of understanding in order for any sort of meaning to be derived.

Sperber’s theories regarding understanding the mechanism of symbolism in the larger

framework of cognition critiques previous work and accepted understandings of symbolic

meaning making, in his conceptualization of a symbol he states that, “Symbols are not signs.

They are not paired with their interpretations in a code structure. Their interpretations are not

meanings”4 In his efforts to push his own theoretical framework regarding a cognitive

mechanism and turn previous theoretical conceptualizations on their heads, his considerations are

unique yet lacking in terms of social anthropological application. If humans are the only

creatures on this planet capable of symbolic thought then a theory that does not adequately

interrogate the diverse mechanisms that allow for that symbolic thought may not be the best of

theories. I contest if symbols are not signs and if their interpretations are not meanings what are

3 Pierce, p 143.

4 Sperber 1975, p. 85.

16

symbols truly? A symbol can only be a symbol due to an embedded meaning applied to a

signifier. Its meaning derived from a cultural framework in which individual interpreters are

socialized in.

While works on symbolism through the scope of cognition are valuable, the cognitive

processes related to the understanding and expression of symbolism and symbolic thought are

not within the scope of this research. What this work is concerned with is the associated meaning

placed in a symbol and for this work talismans or talismanic objects, not necessarily the genesis

of symbolic meaning. For the sake of this work, I put forth that a symbol is an object that gains

meaning through a network of associations. Associations that are derived and conceived through

an ideological framework that a society is socialized in.

Thus a symbol by its construction is some sort of embodied abstraction, a vehicle which

points to to a greater framework to which the symbol ideologically hints towards. What is

signified by a symbol within a shared cultural context may on the surface bear little parallel to

the representation that is utilized as shorthand to convey what is signified. The association of the

representative symbol with its meaning is a product of cultural and historical evolution and it is

due to the flux of culture and history that a symbol carries and transforms its meaning or

meanings. Ricoeur famously stated: “Le symbole donne a penser.”5In his work “La Symbolique

du Mal,” he tries to encapsulate the “essence” of what a symbol is:

That symbols are signs is certain: They are expressions that communicate a

meaning; this meaning is declared in an intention of signifying which has

speech as its vehicle. Even when the symbols are elements of the universe

(sky, water, moon) or things (tree stone set up), it is still in the universe of

discourse that these realities take on a symbolic dimension (words of

consecration or invocation, mythical utterances)...6

5 The symbol gives rise to thought.

6 Ricouer, (1986) p14.

17

Ricouer follows the line of understanding that symbols are signs and the purpose of such is to

communicate or signify meaning. He notes that even if these symbols are naturalistic elements,

with his examples being the sky, water, moon, tree, etc., they are not as Pierce would call them

“icons” as they do not stand in mere representation for themselves and there exists a “symbolic

dimension” that surrounds and embeds these to place them beyond the realm of signs. Ricouer

continues:

But to say that the symbol is a sign is to draw too large a circle, which must

now be made smaller. Every sign aims at something beyond itself and stands

for that something; but not every sign is a symbol. We shall say that the

symbols conceals in its aim a double intentionality....Thus contrary to

perfectly transparent technical signs, which say only what they want to say in

positing that which they signify, symbolic signs are opaque, because the first,

literal, obvious meaning itself points analogically to a second meaning which

is not given otherwise that in it....This opacity constitutes the depth of the

symbol, which, it will be said, is inexhaustible...7

In his rather prolix prose, Ricoeur’s idea of symbol draws borders around the

conceptualization of this particular sign that aids in further understanding what makes symbols

unique. For Ricoeur a symbol is multifaceted and layered in its meaning. It is of itself, yet

transcends itself in meaning—the “double intentionality” he refers to in his work. A symbol can

on one level offer a one to one correlation between the signifier and say, its naturalistic reference,

but embodied in it is a deeper meaning. A sign and a symbol are are not necessarily one to one

7 Ricouer, P. (1986), p. 15.;

Original French:

Mais dire que le symbole est signe, c'est tracer un cercle trop grand qu'il faut maintenant resserrer. Tout signe vise au-delà de

lui-même quelque chose et vaut pour ce quelque chose; mais tout signe n'est pas symbole; nous dirons que le symbole recèle

dans sa visée une intentionnalité double...Ainsi, à l'opposé des signes techniques parfaitement transparents qui ne disent que

ce qu'ils veulent dire en posant le signifié, les signes symboliques sont opaques, parce que le sens premier littéral, patent,

vise lui-même analogiquement un sens ·second qui n'est pas donné autrement qu'en lui...Cette opacité fait la profondeur

même du symbole, inépuisable comme on dira. Ricouer, P. (1960), p 22.

18

correspondences. Thus in a symbol these exists some sort of imbued ideology that lends to the

further abstract considerations that do not exist on the level of just sign.

The symbol is a vehicle, a representation, that signifies a meaning or meanings, but will

never mean what it signifies. For example, the cross signifies Christian salvation, but it does not

“mean” salvation. White may symbolize purity, but the essence conceptualized in the idea of

purity transcends the symbolic linkage to the term “white.” Thus the signifier while being wholly

tangible to some aspect of human senses or at least more solid in conceptualization than the

signified, which is an abstract thought or value. The thought, that is the signified, is made all the

more real in its symbolic linkage to the signifier.

Then what helps formulate certain attached meanings to the signified? Let us look at two

passages by Ricoeur:

...in the symbol, I cannot objectify the analogical relation that connects the

second meaning with the first. It is by living in the first meaning that I am

lead by it beyond itself; the symbolic meaning is constituted in and by the

literal meaning which effect the analogy in giving the analogue.8

and

...the symbol is the movement of the primary meaning which makes us

participate in the latent meaning and thus assimilates us to that which is

symbolized without our being able to master the similitude intellectually. It is

in this sense that the symbol is donative; it is donative because it is a primary

intentionality that gives the second meaning analogically.9

These two passages illustrate that Ricoeur believe that symbolic meaning is derived from the

initial sign and an analogous meaning is something that would follow in natural course. That the

8 Ibid.

9 Ricouer, P. (1986), p. 16

French:

...le symbole est le mouvement du sens primaire qui nous fait participer au sens latent et ainsi nous assimile au symbolisé

sans que nous puissions dominer intellectuellement la similitude. C'est en ce sens que le symbole est donnant; il est donnant

parce qu'il est une intentionnalité primaire qui donne analogiquement le sens second. Ricouer, P. (1960), p 22.

19

meaning is manifest in the signifier giving way to a multitude of signified meanings. Contrast

this with Pierce where a symbol’s manifested meaning is constructed through social and

historical means in linking the signified to the signifier.10 From the text it seems to Ricoeur that a

mechanism exists within a symbol to elicit a certain manifested meaning in the mind of the

interpreter. This mechanism is, I presume, vested in the culturally socialized associations that

would prompt certain linkages.

In a way it seems rather mystical for a symbol to be imbued with meaning in such way.

Of course interactions with certain signifiers lend themselves to certain interpretations and from

there the construction of certain symbols. Though it is the interaction with the signified that

matters in the formulation of meaning, there must be a practice that elicits a certain interpretation

to the exclusion of others. In this Pierce’s conceptualization is valuable in that history and society

help shape meaning and the associated signs that represent that meaning. For example, the

crescent as a symbol for Islam is not a readily understood connection when looking at the

signifier, i.e. the crescent. It is only through an associated history of pre-Islamic Turkic celestial

symbols and the eventual conversion to Islam of these Turkic peoples that the connection

between the crescent and the Islamic faith is made. The meaning imbued and proliferated is a

matter of history, contingent on various cultural frameworks. There is an irony in the fact that the

symbol that comes to represent the Islamic religion is in its origin a vestige of Central Asian

shamanistic beliefs.

Some may consider the relationship between the signifier and signified in the creation of

a symbol arbitrary, though I believe this opinion denies the inherent cultural logic within

societies in their formation and reproduction of symbols. It also denies the historical intricacies

10 Fornäs, p. 44.

20

at which certain associations and derivation of meaning arises. Perhaps to those from the outside

that which is signified bears little connection to the signifier, but a natural logic exists in the

emic11framework.

Perhaps an understanding found in Brunschvicg’s statement on symbol: “...le symbole

s'oppose au signe artificiel en ce qu'il possède un pouvoir interne de représentation; par exemple

le serpent qui se mord la queue, symbole de l'éternité.12 A symbol is not an artificial sign

therefore there is something natural in its construction leading it to something that “possesses an

internal power of representation.” Perhaps this is what Ricoeur means in that the “double

intentionality” is made through some sort of internal mechanism or that its initial meaning or

intentionality gives rise to the second.

Though I still contend that the associated meaning, the interpretation of the signifier to

birth a symbol needs an overarching ideological framework in which these relationships bear

logical connection. A symbol cannot arise out of nothing. Sperber rejects that symbols stem

from a sense of irrationality. In his 1975 work, Rethinking Symbolism, Sperber critiques the

notion that the symbolic construction is some sort of “primal” endeavor prior to rational thought

as explained by Toren:

Sperber is concerned to show that the production and comprehension of

symbolism pre-supposes rational thought and the existence of cognitive

processes that are common to everyone. In this view symbolic thought cannot

be used to differentiate our own cognitive processes from those of nonliterate,

non- industrial peoples. This is a radical reversal of the notion that

symbolic thought is cognitively, ontogenetically and phylogenetically prior

to rational thought.13

11 i.e. within a culture rather than outside of it.

12 Lalande, p. 1080.

13 Toren, p. 261.

21

Despite any issues with Sperber’s overall model, aspects of his theoretical framework are

indeed valuable in critiquing what may be viewed as the deficiencies of previous theories. Again,

to put a finer point on it, in order for a symbol to be constructed in the mind of an individual and

then propagated throughout a society, adherence to a line of thinking that would be considered

logical in the association of a signifier and the signified within a certain context is necessary. The

association that renders the symbol need not be universal in its logical consideration as these

links, these associations, are culturally contingent. They do not arise from pre-thought as they are

thought-objects which individual interpreters learn and maintain a certain associated meaning or

meanings for a duration of time as the symbol penetrates the consciousness of a people and

embeds itself within their cultural and ideological framework.

Again it must be reiterated that of course what constitutes reasonable consideration of

referential “materials” in relation to ideas is itself a construction dictated by constructed

ideologies in specific cultural frameworks. Though it must be stressed that symbols cannot exist

prior to any sort of socialization, I would postulate even symbol on an individual level one would

have to be socialized in the process of symbol-making and the associations made are still wholly

within a certain cultural framework. Their construction is based in reference to an education, a

learning of associated meanings. Prior explanations of symbolic thought in ethnographic works

that presuppose some sort of “primitive” irrationality point towards a colonial mindset by nonnative

researchers endeavoring to contrast their societies and cultures from the ones being

studied. The utilization of symbols in practice as a way to relay information and situate an

audience into a deeper meaning of understanding is something in itself that belies a complexity

masked as facile.

22

2.2 NON-SYMBOL

So let us delve into the components and negations that shape what a symbol is. For this

we will consider the intersections and juxtapositions of sign and symbol. All signs must fulfill

their function as signs or else be relegated a non-signs, though a symbol may lose its “double

intentionality” yet still fulfill its role as a sign, but not a symbol. Thus being relegated to a nonsymbol

as the abstractions of values that populated whatever could be derived as meaning are no

longer being observed.

So to define a sign in the consideration for the work here is that a sign being a product of

an agreed upon social convention rather than anything arising forthright from the mind. Take for

example a sign on the side of the road that says “watch out for falling rocks” with an image of a

falling rock, this sign is a warning offering a one to one in its meaning. There is nothing that is

being symbolized in the sign beyond the surface level meaning. As society and cultural change

this may alter or even erode symbolic meaning over time; it should never be assumed that

meaning is static or that meaning will forever be derived from a sign to create a symbol.

Meaning is of course imbued by humans into whatever constitutes the signifier and when

that process no longer continues, when others are no longer educated and involved in the

reproduction of this particular knowledge a symbol ceases to be a symbol. Thus this is how a

symbol becomes a non-symbol sign—if that. A loss of meaning may also be due to a change in

understanding transforming the signified, but not the signifier. In this case an abstraction replaces

another abstraction forming a new conceptualization of signified meaning. Here a symbol

maintains its status as a symbol but the meaning associated with it, byway of interpretation

through a shift in cultural understanding have morphed the signified.

23

For example, the Naval Museum in Istanbul, according to an accompanying text found

near the banner, states that the image on Zulfikar is somehow a representation of the Christian

concept of the Trinity14The text reads:

16. yüzyılda Osmanlı donanması üç dinin de hüküm sürdüğü ticarî

coğrafyaya eğemen olmuştur. Bu nedenle, Hiristiyanlığın simgesi de sancağa

işlenmiştir. [In the sixteenth century, the Ottoman navy achieved hegemony

over the commercial geography where [all] three religions [i.e., Islam,

Christianity, and Judaism prevailed. For this reason, a symbol of Christianity

is embroidered on the flag.15

Perhaps the hilt seemed reminiscent of a cross to someone unfamiliar with Christian

iconography and so outside the faith that there was no one to double check their assertion. The

writer of the above quoted text is wholly unaware that this scissor-esque design is that of Dhu’l

Faqar. The assumption that it represented the Christian faith is perhaps furthered by the addition

of the Seal of Solomon found at the bottom at the banner. While it is true that the Seal of

Solomon or the Star of David has become a symbol of Judaism this is a more recent turn of

events. The 6-pointed star was initially a symbol used amongst the Arab Muslims and later later

adopted by the European Jewry before it spread widely in the 19th century.

So it is very unlikely that a 16th century item would include a Seal of Solomon as a

representation of Judaism. So in this, the forgotten or misattributed meaning of both the Dhu’l

Faqar and the Seal of Solomon has not rendered them non-symbol in this context despite their

original meaning and purpose being forgotten, a new symbolic meaning has been reapplied albeit

through a misunderstanding of the symbols representation due to an incorrect thesis that does not

bear weight in regards to the historical use of these sign symbols.

14 Hathaway, p. 1.

15 Ibid.

24

As the contemporary interpretation of symbols on the banner is mistaken, it would not be

a great stretch to think that these symbols may lose their symbolic meaning as the history of their

representations are forgotten instead of reimagined. Thus in future when such socialization in

these religio-cultural symbols no longer bear any consideration these symbols may be rendered

into non-symbols.

Though upon a recent visit in 2022 to the Naval Museum, I saw that the initial

misconceptions relating to the imagery of the banner had indeed been rectified. The text relating

to the banner now includes a discussion on the actual intended meanings of the symbols and all

seem to have been correctly identified. There also seems to be an addition of a hand motif that

was not mentioned by Hathaway and was not initially showcased in the images of the

reproductions of the banner in the past. So it seems much updating and revamping has been done

to create a more accurate understanding of this particular banner.

25

26

Figure 1: Dhu'l Faqar image on banner from Istabul Maritime Museum.

Image Credit: Helmut Föll, Iron, Steel and Swords webpage:

tf.uni-kiel.de/matwis/amat/iss/kap_b/advanced/tb_5_2

27

Figure 2: Photograph of the caption related to the Ensignia of Barbaros at Istanbul's Naval

Museum. (Photo taken by author, Jan. 2022).

A non-symbol exists contained within a mundanity which a symbol references and yet

transcends. Sometimes a cigar is just a cigar vs. ceci n'est pas une pipe. The metaphysical

vacancy of the non-symbol is contrasted with that of the symbol engorged in meaning. Jung

plainly states: “...a word or an image is symbolic when it implies something more than its

obvious and immediate meaning.”16 For our purpose, a symbol holds something esoteric in its

embodied meaning in relation to its signifer. Though again that meaning can only be

“deciphered” by way of interpretation.

2.3 THE INTERPRETER AND THE CONFINES OF CULTURE

Symbols are shared within cultures, at the very least on the superficial level of the

“signifier,” where as the meaning attached to the symbol may mutate and change over time and

within certain cleavages within a culture, or perhaps even on the level of an individual. This

would draw us further into discussions on shared conceptualizations of symbols and meaning if

meaning is understood or can be understood in identical ways across the spectrum of unique

individuals found within a shared cultural unit.

Symbolic anthropology concerns itself with how symbols can be utilized to gain insight

into local communities and their spiritual beliefs. Besides anthropology being a former area of

study for myself and thus an area I’m more readily comfortable pulling theories from, the fact

that specific cultural interpretations relating to imagery and texts that reference particular

religious-related stories is of interest to this study lends itself to the considerations found within

16 Jung, p. 20.

28

the symbolic anthropological perspective. Geertz, considered one of the greats in the field of

anthropology, viewed symbols as a model for reality; a way for people to orient themselves

within their particular cultural systems, thus for this orientation to work “meaning” attached to

symbols must be more or less static. In Geertz’s conceptualization symbols held an important

place in the transmission and maintenance of culture. He states that culture is:

a historically transmitted pattern of meanings embodied in symbols, a system

of inherited conceptions expressed in symbolic forms by means of which men

communicate, perpetuate, and develop their knowledge about and their

attitudes toward life.17

Here symbols are the main unit of cultural knowledge transmission. Meanings are

derived and perpetuated through symbols. For Geertz the study of symbols holds interest insofar

as it is a tool that can be utilized to explain culture. For symbols to be tools of cultural and

ideological socialization in order to promote societal paradigms, they must be more or less static

in their meaning and interpretation. If the meaning embedded within symbols fluctuated within

every generation, the process of orienting the youth would be difficult if not impossible. In order

for socialization and education in the predominant societal framework to be successful the

symbols and their associated meanings must in a way be stagnant over a long duration of time in

order to be useful in perpetuating cultural values and practices.

Though what happens if symbols are contested or interpreted by an individual in an

alternative way within a cultural system? Is the employment of symbolism always a community

affair? A few questions to posit while thinking about the importance of shared meaning-making

in a society in order to foster social cohesion and stay any disruptive discourse due to difference.

Though one may speculate about the infrastructures put in place to maintain certain

17 Geertz, p 89.

29

understandings and how specific they are to societies with varying levels of acceptance when it

comes to individuality and deviancy from the norm.

Interpretation is the key ingredient in meaning-making. As stated previously a symbol is a

sign and a sign is a thing which conveys meaning, but for that meaning to be communicated

there must be someone to interpret and internalize the meaning that is being put forth. The

derivation of meaning or non-meaning can never divorce itself from the cultural context which

the interpreter is socialized in. A symbol is a construct meant to be understood, as what would be

the use of reference, of signification, if communication were not the ultimate goal? For such

communication to be fruitful, the individuals parsing out meaning must be socialized in the

significance of symbolism to understand that behind the object, the image, the word, exists an

understanding that transcends the superficial, naturalistic reality of the vehicle embodying the

symbolic meaning.

In this way symbols are a medium to reproduce culture and socialize members in

prevailing ideologies and likewise the ideologies feed into the perpetuation of the symbols. The

anthropologist Victor Turner believes “...a symbol is the smallest unit of ritual which still retains

the specific properties of ritual behavior; it is a “storage unit” filled with a vast amount of

information”.18 Again, as I said before, a symbol is “shorthand.” Encapsulated within it is much

more information that the superficiality of the “object” suggests on its face. The varied

associations that come about due to ideological and ritual considerations allow for a variety of

linkages and further meanings to become associated with the symbol. Much like Ricoeur, Tuner

understands that a symbol has the potential to hold multiple meanings:

18 Turner, (1968), p. 1.

30

many things and actions are represented in a single formation... a dominant

symbol is a unification of disparate signification... interconnected by virtue of

their common possession of analogous qualities or by association in fact or

thought.19

Thus a symbol in Turner’s view is condensed data, condensed culturally specific data. In

my understanding of it, a symbol is a tool to which grand narratives and culturally and

ideologically specific values which can be embedded not just within the mind, but also

emotionally. Within a symbol is a language, a history, an ideology that can only be understood

through the mediation of an interpreter who has been immersed in the specific context to make

sense of the symbolic logic attached to the signifier. Again, a symbol is shorthand.

Take for example the crucifix. The object itself represents Christ’s crucifixion, but it also

represents so much more for believers—it is not just a story of the suffering and persecution of a

rabbi whose teachings rocked the religious and political establishment of Roman occupied Judea,

but is a symbol for the redemption and salvation of humankind and ultimately God’s mercy. And

in association with the symbol of the crucifix is rituals of reverence when upon seeing the

symbol. Yes, it is an object, but it is an object the elicits veneration. It is not a mere carving it is a

reminder of faith and sacrifice for the love of man, to which a believer in their reverence will

genuflect and replicate the symbol of the cross through gesture. This symbol becomes a

microcosm for a certain understanding of history, dogma, and associated religious

manifestations.

Symbols offer a wealth of information contained in an object or idea which are conveyed

through the interpretive understanding of an ideological framework in which the interpreter is

apart. A sort of zip file awaiting extraction by the appropriate party. The understanding of a

19 Turner, (1967), p. 28.

31

symbol can only happen if the interpreter is socialized in the meaning-making of symbolic

ideologies, if this is not done then the symbol loses it status as symbol and is then relegated to

that of a sign. Again, an overarching ideological framework is necessary in the construction of

symbols.

2.4 TALISMAN AND SYMBOLS

Why is the nature of symbols important in relation to talismanic iconography? The

symbol and the thing which is being symbolized by way of the visual or textual manifestation

follows a line of cultural logic that exposes particular understandings that illustrate the

relationship between the signifier and the signified. Thus I contend that the relationship and the

meanings attached and then extrapolated over various other contexts by way of diffusion help

infer possible origins of why the relationship between the manifestation and the ideology are

what they are. Talismans are symbols that represent more than their physical manifestation and

while the figure, object, or epigraphic text exists in a sense of blatancy on the surface, a deeper

representation resides in an associated history, an associated ideology, which evokes a culturally

related but albeit “different” understanding.

This is to say that these talismanic symbols only exist and hold meaning due to the larger

cultural and ideological framework. This framework of which the individuals that manufacture

and/or own these talismanic objects or talismanic adorned objects is something they were

oriented in and internalized the value of such objects and their associated meanings. In the

acceptance of these forms of talismanic symbols, an understanding of identity construction can

32

also be assumed. This will be discussed more later in the work, but the acceptance and adherence

to certain symbols are markers of certain conceptualizations of identity being.

In terms of talismanic symbols, what is referenced is often not a naturalistic sign, but a

narrative. Yes, an image or text is utilized as short hand for the meaning inherent in the symbol,

but does not offer a one to one correlation. Take for example, the Seal of Solomon—a talismanic

symbol which will be discussed in more detail in a later chapter. The interlocking triangles that

create the 6-pointed star known as the Seal of Solomon represents an understanding of a

particular Qur’anic narrative that tells of the power Solomon wields over the djinn. It is in this

understanding of the story of how God granted Solomon the power to bend djinn to his will is

how this “seal” comes to be understood as an apotropaic talisman. The 6-pointed star does not

signify a star it makes reference to a man, but does not mean a man. The Seal of Solomon as

utilized as a talisman represents adherence to an ideology and a belief in a particular religious

understanding. It ultimately represents the power of Solomon over the djinn and contained in this

talisman is a piece of that power that offers protection from the ills of the djinn. The origin of

this rather ubiquitous icon across cultures bears no significance to the story and the belief in it as

a symbol in the adherence and interpretation. It is the associated narrative the gives the symbol

meaning beyond its “shape” that bears more importance in the mind of the interpreter.

Let’s take another look at the crucifix as well as the bare cross this time in their use as

protective charms. They are very much a layered symbol and in practice are used as a talismanic

sort of charm for protection. The cross in and of itself is a punitive device of torture, but in the

narrative that imbues the crucifix and the cross with its apotropaic power—the suffering morphs

into salvation and to the redeeming power of Christ, and ultimately Christ’s power over evil.

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These objects memorialize an event, but it is the story associated with the figure of the cross that

grants it, in the eyes of believers, a divine power.

A talisman is a symbol and is always a symbol as it represents an abstraction, a

consideration beyond what it is as an object or text. Though in particular for talismans of a

religious based nature they are understood through narrative from which its meaning is made

manifest and that meaning is the supremacy of the divine. In this way, I put forth that talismans

and talismanic objects are to be considered stories contained within a symbol, but beyond that

there needs to be an element of religio-magical appeals or embodiment of the divine for there to

be any power derived by the utilization of the talisman.

2.5 BELIEF AND SYMBOLISM

What separates mere aesthetic ornamentation from the talismanic? Or, to revisit the

previous section an icon from a symbol? While a talismanic inscription or representation may

also serve to beautify an object, the talisman itself points to a larger cultural and/or religious

milieu—a symbol inherent. A belief must precede the use of a talisman, the use of the symbol, a

lack of belief would render a talismanic symbol unnecessarily. I contend that a talisman is a

symbol that must embody a religio-magical ideology. Without such a framework there would

exist no need for such as the meaning would be impossible to communicate.

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Cultural constraints not withstanding, a talisman embodies a symbolism that is absent

from mere aesthetics. Of course, I will say, symbolic representation is a difficult and nebulous

thing to pin down given all societies and cultures operate within a symbolic framework that is so

integral to its continued operation that meaning may have disappeared from the forefront of the

minds of those within in it. To deconstruct this would be the deconstruction of reality or more

accurately, perceived reality itself.

The talismanic symbolism at the forefront of this work is in relation to weaponry,

specifically the sword. For all that is assumed about Islam and its relationship with the sword,

the sword is not a common motif within the Qur’an. It is within tafsirs,20 folklore, and traditions

of Islamic cultures that the sword develops connection with the word of God. Of course as is

often with the nitty-gritty of textual interpretation in Qur’anic commentaries, many exegetes

argue over the correct cutting implements being utilized in stories given nebulous descriptions.

While not a direct reference to swords, surah Al-Hadid (the iron) discusses the divine importance

of iron in ayat 25:21

افِعُ لِلنَّاسِ وَلِيَعْلَمَ f دِيدٌ وَمَنَ f أْسٌ شَ f هِ بَ f لَقَدْ أَرْسَلْنَا رُسُلَنَا بِالْبَيِّنَاتِ وَ أَنْزَلْنَا مَعَهُمُ الْكِتَابَ وَالْمِيزَانَ لِيَقُومَ النَّاسُ بِالْقِسْطِ وَ أَنْزَلْنَا الْحَدِيدَ فِي

اللَّه مَنْ يَنْصُرُهُ وَرُسُلَهُ بِالْغَيْبِ إِنَّ اللَّه قَوِيٌّ عَزِيزٌ

Iron being described in this case as being “sent down” indicating its divine origin leading

to more literal-minded interpretations of iron being obtained in heaven by Adam as posed by

20 Qur’anic exegesis literature.

21 We have already sent Our messengers with clear evidences and sent down with them the Scripture and the balance that

the people may maintain [their affairs] in justice. And We sent down iron, wherein is great military might and benefits for

the people, and so that Allah may make evident those who support Him and His messengers unseen. Indeed, Allah is

Powerful and Exalted in Might. (Sahih International).

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medieval scholar Ibn Abbas and with other commentaries that suggest iron was procured through

mines.22Though commentaries mostly concern themselves with iron being utilized for weapons

in battle. With the reference to iron and its association with weapons even in exegetical texts, it

does seem to showcase that armed conflict is justifiable and even necessary. As a note, Shi’i

works tend to conflate the divine origin of iron with Dhu’l Faqar/Zulfikar, a topic that will be

discussed further later. Though in the acquisition of Dhu’l Faqar from its original narrative there

exists nothing particularly mystical or divine about it and gains its legendary profile due to the

association with Prophet Muhammad and his cousin/son-in-law Ali, who wielded it in battle.

Verse 5 of surah at-Tawbah23has become popularly known as “ayat al-sayf” or the “sword

verse” which reads:

امُوا f ابوا وَ أَق f إِن ت f دٍ فَ f لَّ مَرصَ f دوا لَهُم كُ f روهُم وَاقعُ f ذوهُم وَاحصُ f فَ إِذَا انسَلَخَ ا لأَشهُرُ الحُرُمُ فَاقتُلُوا المُشرِكينَ حَيثُ وَجَدتُموهُم وَخُ

الصَّلاةَ وَآتَوُا الزَّكاةَ فَخَلّوا سَبيلَهُم إِنَّ اللَّه غَفورٌ رَحيمٌ

While there is no direct reference to a sword within this verse and many Qur’an,

commentaries have discussed the actual permissibility of killing “polytheists” and of course the

idea of slaying a person with a sword comes to mind. The name, “ayat al-sayf,” as the verse is

referred to does point to a sort of symbolic religious violence embodied in the idea of the sword.

This more militant narrative is bolstered by a certain peculiarity of the surah—the lack of a

bismillah.

22 Al Thalabi 9:246 and al Mahalli al Suyuti 1:544

23 And when the sacred months have passed, then kill the polytheists wherever you find them and capture them and besiege

them and sit in wait for them at every place of ambush. But if they should repent, establish prayer, and give zakah, let them

[go] on their way. Indeed, Allah is Forgiving and Merciful. (Sahih International).

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Bismillah is a ubiquitous phrase in whatever one could broadly define as an Islamic

culture. It is a phrase that is invoked in every permissible action a Muslim undertakes. While the

lack of bismillah most likely lies in that Surah Tawbah is not a separate surah, but part of the

surah that precedes it: Al Anfal—though there exists an alternative understanding. There exists a

line of reasoning that states the lack of bismillah is deliberate due to the nature of the topic of the

surah. Since the surah concerns itself with war with the polytheists that wished injury on the

Muslim community, therefore the bismillah is omitted because the phrase is a mercy, a sign of

goodwill and friendship. It is a mercy that could not be extended to the enemies of the early

Muslim community.

So here the reality of the reason is not as important as the reality of belief in the reason—

as any one from politics would know. The fact that this alternative view exists and is adhered to

as a reason indicated that this line of thinking has an impact. It illustrates the divergence in

understanding due to interpretation and through the making of meaning these interpretations

could populate and reinforce ideas that are tied to talismanic symbolism while not offering any

inherent indication of such in the origin.

The interpretation of symbols is what gives symbols meaning. Even within the same

cultural framework there are differences of opinion, elaborations on symbols that exist for part of

those within the same cultural domain and in this symbolism begins to morph, change, or end up

disregarded entirely. A symbol cannot exist without an ideology that predates it. This example

provides us with one such example.

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3. MAGIC

3.1 WHAT IS MAGIC?

The term magic can span a range of meanings from slight of hand ticks for entertainment

to supernatural and unworldly. In early ethnographic works “magic” was often viewed as a sort

of primitive construction of a world view that would eventually progress to a more complex

religious system. Though as interest in the theoretical conceptions and implications of magic as a

practice and framework through lenses across a variety of cultures began to grow, less dismissive

and colonial tinted interpretations arose.

What could be defined as magic in an anthropological sense in a variety of established

religions may rarely if ever be deemed as such by the average adherent. Magic is often viewed as

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something in contrast with religion, or most often opposed to religion. The term magic generally

conveys a sense of practice that is sinister and in conflict with orthodox religion. In order to

purify the faith, efforts by religious authorities attempt to forbid folk practices of adherents

considered incongruous with the religion designating these practices as pagan or Satanic, a

corruption of true religious practice. Magic’s imbued sense of alterity has been a long standing

one according to Otto and Stausberg:

“Magic” belongs to the conceptual legacy of fifth-century Greece (BCE).

Etymologically, the term is apparently derived from contact with the main

political enemy of that period, the Persians, and “magic” has ever since

served as a marker of alterity, of dangerous, foreign, illicit, suspicious but

potentially powerful things done by others (and/or done differently). From

referring to concrete objects and practices, “magic” eventually turned into a

rather abstract category.24

The term magic in English comes form the term “magus” in Latin that crossed over from

the Greek (μάγος) which was borrowed from Old Persian (𐎶𐎦𐎢𐏁). As Otto and Stausberg

point out, the Persians were adversaries of the Ancient Greeks and the adoption of and meanings

surrounding the term in the Ancient Greek lexicon was colored by the animosity they held

towards the Persians. Thus relegating “magic” to that which is foreign, dark, and arcane. In the

land of its origin, the word magic was closely associated with religion as Zoroastrian priests

were known as magi where the term magic is believed to be derived.25

The conception of magic even in antiquity bears in it something sort of nefarious. A

practice done by others that one should be on the look out for due to a perceived inherent danger

in it. Though in all honesty, such sentiments exist to this day in both the developed and

24 Otto and Stausberg, pg 3.

25 Seyed-Gohrab, p. 71.

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developing world. The illegitimate magic is contrasted by the legitimacy of organized religious

belief.

3.2 MAGIC V. RELIGION?

What separates religion from magic? Is there a meaningful distinction? Especially in

within the boundaries of ritual and supplication? The boundaries that demarcate these realms are

fuzzy and are often drawn by those who seek to promote their own beliefs over a “fraudulent”

faith wrapped up in a hierarchy of power and authenticity. The negative connotations of “magic”

imagined by the Greeks were then passed into the Roman and ultimately the Christian

understanding of the term, associating it with illegitimate practices that are counter to normative

religious rites and practices. This conceptualization had a devastating impact later on as

European colonization, and with it forced conversions, destroyed indigenous belief systems and

cultures. The accusations of magic being used to delegitimize other forms of religion and

worship and assert dominance within the political power structure. Ancient religions and cults

had their rites and practices written off as “magic” while contemporary faiths utilizing similar

rites do not face such an accusation. Thus the term magic and all its derogatory associated

meanings applied to the other is a manifestation of power that leads to delegitimization.

Mauss tries to establish a distinction between magic and religion vis-a-vis rites. Mauss

contents that even “licit” magic is characterized by secrecy: “Isolation and secrecy are two

almost perfect signs of the intimate character of a magical rite.”26 Magic is then defined by its

opposition to the regulations and openness of religion. Mauss’ understanding of magical rites fits

26 Mauss, p. 29.

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within the standard and historical Western narrative of magic. Though how much these

conceptions hold true in all societies and times, one might imagine this characterization to be

more narrow than universal.

Mauss’ distinction indicates a belief that there is a defined line between magic and

religion. I contend that the distinction is not based on practice, but on the social acceptability of a

religious framework. To put it another what is considered legitimate versus illegitimate is matter

of power dynamics. What is the fundamental difference between a blessing ceremony of a

Wiccan versus a Catholic, besides the pervading acceptability of the Catholic blessing being

normative and the Wiccan one ascribed as “magic” due to the marginality of the belief system

that is believed to stem from “adversarial” ancient and folk beliefs that have been delegitimzed

by Christian authorities. Thus “magic” is very much in the eye of the beholder.

The formulations of systematic prayer, the reverence bestowed on the Hajar al-Aswad,

the recitation of scripture on important nights—these practices are deemed legitimate

manifestation of religious adherence. Though in the context of another belief system, or in the

mind of Islamophobes such practices may be labeled “magic”. Thus defining something as magic

or religious ritual and belief rests upon hierarchies of power and polemics designed to denigrate

rather than any sincere understanding of particular forms of worship.

Sihr

Moving to the Islamic understanding of magic, the Arabic word “sihr” ( سِحْر ) can mean

magic, bewitchment, or sorcery.27 The understanding of sihr parallels that of the English

27 Unfortunately, I have not been able to discern the origin on the term. Etymology sections do not seem to be common in

Arabic dictionaries.

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“magic” in that it is something exterior to orthodox belief and is deemed secretive and sinister, it

goes against divine injunction. This is illustrated in the words of Ibn Khaldun:

...tous les exercices de magie consistent à tendre l’esprit ver les sphères

célestes, les étoiles, les mondes supérieurs, ou vers les démons, en leur

donnant diverses marques de vénération et d’adoration, de soumission et

d’humiliation. On voit donc que la pratique magique revient à adorer

d’autres [êtres] qu’Allah, ce qui est impie (kufr). La magie est donc impie.

En tout cas, sa substance et ses mobiles le sont.2829

Thus magic is seen as firmly in the domain of the kufirun, the unbelievers, as it is understood to

be the exultation of other entities than God according to this excerpt from Ibn Khaldun. The act,

the motivations are “impious,” such acts are outside the right veneration of God. While owing to

a different etymological root, the overlapping cultural domains and the shared history may have

heavily informed the conceptualization of the definitions of sihr and magic. Given the advent and

expansion of Islam, certain modes of say, pre-Islamic belief systems and rituals were to be

delegitimized in order to prove the superiority of Islam. Yet, even as Islam was adopted across

varying geographies these demonized practices that pre-date the faith were reworked and

incorporated into the faith by various practitioners, though could quite often still be percieved as

illegitimate displays of religiosity and religious adherence.

To extend the consideration to talismans, Al Ghazali in his work, The Revival of

Religious Knowledge or Iḥyā′ ‘Ulūm al-Dīn ( إحياء علوم الدين ), magic, prestidigitation, talismans,

charms, are considered as condemnable acts.30 And yet, “Islamic” talismans exist to this day. So

what is it in that such a condemnation does not hinder the continued manufacture and creation of

28 Lakhassi, p. 95.

29 I hazard a translation with my rusty French: “...all magic exercises consist of reaching out to the celestial spheres, stars,

higher worlds, or demons, offering them various marks of reverence and adoration, submission and humiliation. So we see

that the magical practice amounts to worshiping others [beings] than Allah, which is impious (kufr). Magic is therefore

impious. In any case, its substance and its motives are.

30 Lakhassi, p. 95.

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talismanic objects and talismanic adorned objects? How is it such practices occur far and wide

and are able to be readily conceptualized as legitimate due to the origin of symbolism? Questions

to hold on to for later.

In the Qur’an magic is mentioned in the polemic verses where non-believers state that

Islam and the Qur’an are brought about by magic, the inference being that Islam is a false

religion. Again the term “magic” is used as a tool of delegitimization. Even among the Meccan

pagans, the accusation of magic could slur a religion such as Islam and where the adherents of

the new faith would return the accusation.

In surah al-Baqarah brief mention is made concerning Harut and Marut, two angels that

would test the people of Babylon by teaching them magic:

زِلَ عَلَى f آ أُن f حۡرَ وَمَ f ونَ ٱلنَّاسَ ٱلسِّ f رُواْ يُعَلِّمُ f رَ سُلَيۡمَ ٰنُ وَلَ ٰكِنَّ ٱلشَّيَ ٰطِينَ كَفَ f ا ڪَفَ f وَٱتَّبَعُواْ مَا تَتۡلُواْ ٱلشَّيَٰطِينُ عَلَىٰ مُلۡكِ سُلَيۡمَ ٰنَۖ وَمَ

فَ لَا تَكۡفُرۡۖ فَيَتَعَلَّمُونَ مِنۡهُمَ ا نَحۡنُ فِتۡنَةٌ۬ ٱلۡمَلَڪَيۡنِ بِبَابِلَ هَٰرُوتَ وَمَٰرُوتَۚ وَمَا يُعَلِّمَانِ مِنۡ أَحَدٍ حَتَّىٰ يَقُو لَآ إِنَّمَ

مَا يُفَرِّقُونَ بِهۦِ بَيۡنَ ٱلۡمَرۡءِ وَزَوۡجِهِۚ وَمَا هُم بِضَآرِّينَ بِهۦِ مِنۡ أَحَدٍ إِلَّا بِ إِذۡنِ ٱللَّه وَيَتَعَلَّمُونَ مَا يَضُرُّهُمۡ وَ لَا يَنفَعُهُمۡۚ وَلَقَدۡ

عَلِمُواْ لَمَنِ ٱشۡتَرَٮٰهُ مَا لَهُ فِى ٱ لۡأَخِرَةِ مِنۡ خَلَٰقٍ۬ۚ وَلَبِئۡسَ مَا شَرَوۡاْ بِهۤۦِ أَنفُسَهُمۡۚ لَوۡ ڪَانُواْ يَعۡلَمُونَ 31

Though as this story filtered down, was added upon, and later portrayed in art there are

some glaring theological issues in consideration regarding the text. Yes, the text does show that

magic is considered deviant and impious—though what exactly this magic shown to the people

31 Qur’an 2:102: And they followed [instead] what the devils had recited during the reign of Solomon. It was not Solomon

who disbelieved, but the devils disbelieved, teaching people magic and that which was revealed to the two angels at

Babylon, Hārūt and Mārūt. But they [i.e., the two angels] do not teach anyone unless they say, "We are a trial, so do not

disbelieve [by practicing magic]." And [yet] they learn from them that by which they cause separation between a man and

his wife. But they do not harm anyone through it except by permission of Allah. And they [i.e., people] learn what harms

them and does not benefit them. But they [i.e., the Children of Israel] certainly knew that whoever purchased it [i.e., magic]

would not have in the Hereafter any share. And wretched is that for which they sold themselves, if they only knew.(Sahih

International).

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entailed is not discussed at any length to know what were the particulars of the impropriety.

Though from the verse it states that practicing magic leads to disbelief, as if practicing magic

nullifies religious adherence.

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Figure 3: Harut and Marut forced to hang upside down as punishment

until the day of judgement. Falname, 1703.

Image credit: Minyatürlerle Osmanlı-İslam Mitologyası

Back to the theological considerations: are angels inerrant and is it just that God

condemned them despite lacking free will? The artistic depictions are quite interesting as none of

what is presented is in the Qur’anic text. Continuing with the narrative, the people in pursuing

magic as taught by Harut and Marut had rejected the teachings of God, further illustrating how

magic is viewed as an opposition to the religion in the Qur’an. Narratives like this and the

evolution of the stories in the local imagination of Muslim communities illustrates how a certain

antagonistic view towards magic has informed cultures that have been Islamized with regards to

the understanding of magic. Though again while the text states that Harut and Marut taught the

people magic, it does not offer any detailed discussion about what constituted the magical craft.

Perhaps the vagueness allowed for a broad sweeping condemnation of whatever “magical”

practices and rituals of communities Islam expanded into.

Then there are narratives where magic or what one may define as magic is seen in a more

positive light. Though in comparison to Harut and Marut and owing to his special place among

the Chosen People, Solomon was gifted with domain over rebellious djinn who he commanded

to build his temple. He was also granted control of the winds and the ability to understand the

speech of animals. Is this considered magic by the Qur’an, or a religious gift? Are they different?

Or as discussed previously is what distinguishes this demarcation a manifestation of power and

delegitimization?

The fact that these special powers over the will of djinn and the wind, as well as the

ability to understand the languages of God’s living creation move what would often be

considered magic to a legitimate domain of “religious gifts”. If such a negative opinion of magic

exists, what explains the proliferation of practices and objects people would generally regard as

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“magic?” What of “licit” magic? Does the legitimized origin from which the power of rituals,

practices, artifacts, etc. derive their power the ultimate determiner of what is and what isn’t

magic? If a thing is indeed licit then can it truly be called magic? When is a prayer or a sacred

object a talisman? Dynamics of power and the continued proliferation of such practices and

rituals in religion make the dividing line incredibly blurry—maybe not from the standpoint of a

believer, be they accepting or rejecting of such practices, but as a researcher there are no neat

boxes in which to contain these realities.

Of course views on magic or what constitutes “magic” are not uniform across the Muslim

world. Though with the internet and social media allowing for a more readied access to religious

content and thus a sort of homogenization of doctrinal conceptualizations especially among lay

Muslims with little religious instruction outside these venues, there begins a consolidation of

religious opinions. Still, variations exist by region and by what ideological strand of Islam is

being followed, where Islam sits atop a pre-Islamic history and culture that makes itself known

in ways that may not be readily apparent. This liminal space existing between culture and

religion is where heterodoxic manifestations of belief can arise. If an object that can be deemed a

charm or talisman draws its power from Allah, then why should it be forbidden as it affirms

God’s dominion over all creation?

3.3 APOTROPAIC MAGIC

Apotropaic magic is found throughout popular culture—from horror films where holy

water and crucifixes dispel malevolent spirits to the use of “good luck charms” that protect the

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wearer or possessor from harm and cultivate fortuitous events. I should say American films in

specific, as these objects point to a broader Western Christian cultural milieu, though due to the

propagation and proliferation of US popular culture to all corners of the world, I would assume a

sort of global familiarity. The term “apotropaic” comes from the Greek for “to ward off” and is a

type of magic used to ward off evil influences, essentially it is a fancy term for protection magic.

Though again to consider what is and isn’t magic is a matter of discourses of power

rather than clear cut definitions of a technical nature as I’ve stated prior. Most charms and

talismans, even those that are on the margins of organized religious belief fall in the apotropaic

category. Holy water for example is apotropaic, but again a believer would not necessarily label

it “magical” as magic is deemed an illegitimate practice to those in organized religions. The use

of such apotropaic charms, talismans, or prayers owing their power to a supernatural power, most

commonly some sort of divinity, also would suppose in some instances a sort of supernatural

enemy or force that requires one to seek protection from. Be this the devil, malevolent spirits,

curses, hexes, etc.

So again talismans and amulets most often fall into the apotropaic category though could

extend beyond this or be used for other advantageous gains, but here I am specifically concerned

with those used to protect the possessor from harm. The ever ubiquitous nazar is one such

example of an apotropaic charm that has made its way into common fashion elements. It is an

object that supposes an evil and is in its existence seeks to remedy this evil. The term nazar is

derived from Arabic and means something along the lines of sight or surveillance and is used to

protect against the “evil eye” a sort of curse of misfortune, a concept that has been held in the

Near East since antiquity an up to the present day.

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A reference to the evil eye is made in the Qur’an, consisting of ayats 51 and 52 of Surah

Al-Qalam, known as the “Evil Eye Verse”32 which is as follows:

وَ إِن يَكَادُ ٱلَّذِينَ كَفَرُوا۟ لَيُزْلِقُونَكَ بِ أَبْصَٰرِهِمْ لَمَّا سَمِعُوا۟ ٱلذِّكْرَ وَيَقُولُونَ إِنَّهۥُ لَمَجْنُونٌ

وَمَا هُوَ إِلَّا ذِكْرٌۭ لِّلْعَٰلَمِينَ

The context of these ayats discuss how those who disbelieved the message of Prophet

Muhammad sought to bring about his illness and death with the evil eye and accused him of

insanity in his preaching of the revelation. Thus illustrating the concept of the evil eye was and is

viewed as legitimate due to its inclusion in the religious scripture, and thus a threat with real

32 And indeed, those who disbelieve would almost make you slip with their eyes [i.e., looks] when they hear the message,

and they say, "Indeed, he is mad." But it is not except a reminder to the worlds. (Sahih International)

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Figure 4: Nazar amulets to protect against the evil eye. Contrapoints. "Envy." YouTube.

Note:The context for this photo is a video essay which references the idea that the “evil

eye” is caused by envy or jealousy which is a normative belief across cultures where the

evil eye is a legitimate fear. I would suggest viewing the video as it is a fascinating and

theatrical look into the concept of envy.

implications that must be dealt with. One could see how the continued utilization of charms and

talismans to ward off the evil eye would continue across various Muslim communities despite

injunctions against the use of such.

For example a condemnation of the use of talismans is found Ibn Khaldun’s

Muqaddimah. In the section, “The sciences of sorcery and talismans” he states that sorcery is

forbidden as it appeals to beings other than God.33 Ibn Khaldun considers talismans a degree

lesser than sorcery, but no less forbidden and states that a talisman “exercises its influence with

the aid of the temper of the spheres and the elements, or with the aid of the property of

numbers.”34 Thus showing that the creation and use of talismans were practiced and believed to

be exterior to proper religious manifestations.

For Ibn Khaldun these talismanic objects exist outside of Islamic religious belief, but as

we will see talismans can and do exist within a religious milieu and informed by normative

religious belief. So thus, the question I have posed before, one must consider that if all Islamic

talismans are granted the ability to protect by the power of God, then again, is this considered

magic or does it occupy some sort of liminal space where many heterodoxic manifestations of

religious beliefs reside?

3.4 TALISMANS

A talisman exists in the same domain as amulets and charms, quite often the terms tend to

blur and fold over upon themselves being used interchangeably though some definitions relay

33 ʿabd Al-Raḥmān B Muḥammad Ibn Ḵaldūn et al., p. 572.

34 ʿabd Al-Raḥmān B Muḥammad Ibn Ḵaldūn et al., p. 574.

49

minute differences. A talisman is an object considered to have “magical” powers that grant the

possessor some benefit—quite often good fortune or protection. While traditionally seen as

baubles that are worn on one’s person similar to amulets, talismans are

things that can be inscribed on any material by way of symbols or texts that imbue materials such

as clothing, weapons, scrolls, etc. with power. Within the Ottoman milieu, talismans could be or

be found on a variety of objects ranging from miniature Qur’anic manuscripts to talismanic shirts

or tılsımlı gömlek35 worn by the sultans. Jewelry and other wearables would also contain

talismanic symbols and inscriptions that not only served as objects of protection but also

35 For more information on talismanic shirts see Muravchick’s thesis (2014) discussed in the Literature Review.

Felek’s article entitled “Fears, Hopes, and Dreams: Talismanic Shirts of Murād III” provides some additional

insight.

50

Figure 5: Barong (knife) with talismanic formulas and an image of Dhu'l Faqar. Jolo,

Philippines, 19th century. Image credit: M. Daneshgar, Mizan.

The term talisman made its way into English through the French lexicon by way of

Arabic (tilsam). Though its ultimate origin being Greek (telesma).36 For further insight to what a

talisman is defined as in the domain of Arabic, Edward William Lane’s “Arabic-English

Lexicon” entry on talisman states:

طِلَسْمٌ , or, accord. to MF, طِلَّسْمٌ , [also written طَلِسْمٌ , and طِلِسْمٌ , and طِلِّسْمٌ , and طَلْسَمٌ , and

طَلْسِمٌ , and طِلْسَمٌ ,] said by MF to be a Pers., or foreign, word; [perhaps from a late

usage of the Greek τέλεσμα;] but [SM says] in my opinion it is Arabic; a name for

a concealed secret; [i. e. a mystery: hence our word talisman: accord. to common

modern usage, it signifies mystical devices or characters, astrological or of some

other magical kind: and a seal, an image, or some other thing, upon which such

devices, or characters, are engraved or inscribed; contrived for the purpose of

preserving from enchantment or from a particular accident or from a variety of

evils, or to protect a treasure with which it is deposited, or (generally by its being

rubbed) to procure the presence and services of a Jinnee,, &c.:] pl. طَ لَا سِمُ (TA)

[and طِلَسْمَات or طِلَّسْمَاتٌ , &c.].37

This definition is in a sense broad, but fully encapsulates what a talisman is understood to

be in the Arabic language context from what I have gleaned from other works and in

conversations with those more knowledgeable on the subject of Arabic linguistics. Or, at least

one could say how the definition of talisman was conceptualized at the time the dictionary was

written to be on the safe side. In viewing the definition of talisman, it is stark how little change

exists in its definition when the term was adopted into French and later English.

36 Entry for talisman from the Online Etymology Dictionary

[https://www.etymonline.com/word/talisman]:

talisman (n.)

1630s, "magical figure cut or engraved under certain observances," from French talisman, in part via Arabic

tilsam (plural tilsaman), from Byzantine Greek telesma "talisman, religious rite, payment," earlier "consecration, ceremony,"

originally in ancient Greek "completion," from telein" perform (religious rites), pay (tax), fulfill," from telos"end,

fulfillment, completion". The Arabic word also was borrowed into Turkish, Persian, Hindi.

37 Lane, p. 1867.

51

The term tılsım also enters the Turkish from the Arabic and holds the same definition of

talisman, illustrating certain ideas and words related to the introduction of Islam overtaking

similar words of Turkic origin such as büyü, which from my understanding, not only

encapsulates the meaning of talisman, but also of magic, the term sihir entering Turkish by way

of Arabic again. The Turkic term being related to and derived from the idea of shaman or

magician. Thus linguistically with the addition of more Arabic derived words, it suggests that the

introduction of Islam helped shape and even replace previous notions of these related ideas.

Now for a talisman and its function as a symbol to be truly understood, it must be

understood in relation to the cultural context of which it exists as discussed previously. For

example, let’s return to the symbol of the cross. Holding up a cross or a crucifix to ward off evil

is not something that necessarily needs to be explained to those within a Christian society as it is

understood given the prevailing religious adherence and cultural landscape. Using a cross to

ward off evil in a non-Christian society removes any potency of that symbol and with it its

perceived power. How effective would a crucifix have over Dracula if he was Jewish?38 Symbols

and symbolic forms that are utilized as and on talisman objects or talismanic texts make

reference to a present ideology from which it draws its meaning and power. The talismanic

devices are symbolic of an over arching order, in this case within this work specifically that over

arching order is Islam.

For a further analysis of talismans and religious considerations let us look at the work of

Tawfik Canaan, a famous Palestinian Nationalist born in Ottoman Palestine. He utilizes Lane’s

definition of talisman in his work “The Decipherment of Arabic Talismans” thus illustrating it is

a definition that was operationalized within at least one Muslim dominant context by one

38 Granted a Jewish vampire would run into issues regarding Kashrut laws to start with.

52

particular scholar who held expertise on the subject. Canaan was an ethnographer and medical

doctor who conducted ample study on talismans found and used in Ottoman Palestine and other

parts of the Empire, be they Muslim, Christian, or Jewish in origin. His work gives insight into

specifically the medical talismans he encountered within the social-cultural frameworks of his

region and time. He points to the strength of the talisman is in being written, the word made

manifest and thus more powerful than an ephemeral, oral recitation.

This may owe the importance of the word in Islam. The very fact that the Qur’an itself is

a considered a miracle points to the importance of literature and literacy and this emphasis put on

words and language hearkens back to the importance of oral traditions of ancient and medieval

Arabia where Islam arose. While recitation is deemed important, it seems that holding a written

talismanic script was considered more powerful. Is it perhaps in it being tangible that garners it

more power or lasting effect?

53

Figure 6: Dhu'l Faqar sword stamp. Tawfik Canaan Amulet Collection.

Birzeit University Museum.

While much has been erroneously said about Islam and the figurative arts, it is notable

that much of what is labeled “Islamic art” features and moreover favors calligraphic text over

figural representations. It is not the images are forbidden per se it is that within the cultural

framework of the Islamic faith value is places on words—spoken and written—over figural

representations.

The word of God is elevated into elaborate art where the beauty of the calligraphic works

encapsulate and transcend the meaning of the text itself. One does not need to understand the text

to be touched by the artistry and craftsmanship in which the textual inscriptions are wrought. The

textual design being a sign in itself. In this way one may not have to understand the text that is

written to gain whatever power or influence the text would bestow on the one who possesses it.

Maybe here too is a reason that a written talismanic text gained favor especially among those

who were perhaps not knowledge about specific duas or prayers to recite in their hour of need

and the ease and comfort of holding a written prayer. The text then becomes a talismanic symbol

and its applied use transcends the materiality of it.

In a similar vein, a talisman transcends its textual composition by symbolic

representation which points to and draws power from the divine. A talisman may be many things,

but it is considered something beyond its text or imagery on an object. It is transformed by the

addition or the fashioning of a symbol into physical reality. It is an object of a contained symbol

that signifies the power of a larger ideology from which it draws its apotropaic magic from.

A short note on “battle talismans” as most works regarding Muslim talismans tend to

focus on healing and/or protective talismans off the battlefield, though these are very large

domains. There is less discussion of talismans and amulets relating particularly to the territory of

54

the battlefield, though of course these talismans would often be related to the broader category of

apotropaic talismans and charms. Battle talismans can often be found on numerous

accouterments for war though they are not limited to such. A battle talisman does not bear any

marked difference from other protective talismans in its physical conceptualization and

manufacture, though battle talismans are those talismans that pertain to battle and warfare, quite

obvious and apparent by their name. The design or words found on battle talismans are quite

similar or often the same found on other talismans as they are standard apotropaic texts or

designs as previously alluded to. These common textual and figural talismanic motifs would be

found as wearable jewelry and also adorn armor and weaponry, again obvious inclusions

especially for battle talismans.

E.A. Wallis Budge, the 19th century British Orientalist, briefly describes talismans worn

by Turkish soldiers during the Late Ottoman Period39 but makes no mention of talismanic

imagery on their weapons in his chapter focusing on Arab and Persian amulets and talismans. In

my search on literature related to battle talismans of the Islamic world, I unfortunately found

very little on the subject except maybe a few scant lines. The inclusion of battle talismans found

in Budge’s work was one of the very few examples I was able to find. Budge writes:

The Turkish soldiers who during the reign of 'Abd al-Hamid fought in

Southern Arabia wore amulets made of stone and metal....The desert Arabs

in the Yaman regarded these brass amulets as objects of very great value, and

there is no doubt that they murdered many of the Turkish soldiers in order to

cut the brass amulets from their jackets.40

So much for their apotropaic magical power if the talismans and amulets are being cut

out of the jackets of Turkish soldiers who were already cut down. While Budge mentions that the

39 Budge, p. 74.

40 Ibid.

55

brass amulets were “objects of great value” there is no mention why they would be of particular

value. Is it due to their being made of brass or is it that possessing the amulet in itself beyond it

being a war trophy what imparts its value. There does seem to be speculation on Budge’s part in

that there is “no doubt” that many Turkish soldiers were murdered for brass amulets as proof that

they were not only desirable, but murderously coveted. He provides no evidence to back up such

a statement and hints towards some unpleasant notions about “desert Arabs.”41

It is particularly interesting in that much is written on Islam’s “military history” from the

time of the Arab Conquests onward and the intra-religious fighting between Muslim polities.

Despite the fact that Islam is often described as a “militant” and “militaristic” faith one would

think there would be more on the subject if due to this discourse no matter the reality of the

matter regarding such a multifaceted religion. As I stated before there is a paucity of work related

to this particular subject or the intersection of Islamic weaponry and talismans.

41 Though being very familiar with Budge’s work, he was a product of his time. That is to say a racist product of a racist

time.

56

57

Figure 7: A amulet taken from the left arm of a Turkish soldier described by Budge (p, 74): “It is formed of three oval agate

plaques,mounted in thick silver cases, and inscribed with texts from the Kur'an, viz. the declaration of the Unity of Allah, the

opening prayer, etc. On the stone to the right is the name of Muhammad, which is here regarded as a word of power. The cord by

which these stones were fastened to the left arm of their owner is made of silk, and the eyelets at the ends of the cord are bound

round with wire.”

58

Figure 8: 17th century portable Qur'anic talisman known as sançak or banner Qur'ans as they were attached to military

standards to offer protection to the troops. Image credit: Metropolitan Museum of Art. Accession Number: 89.2.2156

59

Figure 9: 18th century seal stamp containing the names of the 4 Caliphs and

Prophet Muhammad as well as the names of the Seven Sleepers and their dog.

Image credit: Metropolitan Museum of Art. Accession Number: 1983.135.11

Moving on to the specific type of object on which talismanic motifs can be ascribed or

adorned, and despite the sword being ubiquitous, it is also special. It is a canvass for narratives

and symbolism, strength and anxieties. Thus in the physical object or the notion of the sword

already embodies symbolic conceptions on which other symbols may be displayed. Here is

where the theory of symbolic associations meets the reality of the object manifest. And yet, with

60

Figure 10: 19th century sword.

Image credit: Metropolitan Museum of Art, Accession Number:

36.25.1296

the sword, and by “the sword” I mean the concept of swords broadly, spanning across time and

cultures there exists very little on talismanic symbolism inscribed upon blade and hilts—at least

in the literature that I had access to both physically and linguistically, i,e. meaning in languages I

could possibly read to a sufficient degree. Literature related to talismans tends to be more

prevalent regarding jewelry and medical charms rather than weaponry. Though there tends to be

more information regarding swords in the context of medieval Christendom from what I could

glean. I ended up consulting books on weaponry and books on amulets and talismans, rarely did

the twain ever meet. More on that in the next chapter.

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4. SWORDS

4.1 SWORDS IN POPULAR IMAGINATION

While spears may have beat out swords historically as the favored weapons of warfare,

the sword occupies a more ubiquitous space in folklore and popular consciousness around the

world. A portable piece of protection, the sword was viewed as a constant companion of the

warrior due to its convenience as a sidearm. From this close association with warriors and

warfare the symbol of the sword made easy reference to strength and power. It exudes numerous

qualities, the sword is given a name, the sword is praised in poetry and song—the sword is no

more a mere object it is endowed with its own sort of being. A sword is an item of prestige and

heritage, legitimacy and power. Did not Excalibur legitimize Arthur as sovereign? Did not Dhu’l

Faqar/Zulfikar solidify Ali’s spiritual inheritance?

The sword linked god and man, and justified the actions taken on behalf of the faith as is

commonly seen within the revealed desert religions of the “Orient.” The sword is a potent

62

symbol across many cultures and is and has been bolstered by cultural symbolism within

cultures. This study is less concerned with the manufacture and technology behind the forging of

swords and more preoccupied with the sword as a cultural object that conveys meaning and is a

medium for meaning-making in a broader cultural framework. Of course, the utility of the blade

and its use as a weapon are immutable from its symbolism, but as with all symbols its physicality

is transcended by ideology. Burton’s work, Book of the Sword, makes plain the great importance

the sword had in many cultures and how it transcends itself into a sort of anthropomorphized

being held in great affection as he states in his verbose prose:

Uniformly and persistently personal, the Sword became no longer an abstraction but a

Personage, endowed with human as well as superhuman qualities. He was a sentient

being who spoke, and sang, and joyed, and grieved. Identified with his wearer he was an

object of affection, and was pompously named as a well-beloved son and heir. To

surrender the Sword was submission; to break the Sword was degradation. To kiss the

Sword was, and in places still is, the highest form of oath and homage.42

Here Burton describes the sword on par with a companion or kinsmen, imbued with

“superhuman qualities,” ultimately an object of reverence. He shortly later expounds about how

societies consider the sword a divine object to be “worshiped” and how it is associated with the

heavens in many cultures. The sword itself holds a special place, and is quite often described in

myth and legend as a sacred object. That contained in the sword was the strength and power

rendered onto it by God.

For whatever distaste there is in militarism in religious ideologies in our contemporary

age, it must be noted that warfare and conquest were often considered a manifestation of God’s

(or other deities) power and truth.. The term “sword” morphs into symbolic abstraction so often

42 Burton, p. 17.

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due to the fact it embodies a multitude of understandings that reinforce certain values, especially

those of militaristic cultures. Take this Biblical verse for example: “Take the helmet of salvation

and the sword of the Spirit, which is the word of God.”43 Even in the less militant Gospels, when

viewed in comparison with the Old Testament, within the Biblical codex the sword is still

referenced due to its symbolism regarding strength and protection. Even in metaphor of

militaristic imagery what is being conveyed is a sort of notion that the faithful are warriors

fortifying themselves in the faith as a bulwark against the evil of the world to declare the word of

God. Again this illustrates that the imagery of the sword is valuable beyond its materiality.

Though in modern times the sword, obviously having fallen out of use in warfare due to

the advances in military technology, still maintains space in military ceremony and pop culture

especially in television and films within the sphere of historical dramas and medieval fantasy.

Interest has been also bolstered by contemporary politics especially since 9/11 as parallels are

drawn in shows and movies that feature the historic or contemporary Middle East or a fantastical

stand in for the region despite a lack of authenticity and nuance.

Sword imagery abounds in discussions of Islam and in the oft repeated phrase that the

Islamic religion is a “religion spread by the sword” whether it bears historic reality or not in the

complex expansion of the Islamic faith through the Arab conquests in the early medieval period.

The imagery of crusaders, quite often represented by depictions of Knights Templar, wielding a

sword in the name of Christ—and within certain white supremacist circles—white European

Christian hegemony over the brown barbarian masses.

Popular fantasy series like “The Game of Thrones” bring forth both historical and

fantastical narratives regarding swords and their importance in the fictional cultures

43 Ephesians 6:17

64

imagined by George R.R. Martin. From a mythical blade tempered in the blood of a beloved wife

to the importance of family lineage in sword inheritance. The swords of fantasy being drawn

upon real world examples in history and “rituals” related to their importance as a cultural artifact.

The sword offers something deeper and far more mystical in narrative due to cultural

conditioning than say, an M-16 semiautomatic would. There is a certain mystique to the low-tech

weapons of the past. But, the sword would offer no symbolic meaning if the idea of it as a

symbols was not built upon centuries upon centuries of metaphorical understandings that imbued

it with certain cultural values from which the shorthand of implied meaning could be readily

comprehended. What is the point in looking at current popular notions regarding swords in

globalized culture? Well, I believe it indicates that sword imagery even in societies where swords

are no longer prevalent illustrates how hearty symbolic meaning and associations are when tied

to their object of reference. That the sword as object, now transcends its use and functions as a

canvass for culturally specific values and narratives which is something that ties us now with the

people of the past.

5.2 SITUATING SWORDS

Let’s move onto the history and manufacture of swords, the object to which the

abstractions append. Is there a difference in cultural considerations of the sword along the most

repeated East-West dichotomy when Islam is invoked in particular? Dividing the world thus does

not provide the insight polemicists seem to believe it does as cultural exchange and syncretism

are the norm and that the ideas of East and West are a more recent invention. Looking into the

65

domains of European Christendom and the Islamicate of the Mediterranean region and Central

Asia, these areas often thought as thoroughly disparate, do indeed share in the cultural

hegemonic spheres of Hellenism and Roman Imperial culture to varying degrees. This is seen

manifest in the construction and preference of sword types along with the spread of certain

talismanic forms. In terms of swords one would see the preference for certain double edged

straight blades over the curved blades often imagined to be popular in the Islamized locales.

The religions that would come to dominate both realms emerged out of ideologies in the

Near East both Islam and Christianity drawing upon and reformulating certain Judaic beliefs,

thus one would expect overlap in certain manifestations of culture and practice to some extent no

matter how minor. Or, at least perhaps a common origin point from manifestations that would

eventually diverge given the largely shared spheres of influence along with continual contact and

trade that would reintroduce or reinforce certain cultural or aesthetic manifestations. Thus the

ancestral cultural backdrop from which both European Christendom and the Islamicate of the

Mediterranean and further east develop is that of the Hellenistic and Roman imperial cultures.

And again that is seen manifested in certain artistic, architectural, and cultural manifestations

owing to these dominating cultural domains.

Medieval or Late Antiquity swords found in the regions of the former Roman Empire are

descended from and were influenced by Ancient Roman sword types.44 Namely double-edged,

straight swords. The gladius Hispaniensis, as the name would suggest its origins in the Iberian

peninsula, was a sword that became standard among Roman legionaries following the Punic

44 Perhaps more accurate to say what became typified as “Roman” sword types as both the gladius and the spatha owe their

origin to the Iberian and Celtic warriors, respectively, who fought in the Second Punic War.

66

67

Figure 11: Roman Empire at its height, lighter areas are vassal states. Source: Wikipedia Commons

Figure 12: Hellenistic World. Source: Encyclopædia Britannica

Wars in the 2nd century BCE. The sword was not of considerable length, possessed a doubleedged

blade, and was ideal for close combat. The gladius was later replaced by the longer spatha,

also made known to the Romans during the Second Punic War. The Roman spatha being

descended from the Gallic/Celtic swords used by Celtic mercenaries employed by both the

Romans and the Carthaginians during the war.45

As Europe was being Christianized and pre-Christian regional practices were being

displaced or incorporated into the new dominant belief system, where as Islam at around the

same time—and various strains of Islam—were spreading and melding with cultures across the

Mediterranean region and further east. Though unlike some parts of Europe, particularly the

Northern reaches, places within the emerging Islamicate were a longstanding part of the milieu

of Jewish and Christian cultures and thus undergoing a slightly different syncretization in the

evolution of religious symbolism given the common origins. With this perhaps, due to the dearth

of information relating to swords particularly in parts of the medieval period and within

particular geographies, details on sword manufacture, ornamentation, and sword symbolism

could aid in educated suppositions despite geographical and ideological distinctions. I suppose

this given the robust trade that continued, especially around the Mediterranean region. These

trade routes allowing for a dispersal of ideas and the introduction of certain cultural artifacts,

which has quite often been attested to in the archaeological record of these regions under

consideration.

As the literature on late antiquity to medieval Islamic swords is sparse, looking to swords

in adjoining geographical domains may provide additional insight that translates to “Islamic”

sword cultures. Given the history of trade and warfare it is safe to assume a degree of

45 Bishop, p. 8.

68

technological and cultural exchange. Of course this is not a given, but perhaps it may offer a sort

of jumping off point in similarities and differences regarding not just sword manufacture, but

also certain ideological formations.

Swords were a common motif in stories and narratives before and during the Medieval

period, again they were a ubiquitous weapon. The chansons de geste of the Middle Ages

illustrate what reverence a warrior had regarding his sword. As Geary notes in his work, Living

with the Dead in the Middle Ages, the sword in the early medieval European context was of great

cultural and ideological import:

The long sword, termed the spatha or ensis, was a weapon of great

importance in the migration period of the early Middle Ages. The techniques

of manufacture and the great investment of scarce steel made the sword more

that a weapon: it was a symbol of status and an object of magic. Its magical

character was in fact on of its essential qualities; it had not only its own name

(Tyrfing in the Hervarar Saga, Durendal in the Chanson de Roland) but its

own personality as well. Its forces came from the otherworld, either

supernatural or subterranean, an in Germanic tradition it was frequently the

handwork of dwarfs. As Edouard Salin has pointed out, the fate of the user

was attached to his sword in a mysterious and fatal way, and thus anyone able

to acquire the sword thereby acquired the virtures of its previous owner.

Small wonder then that the sword attained a priviledged role as a symbol of

legitimacy and continuity.46

As Geary states in this passage the sword was given certain anthropomorphic attributes

such as its own personality, it was given a name, it was not an inanimate object it was magical.

It’s manufacture was likewise magical and in the lore of some cultures attributed to magical

beings, as Geary notes Germanic tradition where it is believed that it is dwarfs who smith

46 Geary, p. 62.

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swords. The sword and the person who wielded it held a special bond in which the qualities of

the warrior were transferred into the sword.

This mystical conceptualization of swords is something that is also shared within Muslim

cultures, namely illustrated by the swords of Prophet Muhammad. Many of the swords that were

in his possession were believed to hold certain lineages that helped legitimize religious and

political authority. The tradition of a sword’s lineage and the stories and legends associated with

the blade is something ancient, the swords in Prophet Muhammad’s arsenal were even believed

to tie to the Jewish prophets of antiquity, be this true or not it does illustrate that this tradition of

viewing a sword as a sort of magical object is something rooted deep in the past and is something

shared at the very least across the specific “Eastern” and “Western” medieval regions under this

study’s consideration.

Swords were often inscribed with figures and/or texts both mundane and mystical.

While inscriptions and inlaid marks may point to manufacture and ownership, other marks

denote beliefs and adherence to certain ideologies or affiliations. Nickel, in his piece analyzing

an inscribed sword, notes that sword inscriptions are relatively common and generally these

inscriptions had a “religious or magical protective meaning.”47 These inscriptions also help

indicate places of manufacture and the spread of Christianity into the region due to the nature of

what these inscriptions often were.

Swords indicating influence of the Christian faith were inscribed with epigraphic texts

that could be said to be talismanic in nature indicating belief and appeals to God and associated

religious figures. The manufacture and application of these texts indicate at least some sort of

adherence, no matter how flimsy, to aspects of the Christian faith and the power offered by these

47 Nickel, p. 29.

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inscriptions—otherwise why go to the effort to include such inscriptions. On the application of

inlaid iron inscriptions Oakeshott, an amateur historian and an expert of medieval arms, states:

… these inlaid inscriptions were rather crude affairs, and were put into the blades

by the smith. They had to be. The method was to cut the letters into the un-tempered

blade with a cold chisel; then little strips of thick iron wire were cut; sometimes these

were twisted so that they gave a sort of snake-skin effect, like pattern-welding, to each

letter. Then the blade would be heated cherry-red, so would one by one of the strips of

wire, each laboriously hammered into the chisel cut letters. After that the blade would

be tempered, for blade and letters would have now become welded together as one unit.

Then it would be finished off with files and burnished.48

This passage showcases the amount of work necessary to include an inlaid inscription and it is by

no means a simple task. The effort to add such textual additions points to the value such texts had

in the contemporaneous cultural context. Interestingly, Oakeshott notes that this method would

render the bladesmith or workshop unidentifiable as he posits that the smith would have most

likely been illiterate and “would have worked his name from a pattern given to him by some

clerkly person.”49 So even in the case of an illiterate bladesmith or in hiring one for smithing a

sword, the addition of text or image was deemed to be of such import in order to go through the

trouble to include it in the manufacture process. This speaks to local beliefs and how integral

manifestations of religious adherence were to those having these swords manufactured.

Oakeshott also notes that contemporaneous to these more roughly inscribed swords were

swords of “finely lettered inscriptions” that were inlaid with silver and on occasion, gold. The

sophistication of the blade inscriptions pointing to a literate craftsman who may have also been

skilled in calligraphy. From this one could glean a bit of insight into the social and economic

hierarchy of the time. The laborious effort put into inscribing and inlaying texts, whether it be

48 Oakeshott (1991), pg. 5.

49 Ibid.

71

“crude” or “fine” indicates that there indeed was much significance to these inscriptions to

necessitate their addition to the crafting of a sword. That these protective religious elements

embedded in the blades and hilts of these swords bear witness to the larger overarching

ideological and cultural framework of the time.

Naturally, there would be no point in adding an inscription to what would most likely be

a very painstaking and expensive process if it did not bear cultural and personal significance for

whom the sword was to be manufactured. In a study of swords found in Finland with ferrous

inlays around between 700-1200 CE, it states that lettered inscriptions are found across quite a

wide geography:

Letter-like marks as a whole seem to be characteristic of Scandinavia, the

Baltic countries and Russia, the majority of them being from Sweden, Norway,

and according to this study, also Finland. Various geometric and symbolic

motifs are in general known from the territories of Germany, Estonia, Sweden,

Norway and the Netherlands, and some from Russia, Poland and the British Isles.

Noteworthy features are plain vertical and horizontal bars as well as St. John’s

Arms, which are known only from Germany besides Finland.50

The study also states that inscriptions of a Christian religious nature were found on

swords dating from the 11th century onward, featuring Latin text such as ME FECIT and IN

NOMINE DOMINI and other Christian Latin phrases which were abbreviated or misspelled.

The dating of these swords perhaps pointing to the acceptance of Christianity being more

widespread and integrated in these various European cultural areas in the 11th and 12th

centuries. These religious inscriptions imbued the sword with talismanic properties and

offered protection and aid to the person wielding it.

50 Moilanen, p. 174.

72

A work by Folklorist Hilda Roderick Ellis Davidson on Anglo-Saxon swords in England

states that inscriptions on blades were uncommon until the 9th century51 when names and symbols

started to become a usual occurrence. She also states that runes were rare on sword blades and

more often found on hilts and scabbards perhaps indicated that the blades were made in regions

where runes were no longer used and hilts and scabbards in places that were still utilizing such

runic ornamentation.52 Illustrating the cultural and ideological shifts occurring in the region at the

time. Though the inscriptions fulfilling the same objectives as seen in other regions.

While undoubtedly a different context to that of the increasingly Islamized Middle East

or Near East and beyond, the information gleaned from the localities of Scandinavia and England

may provide some relevant information or prime a certain understanding of how Islamic swords

of the same vintage may share similar traits in form, material, or manufacture due to trade and

cultural exchange. In both Christendom and the Islamicate, swords can and do feature religious

and talismanic symbols as well as more mundane inscriptions. The focus on the medieval period,

though to be fair this is a long spanning period, regarding in particular talismanic inscriptions on

swords is that this is where the discussion can be found.

I think this is in part due to a predominant interest in this period’s weaponry and history

especially within the European context, due to the religious and cultural change and exchange

happening over time that makes the inscriptions and other marks on swords all the more

interesting. In a sort of parallel, though far removed form the medieval period into the modern,

the yataghans that will be discussed are from a period of increased social and cultural change

which is made manifest in the designs found on the blades. Again, dealing with the paucity of

51 Davidson does not provide any speculation for why this may be.

52 Davidson, p. 43.

73

information regarding an in-depth discussion on inscriptions within the Muslim world, the

references of which I have at hand are what I can make do with despite not quite fitting into the

niche of the study. In there being shared cultural domains and a shared history regarding types of

swords utilized in Europe and the Middle East, there is a hope to use the more well-researched

area to discuss and make suppositions about the other.

Let us move to medieval or late antiquity Arabia while holding on to the discussions

surrounding medieval European swords. Swords of late antiquity Arabia andthrough to the Arab

Conquests are very reminiscent of the gladius and spatha types of the ancient Roman vintage,

being a double-edged straight blade with the hilt most likely possessing rounded pommels if the

scant representations in art and literature are anything to go by. As well as the examples of

swords dating from after Prophet Muhammad’s death, but within the time and scope of the Arab

74

Figure 13: A ring found in a Swedish Viking woman's grave with

inscribed glass that reads "for Allah". Indicating historical contact

between Scandinavians and Muslim traders. Image credit:

ScienceNordic

Conquests, which will be looked into further. The proliferation of sabers, a long held stereotype

of being “Arab” type blades, arriving into the region much later due to Turkic influence coming

from the East.

When specifically looking at literature on sword inscriptions it tends to be sparse on the

whole as has been said, so pinpointing commonalities in particular designs or textual inscriptions

may be of a particular difficulty here. Large studies on sword inscriptions within the Eastern

Mediterranean region around the whole breadth of the medieval period and are scant. One work

that focuses on sword construction in the medieval Near East has survived and that is al-Kindi’s

treatise “On Swords and their Kinds” which details late 9th century sword making within Abbasid

territory. It is particularly valuable since al-Kindi gathered his information from sword smiths

and documented their craft. Interested more in their manufacture of swords and smithing of iron

and steel over anything else, al-Kindi does describe a variety of blades and their origins from

within the Middle Eastern region, particularly Yemen, and outside of it—namely regions in

South Asia.

Looking at examples of swords from the Near East and adjoining areas of the

Islamicate, ornamentation is often an obvious feature yet there is no pronounced discussion

on the initiation of the practice of inscribing, etching, inlaying, etc. of symbol and text upon

swords. At least not in any texts that survive to our day from this period and none so far

published within this period. Thus, again looking to the works on blades manufactured and

ornamented in adjoining regions may give insight to how similar outcomes may have been

arrived at due to similar processes.

75

Moving on towards the abstract and symbolic considerations relating to the concept of

the sword in the increasingly Islamic context of the region, a look at religious scripture will help

us inform the conceptualization. For all that is assumed about Islam and its relationship with the

sword, the sword is not a common motif within the Qur’an. It is within tafsirs or Qur’anic

exegesis literature, folklore, and traditions of Islamic cultures that the sword develops a strong

connection with the word of God. Of course as is often with the nitty-gritty of textual

interpretation in Qur’anic commentaries many exgetes argue over the correct cutting implements

being utilized in stories given nebulous descriptions, since a sword is never mentioned outright.

While, not a direct reference to swords surah Al-Hadid (the iron) discusses the divine

importance of iron in ayat 25:53

عُ لِلنَّاسِ وَلِيَعْلَمَ ٱللَّهُ f دِيدٌ وَمَنَٰفِ f أْسٌ شَ f قَدْ أَرْسَلْنَا رُسُلَنَا بِٱلْبَيِّنَٰتِ وَ أَنزَلْنَا مَعَهُمُ ٱلْكِتَٰبَ وَٱلْمِيزَانَ لِيَقُومَ ٱلنَّاسُ بِٱلْقِسْطِ وَ أَنزَلْنَا ٱلْحَدِيدَ فِيهِ بَ

مَن يَنصُرُهۥُ وَرُسُلَهُۥ بِٱلْغَيْبِ إِنَّ ٱللَّه قَوِىٌّ عَزِيزٌ

Iron being described in this case as being “sent down” indicating its divine origin leading

to more literal-minded interpretations of iron being obtained in heaven by Adam as posed by

medieval scholar Ibn Abbas and with other commentaries that suggest iron was procured through

mines.54 Though commentaries mostly concern themselves with iron being utilized for weapons

in battle. Whereas Shi’i works tend to conflate the divine origin of iron with Dhu’l

Faqar/Zulfikar, a topic that will be discussed further later. Another verse in consideration when

53 We have already sent Our messengers with clear evidences and sent down with them theScripture and the balance that the

people may maintain [their affairs] in justice. And We sent down iron, wherein is great military might and benefits for the

people, and so that Allah may make evident those who support Him and His messengers unseen. Indeed, Allah is Powerful

and Exalted in Might.(Sahih International).

54 Al Thalabi 9:246 and al Mahalli al Suyuti 1:544

76

discussing the symbolic use of the sword is ayat 5 of surah at-Tawbah55 has become popularly

known as “ayat al-sayf” or the “sword verse” which reads:

امُواْ f ابُواْ وَ أَقَ f إِن تَ f دٍ فَ f لَّ مَرْصَ f دُواْ لَهُمْ كُ f رُوهُمْ وَاقْعُ f ذُوهُمْ وَاحْصُ f دتُّمُوهُمْ وَخُ f فَ إِذَا انسَلَخَ ا لأَشْهُرُ الْحُرُمُ فَاقْتُلُواْ الْمُشْرِكِينَ حَيْثُ وَجَ

الصَّلاَةَ وَآتَوُاْ الزَّكَاةَ فَخَلُّواْ سَبِيلَهُمْ إِنَّ اللّه غَفُورٌ رَّحِيمٌ

Now while there is no direct reference to a sword within this verse the inherent violence

contained within its edict is symbolically linked to the notion of the sword. Many Qur’anic

commentaries focusing on this verse have discussed the actual permissibility of killing

“polytheists” and if indeed this is what was to be sanctioned within a certain context or on a

more broad and unconstrained understanding of it. The name the verse is referred to does point

to the symbolic religious violence embodied in the idea of the sword. Though in regard to

religious scripture condoning acts of violence there is also considered to be a measure of justice

in that religiously sanctioned violence to which homicidal acts seem justifiable in the eyes of

certain adherents.

Despite the sword not being a frequent reference in Qur’anic scripture as previously

stated, the Hadith, a compendium of saying attributed to Prophet Muhammad, offers many

references to swords—from the militant to the mundane to the metaphorical. There are hadiths

about battle, descriptions of swords possessed by Prophet Muhammad, and swords being used as

poetic comparisons. For example when describing Prophet Muhammad’s face: "A man asked Al-

55 And when the sacred months have passed, then kill the polytheists wherever you find them and capture them and besiege

them and sit in wait for them at every place of ambush. But if they should repent, establish prayer, and give zakah, let them

[go] on their way. Indeed, Allah is Forgiving and Merciful.(Sahih International).

77

Bara: 'Was the face of the Messenger of Allah like a sword?' He said: 'No, like the moon.'"56 As I

hold no expertise in the metaphors and poetry of Arabian Antiquity, I will make no effort to

explain what is meant by this Hadith in detail besides it no doubt being very complimentary to

Prophet Muhammad. Another hadith that references a sword describes the detail of one of the

Prophet’s swords: "The metallic end of the scabbard of the Messenger of Allah was of silver, the

pommel of his sword was silver, and in between were rings of silver."57 This hadith more blatant

on its face, providing a description of the sword and scabbard.

Along with these is a more well-known hadith that alludes to battle and courage which

states: "Know that Paradise is under the shades of swords."58 The lyricism of the Arabs, often

destroyed by the literalism of today. I’ve only included a sample sahih59hadiths to indicate how

they illustrate the use of sword imagery in metaphor to again showcase the symbolic nature and

associations the sword contains. Though as the one hadith example that offers a description of

Prophet Muhammad’s sword, it also illustrates how the hadith can also serve as a sort of

historical record for the mundane aspects of life.

In summation, consulting the foundational literature of Islam, swords are not explicitly

mentioned in the Qur’an, but the wider cultural milieu that Islam arose out of in the Arabian

Peninsula did possess a sword culture and a way of talking about swords. What swords

56 صلى الله عليه وسلم

انَ وَجْهُ رَسُولِ ا للَّه

َ

ك

أََ بَْر اَء

لَ رَجُلٌ ال

أََ الَ س

َ

بِي إِسْحَاقَ، ق

أَْ نَا زُهَيْر ،ٌ عَن

َ

نَا حُمَيْدُ بْنُ عَبْدِ الرَّحْمَنِ، حَدَّث

َ

نَا سُفْيَانُ بْنُ وَكِيعٍ، حَدَّث

َ

حَدَّث

قَمَرِ

ْ

الَ لاَ مِثْلَ ال

َ

مِثْلَ السَّيْفِ ق . ا حَدِيثٌ حَسَنٌ

َ

بُو عِي سَى هَذ

أََ ال

َ

ق .

Jami at-Tirmidhi. Book 46, Hadith 3636. Vol. 1 [English]. Book 49, Hadith 3996 [Arabic].

صلى الله عليه وسلمَ 57

رَسُولِ ا للَّه عْلُ سَيْفِ انَ نَ

َ

الَ ك

َ

نَسٍ، ق

أَْ تَادَةُ، عَن

َ

نَا ق

َ

الاَ حَدَّث

َ

نَا هَمَّامٌ، وَجَرِيرٌ، ق

َ

الَ حَدَّث

َ

نَا عَمْرُو بْنُ عَاصِمٍ، ق

َ

الَ حَدَّث

َ

بُو دَاوُدَ، ق

أَ

خْبَر نََا

قُ فِضَّةٍ

َ

لِكَ حِل

َ

وَمَا بَ يْنَ ذ

ٌ

سَيْفِهِ فِضَّة

ُ

بِيعَة

َ

.مِنْ فِضَّةٍ وَق

أSunan an-Nasa'i 5374. Book 48, Hadith 5376, Vol. 6 [English]. Book 48, Hadith 335 [Arabic].

الَ 58

َ

اتِبَهُ ق

َ

انَ ك

َ

وَِك

عُبَيْدِ ا للَّه نِعُمَرَ بْ

لَْى ،ِ مَو

النَّ ضْر بِي

أَ

الِمٍ ، عَنْ سَ

َ

بُو إِسْحَاقَ، عَنْ مُو سَى بْنِ عُقْبَة

أَ

نَا

َ

بْنُ عَمْرٍو، حَدَّث

ُ

نَا مُعَاوِيَة

َ

بِْنُ مُحَمَّدٍ، حَدَّث

نَا عَبْدُ ا للَّه

َ

حَدَّث

الَ

َ

صِلى الله عليه وسلم ق

نَّ رَسُولَ ا للَّه

أَ

 ر ضى الله عنهما 

فَْى و

أَ

بِي

أَُ بِْن

عَبْدُ ا للَّه يْهِ

َ

إِ ل

تَبَ

َ

ك " تَحْتَ

َ

جَنَّة

ْ

نَّ ال

أَ

مُوا

َ

وَاعْل

ظِلاَلِ السُّيُوفِ ".

َ

بِي الزَِّنادِ عَنْ مُو سَى بْنِ عُقْبَة

أَ

نِابْ نِ عَُّ سِي

وَيْ

لأُ

تَابَعَهُ ا .

Sahih al-Bukhari 2818. Book 56, Hadith 34, Vol. 4 [English]. Book 52, Hadith 73 [Arabic].

59 I decided against using any of the other hadiths that weren’t deemed legitimate just to avoid getting wrapped up in

arguments about chains of narration and authenticity.

78

symbolized within that culture would then inform and influence religious discourse and

iconography which some hadith are indicative of, though mere readings being divorced from the

original context can and will produce certain misinformed understandings as these culturally

defined works travel as Islam expands into other locales. The expansion of Islam into new

territories would also further add to that “Islamic” sword culture and foster narratives that would

eventually proliferate around the whole Islamicate and fold back into each other. In the next

section on the topic on “Islamic” swords, let us look into one of the popular misconception

regarding blades.

As mentioned previously, the swords of the Arabs resembled Roman straight swords,

these blades were double-edged and could be fullered or non-fullered. The popular notion of

Arab Muslim warriors wielding scimitars and sabers is ahistorical to a point, as their arrival was

a mark of influence coming from further East. It was not until contact with Turkic warriors well

after the Arab Conquests and Islamic Expansion that curved sabers were introduced and

proliferated the war scene. During the early Islamic period, the evidence illustrates the use of

straight swords.

79

Alexander, a scholar who specializes in Islamic arms, points to artistic representations of

swords in early coinage and statuary which indicate the use of straight swords and how

ubiquitous the sword often is culturally in the early Islamic period, while the archaeological

evidence is not as robust the indications are there. Alexander elaborates thus:

The earliest representations in sculpture and on coinage, always show Arabs

with swords. This is the case with two eighth century examples from the

Umayyad period both representations of rulers holding swords which may be

dhu'l faqar. The first example is on coinage of the Umayyad caliph 'Abd al-

Malik where a figure is depicted holding a sword with a scabbard. The second

example from the Umayyad palace at Khirbat al-Mafjar in Jordan Valley is a

plaster statue of a ruler holding a sword. The early sword hilts depicted on the

coins and at Khirbat al-Mafjar all have rounded pommels, which are paralleled

by several excavated hilts and also by a hilt found in a tenth of eleventh century

Fatimid shipwreck off the coast of Turkey. Hilts of this type are also depicted in

the Suwar al-kawakin al-thabita of al-Sufi dated 444/1009-10.60

60 Alexander (2001), pp.193-195.

80

Figure 14: A meme concerning the erroneous idea about curved

blades during the early Islamic period. Source: Islamic History

Facebook page

81

Figure 15: Late 7th century coin featuring Caliph Abd al-Malik ibn Marwan, shown with a sheathed

long sword. Source: Ashmolean Museum.

82

Figure 16: Plaster statue of a ruler with sword from Khirbat al-

Mafjar, an Umayyad desert castle in Jericho, Palestine with

reconstructed torso.

Source: Hillenbrand, Robert. La Dolce Vita in Early Islamic Syria:

The Evidence of Later Umayyad Palaces. Art History, 1982, 5: 17.

As Alexander states, the earliest examples of depictions of swords in the early Islamic

period can be found in coinage and sculpture. What is depicted is straight, long blades or the

sheaths for such a blade. There is no evidence for saber type blades among the Islamized Arabs

at the time. The sword depictions are also of note because the are shown to have rounded

pommels, another sword trait that hearkens back to the Roman period.

Alexander’s examples hark from the Islamic Expansion in the 8th century so while some

generations removed from time of Prophet Muhammad, still early enough for educated

assumptions regarding blades and their associations, especially since sword technology in the

region had not veered very far from the ancestral Roman types in the shape of the blade and from

what Alexander describes, nor the pommels.

For further evidence of this, the preserved swords associated with the Prophet and the

Sahaba found at Topkapi Palace Museum, with the exception of one blade, are double-edged

straight swords. These blades being preserved in the Mamluk and later Ottoman treasuries

indicate that they were considered to be legitimate at least by the tail-end of the Late Medieval

period. While the hilts of these swords have been replaced and thoroughly adorned as venerated

objects, the features of the blades themselves seem to point to them belonging to the early

Ummayad period. Though if one were to follow the traditional narrative of these swords they

must be older than the Ummayad period as they were taken as war booty before the Ummayad

period was established.

In the possession of these swords as well as other objects associated with Prophet

Muhammad and the Sahaba, it served as a testimony to the political legitimacy and were thus

very important for rulers to procure to justify their right to lead. As many of the swords which

83

are presumed to be legitimate bestowed legitimacy and power upon Prophet Muhammad and in

turn their possession helped solidify the right to rule amongst later Muslim polities.

Another example of an Ummayad period straight sword to bolster our blade claim, was

discovered in Spain and found in association with some dirhams dating to 880 CE, thus currently

making it the oldest known example from Al-Andalus.61 All this evidence indicates that sabers

were not being utilized on a wide scale until much later and that the sword types consisted of

straight blades.

The reason why highlighting this prevalent misconception on the shape of early sword

blades used by the early Arab Muslims is important as it sheds light on the evolution of sword

manufacture and also symbolism be it rhetoric or artistic due to Islam’s expansion particularly to

the East of Arabia in regards to Dhu’l Faqar in particular, a legendary sword that is depicted

across the Muslim world that we will come to discuss. For in it, the design and manufacture of

the sword particularly in this context points to the cultural framework from which it arises, the

tracking of ideological dispersion, and conceptualization of values and narratives that begin to be

associated with the sword in general and of certain venerated swords in particular. Now as the

evidence for the use of double-edged straight blades among the early Arab Muslims has been

established through historical and archaeological evidence, let us turn to the sabers of popular

imagination.

61 Canto Garcia’s article “Una Espada de Época Omeya del Siglo IX D. C.”

84

85

Figure 17: Turkish Saber: hilt and guard: 17th

century, inscribed blade 18th-19th century. Image

source: Metropolitan Museum

4.3 The Turkish sword/kilij/kılıç

Though the curved blade did eventually make an emergence into the broader Islamized

medieval Middle Eastern region and began to become synonymous with “Islamic” Arab

weaponry, as has been discussed previously this type of sword did not originate in the region.

Sabers were introduced to the Middle East by enslaved Turkic mercenaries62 from Central Asia.

From there the saber blades began to proliferate across the Middle East and North African region

as elite Turkic slave-soldiers were utilized and favored across the medieval Islamic world.

The scholar al-Jahiz in his essay “Manaqib al Turk” extols the virtues of Turkic warriors

in comparison to the other groups employed in the caliphate’s multi-ethnic military believing

them to be the most skilled warriors of all, especially on horseback. This notion held throughout

the Islamic medieval period as various dynasties actively sought to add Turkic slave-soldiers to

their ranks, this Turkic migration and establishment of elite Turkic slave militaries would begin

to threaten the powers that enslaved them and eventually lead to the establishment of powerful

Turkic dynasties across the Middle East and the Turkification of Anatolia and beyond. The

establishment of these Turkic polities across the region introduced Turkic influences that would

meld and integrate with local cultures, as seen not only militaristically but also in the art and

architecture across the Middle East.

Swords by the time of the Late Ottoman period owing to the continued evolution of the

original Turkic type blades tend to have a pronounced curved structure in the case of sabers and

recurved when it comes to yataghans, again, features retained from earlier Turkic swords. The

62 Ghilman (plural), ghulam (singular): Arabic; term for enslaved soldiers or mercenaries.

86

curved blade is characteristic of Turkic swords and blades, and those influenced by the cultures

of the Central Asian Steppe.

Ögel in his work “Türk Kılıcının Menşe ve Tekâmülü Hakkında”, presents a number of

images of Turkic type swords or what he defines as “Turkic” type swords, from the areas of

Mongolia, the Central Asian Steppe, and into Eastern Europe. He considers all these regions and

the various cultures within part of the Turkic/Turkish cultural milieu. From the descriptions and

images presented in his work we see that these blades bear resemblances to and among each

other across these geographies owing to extended migration and cultural exchange amongst

groups. Obviously, not all that cultural exchange being made peacefully. Ögel also states that the

earliest found curved blades are from nomadic Asian Steppe cultures such as the Gokturks.

The blades that Ögel would describe as characteristically Turkish begin to take on a

curved dimension even during antiquity as seen in the depiction of swords in statuary and other

art of the various periods. This may be due to the advantages of a curved or recurved blade in

battle and in general for use as a tool. The utmost advantage is that a single-edged, curved blade

can be maneuvered one-handed, which is especially beneficial if a warrior is mounted on

horseback providing greater mobility—mounted warfare being common practice amongst those

in the Central Asian Steppe.

Curved blades are useful for slicing and hacking at an enemy and tend to hold up better in

battle than double-edged blades as the dull edge of a single-blade adds strength to the sword. Of

course the drawbacks of a single-edged blade are that it is not as effective in penetrating armor63

or in thrusting attacks as double-edged swords tend to be. Though given that since antiquity

63 I would like to note that while the blade might not be so effective against chainmail, most infantrymen would not be clad

in chainmail given it was cost prohibitive and only the richest warrior would have the ability to obtain it. Usually a warrior

would be wearing gambeson, a type fabric armor.

87

mounted warfare has been characteristic of the peoples in and surrounding the Central Asian

Steppe, single-edged, curved blades were favored as an efficient cutting weapon and tool.

88

Figure 18: Swords of the Göktürk cultural

milieu and Yenisey-Kyrgyz swords from

Ogel's work. p445.

89

Figure 19: "Zulfikar" sword and scabbard, 18th century. Military Museum, Istanbul.

Note that this imagined Zulfikar blade is a bifurcated saber.

4.4 SWORDS OF MUHAMMAD

Moving on to the swords believed to be held in Prophet Muhammad’s arsenal, these

swords offer additional evidence of early Muslim straight swords and to the embedded, yet

90

Figure 20: Minature depicting scene from the Battle of Badr. Dhu’l

Faqar/Zulfikar is depicted as a bifurcated blade to the point it resembles

scissors.

Image credit: Wikimedia Commons

culturally and religiously specific symbolic understandings that become embedded in and

associated with swords. The swords of Muhammad of course gain special significance due to

being possessions of God’s apostle so much so that the swords themselves become objects

worthy of veneration.

These sword relics serve an important function as many of these swords also reinforce

Muhammad’s religious and/or political claims by appealing to a lineage of prophets. The

possession of these relic swords impart legitimacy on whoever possessed them. This again points

to the symbolic power a certain sword has and its ability to grant the possessor of the sword this

symbolic power made manifest.

The swords also gain importance due to other associations, for example the origin of the

swords al-Battar, Hatf, and al-Qal’i are said to have been war booty taken from the Jewish tribe

Banu Qaynuqa. The Banu Qaynuqa were a Jewish tribe residing in what is now Madinah, and

any one with a passing familiarity will know, it is the area where Prophet Muhammad and the

early converts to Islam took refuge after leaving Mecca.

Following normative Islamic narrative, Muhammad had expelled the Banu Qaynuqa for

violating the Constitution of Madinah, an agreement that established a multi-religious

community under Muslim authority. The nature of the violation is debated by scholars. Whatever

the reason for the expulsion, there was growing resentment among the Banu Qaynuqa towards

Muhammad and the Muslims. Once expelled the Banu Qaynuqa (at least those that did not wish

to stay and convert) made their way to Syria where they assimilated with local Jewish tribes. The

tribes possessions were divided among the Muslim community. The before mentioned swords

named al-Battar and Hatf being of particular importance due to their association with Biblical

91

prophets. The origin of the swords and their acquisition provide a narrative that reinforces the

power and the legitimacy that the sword would then convey to who ever found them in their

possession. The following are images of the swords of Prophet Muhammad that are now housed

at Topkapi Palace Museum in Istanbul. Unfortunately, better images could not be sourced and

upon a visit to the museum to view these swords, I was not granted permission to take

photographs.

Hatf, al-Battar, and al-Qal’i

Hatf

Measurements: length 112cm; width 8cm

Description: Hatf is a straight, non-fullered, double-edged blade, with gold inlaid designs, most

notably at the top of the blade, as well as inlaid gold inscriptions throughout the length of the

92

Figure 21: Hatf.

Photo credit: Muhammad Hasan Muhammad al-Tihami, Suyuf al-Rasul wa 'uddah harbi-hi Cairo:

1992

blade. While the blade itself may be from the early Umayyad period, the hilt looks to be a sort of

Mamluk type, probably 15th century. Such hilts hold their origin and were popular during the

Polish-Lithuanian Commonwealth (1569–1795). The gold inlay also not contemporaneous to

blade manufacture. Hatf was said to be forged by King David, the ability to forge armor being a

direct gift from God given to David:

ۙوَلَقَدۡ اٰتَيۡنَا دَاوٗدَ مِنَّا فَضۡ لًا يٰجِبَالُ اَوِّبِىۡ مَعَهٗ وَالطَّيۡرَ وَاَلَنَّا لَهُ الۡحَدِيۡدَ

اَنِ اعۡمَلۡ سٰبِغٰتٍ وَّقَدِّرۡ فِى السَّرۡدِ وَاعۡمَلُوۡا صَالِحًا اِنِّىۡ بِمَا تَعۡمَلُوۡنَ بَصِيۡ 64

Al-Battar

Measurements: length 101 cm

Description: al-Battar is a straight, double-edged blade possessing no fuller. Etched inscriptions

are found on the blade as well as a depiction of King David beheading Goliath. The blade bears

64 Qur’an 34:10-11: And we certainly gave David from US bounty. [We said], "O mountains, repeat [Our] praises with him,

and the birds [as well]." And We made pliable for him iron [Commanding him], "Make full coats of mail and calculate

[precisely] the links, and work [all of you] righteousness. Indeed I, of what you do, am Seeing. (Sahih International).

93

Figure 22: al-Battar.

Photo credit: Muhammad Hasan Muhammad al-Tihami, Suyuf al-Rasul wa 'uddah harbi-hi Cairo: 1992

the characteristics of an early Umayyad sword, if indeed of that vintage the hilt and inscriptions

are not contemporaneous to the blade. Like Hatf, al-Battar also possesses a Mamluk type hilt.

Similarly, the sword al-Battar was also linked to King David. It is said that David took

al-Battar off Goliath after slaying him and upon the sword the victory is immortalized in

etching. Inscribed on the sword is a Nabatean65 inscription.

Wheeler, a professor at the Center for Middle East and Islamic Studies at the United

States Naval Academy, seems to be the source that points to the inscription being Nabatean. I

have not been able to source any sort of translation for the inscription and if it is related to the

inscriptions in Arabic. While the inscription is labeled Nabatean, it does feature some letters with

more angular features that are reminiscent of Northern Arabian scripts. This leads me to wonder

if the inscription was added later maybe even contemporaneous to the Arabic inscriptions to give

“legitimacy” to the blades antiquity and thus explains the inscriptions unique text which does not

seem to match the style of other Nabatean inscriptions I have so far come across. This may point

to an inscriber that was unfamiliar with ancient regional Arabian scripts trying to forge a more

ancient script to reinforce the legend.

Aside from the Nabatean inscription is an Arabic one that reads: “David, Solomon,

Moses, Aaron, Joshua, Zechariah, John, Jesus, and Muhammad.” The swords in narrative as well

as in textual and figural additions make blatant the connection between Muhammad and the

spiritual lineage of the Abrahamic prophets. Gaining these swords from a Jewish tribe that

claimed direct lineage to Prophet Abraham through Issac would only help to further aid in the

weapons’ credibility.

65 Wheeler, Brannon. "al-Battar". United States Naval Academy.

https://www.usna.edu/Users/humss/bwheeler/swords/batar.html

94

95

Figure 23: al-Battar with Arabic and "Nabatean" inscription. Image credit: B. Wheeler

Figure 24: al-Battar with Arabic inscription and an image of King David beheading Goliath

obscured by the crossbar. Image credit: B. Wheeler

Al-Qal’i

Measurements: length 100cm

Description: al-Qal’i is a double-edged, straight, fullered blade with later addition of a

Mamluk type hilt. Near the hilt and somewhat obscured by the cross guard is an etched

inscription in Arabic that reads: "This is the noble sword of the house of Muhammad the prophet,

the apostle of God." The image of the blade seems to suggest it is made of watered or Damascus

steel, if it is indeed Damascus steel then this may put into question the legitimacy of the sword as

belonging to Prophet Muhammad as Damascus steel sword manufacture is not seen in the region

until much later, it may also date the sword to after the Umayyad period.

The sword known as al-Qal’i on the other hand does not hold any specific narrative of

prophetic lineage of possession as war booty taken from the Banu Qaynuqa, but is of note due to

its “wave-like” design. Though there is a story that Muhammad’s grandfather discovered the

sword when “he uncovered the Well of Zamzam in Mecca.”66In this narrative, the connection to

66 Wheeler, Brannon. “al-Qal’i”. United States Naval Academy.

https://www.usna.edu/Users/humss/bwheeler/swords/qala.html

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Figure 25: Qal'i.

Photo credit: Muhammad Hasan Muhammad al-Tihami, Suyuf al-Rasul wa 'uddah harbi-hi Cairo: 1992

Abraham and his progeny is thus understood. As I have not found other than a mere mention

regarding this version of the acquisition of al-Qal’i perhaps it is another apocryphal story to

imbue all swords possessed by Muhammad with some sort of spiritual lineage that would further

his legitimacy as a prophet.

Another source from Wheeler that I have found often repeated verbatim across several sites mentioning al-Qal’i. I have not

found any other sources discussing Muhammad’s grandfather and the discovery of al-Qal’i.

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Figure 26: Qal'i with Arabic inscription obscured by crossbar that reads: "This is the noble sword of

the house of Muhammad the prophet, the apostle of God."

Image credit: B. Wheeler

Ma’Thur al-Fijar

Measurements: length of blade 99cm.

Description: Ma’Thur al-Fijar is a double-edged, straight sword, with a golden jewel encrusted

hilt and jewel encrusted serpent quillons. The associated scabbard is also golden and jewel

encrusted. At the top of the blade is a Kufic inscription that reads: “Abdallah b. 'Abd al-

Muttalib.” Like the previous swords the hilt and scabbard are latter additions to the blade.

In a similar vein pointing to ancestral ties, Muhammad’s family sword, Ma’thur al-Fijar,

reinforces his Hashimite lineage and ties with the custodians of the holy sanctuary at

Mecca.67Thus situating Muhammad as a truly Arab prophet. This distinction as an Arab prophet

would have been important due to the various political factors and influences in Arabia at the

time. The former backwater of Ancient Rome found themselves between the Byzantine Empire

and the Sassanian Empire with various factions in Arabia allying with either of the two. The

reframing of power to an Arab locus by way of the advent of Islam and by the guidance of

Prophet Muhammad aided in the self-determination of the Arabs and poised them for expansion.

67 Wheeler, p. 34.

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Figure 27: Ma'Thur al-Fijar.

Photo credit: Muhammad Hasan Muhammad al-Tihami, Suyuf al-Rasul wa 'uddah harbi-hi Cairo: 1992

Dhu’l Faqar

Measurements: unknown

Description: Dhu’l Faqar, or the sword considered to be Dhu’l Faqar housed at Topkapi Palace

Museum, is a double-edged, straight blade with fuller, a small notch is found parting the tip of

the blade. The hilt, a latter addition to the blade, is somewhat curved as it reaches the top

reminiscent of Persian shamshir type hilts, the crossbar and quillions seem to form serpents on

either side.

The most well-known sword in Prophet Muhammad’s possession, but holds more

association with the Prophet’s cousin and son-in-law, the 4th Caliph Ali is of course Dhu’l Faqar. .

The sword is believed to have been one of the seven swords gifted to Queen Belquees of Sheba

by King Solomon.68 While there are many mystical narratives associated with the origin of the

sword and its acquisition, the sword was most likely taken as war booty at the Battle of Badr.

The sword is commonly depicted as having a bifurcated blade and often curved like a

saber and other depictions of sword bear more resemblance to scissors. These conceptualizations

of the sword in art have more to do with a misunderstanding and syncretic mythical and spiritual

associations of Dhu’l Faqar well after the early Islamic period. As previously stated if this sword

itself did/does exist then its style would bear similarity to the blades common in the Arabian

region at the time, that being straight and double-edged. As I mentioned before in the discussion

on the popular misconception of early Arab Muslim sword shape, the introduction of curved

blades is due to Turkic influence in the region as Turkic slave mercenaries were recruited to fight

in the various power struggles in the region and eventually establishing their own dynasties

68 Elassal, p. 2.

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. Thus in the conceptualization of Dhu’l Faqar being a curved saber, there is a culturally

specific proliferation of understandings related to Dhu’l Faqar that exist ideologically and not

necessarily historically.

Take for example the idea of the blade being split in many depictions and

“reproductions.” The latter commonly held idea that the blade was bifurcated may have been due

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Figure 28: A historically inaccurate "reproduction" of Dhu'l Faqar from the blade to the hilt.

Image credit: SwordBuy.com

to a literalist understanding of the sword being described at notched. Within Arabian pre-Islamic

and early Islamic culture a blade would be described as “notched”69 which meant the blade was

marked in battle and symbolized courage and heroism.70Mentions of notched blades can be found

in classical Arabic poetry, here are two examples:

...Bitter to meet in the battle: keepers they of their word, when many a

covenant falls unheeded, unfulfilled./Grave are their tempers, and staid, when

council gathers the tribe: their armour ever is ready, spears and ropes for the

steeds,/And swords of price, in their edges notches, record of fame in battle,

yea, and the hands in time of need quick to give...71

and

And threaten me not! Verily, if thou meetest me face to face (thou shalt find

that) I have a Mashrafite sword, with notches on its smiting edge from long

use.72

As these poems show, the blade being “notched” is not any indication of bifurcation. A blade is

“notched” due to its use by a skilled swordsman. Thus the ineffectual bifurcated sword that

Dhu’l Faqar is often depicted as would more likely be a well-worn, double-edged, straight sword

tested in battle. Housed within Topkapı Palace Museum is such a double-edged, straight sword

purported to be Dhu’l Faqar.

Though the bifurcation does not owe to only the misconception of what “notched” meant

in the culture of late antiquity Arabia, but also what this unique 2-pronged sword could represent

to communities in which Islam was expanding and gaining adherents.Dhu’l Faqar was especially

held in esteem by Shi’i communities during the medieval period as it was often held in

association with Ali and further mystical and magical narratives about its origin and its power

69 Talam in Arabic.

70 Alexander, (1999), p. 172.

71 Lyall, p. 51, (1913).

72 Lyall, p. 247 (1918).

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evolved out of local folklore and religious worldviews that Islam replaced. The bifurcated Dhu’l

Faqar of various designs would adorn all manner of things and was held as a talismanic emblem.

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Figure 29: Stylized Dhu'l Faqar on flag captured by Spanish troops. Philippines, 1887.

Image credit: Royal Panji

Other swords attributed to the Prophet’s collection include: al-'Abd, ar-Rasub, al-

Mikhdham, al-Qadib, but the acquisition and the lineage of these swords gain their preeminence

by being possessions of Prophet Muhammad compared to the swords mentioned above that have

special narratives attached that have far more religious and genealogical significance. It is

unfortunate that no in-depth research has been done on the swords of Prophet Muhammad. In

searching for works very little exists in English and interestingly little seemed to exist in Arabic,

at least from what works I could scrounge up at the time. Though in a way this follows similar

trends of sacral objects not being interrogated because they a venerated.

The swords of Prophet Muhammad as preserved by the Mamluk and Ottoman treasuries

illustrates what value these blades had to the faithful. Though not all these swords are on equal

footing as it is Dhu’l Faqar that permeated and continues to permeate the popular consciousness

of Muslims.

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Figure 30: Dhu'l Faqar.

Photo credit: Muhammad Hasan Muhammad al-Tihami, Suyuf al-Rasul wa 'uddah harbi-hi Cairo: 1992

The lore associated with the other swords is not as rich as it is with Dhu’l Faqar, Dhu’l

Faqar is also unlike the other swords associated with Prophet Muhammad and as it is also

associated with Ali, this no doubt that this has aided in its long standing reputation especially

amongst Shi’i religious communities and other aligned groups.

There is something uniquely peculiar about Dhu’l Faqar in that the narrative associated

with the sword resonated across the diverse Muslim world. How the lore evolved and evolved in

to something far more fantastical from being war booty from the Battle of Badr to being a sword

forged in heaven, the two-prongs of its blade becoming the new backdrop to older stories

stemming from dualistic Persian Zoroastrian stories. No other swords associated with Prophet

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Figure 31: Possible depiction of a straight blade Dhu'l Faqar

adorning the Fatimid period Bab al-Nasr gate in Cairo. (11th

century).

Image Credit: Hamada Al-Tayer /Egyptian Ministry of Tourism and

Antiquities

Muhammad have a similar reputation. The particulars, especially of cultural within the Late

Ottoman period domain will be discussed in the upcoming chapter.

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5. SYMBOLS REDUX: NARRATIVES & MEANING

5.1 SWORD AS SYMBOL: DHU’L FAQAR AND THE SWORDS OF THE PROPHET

While I have spoken a bit about the sword as symbol, let’s delve into the evolution of the

sword in the Islamic “mythos” by focusing on the most famous sword, Dhu’l Faqar as it is a far

reaching symbol that has been interpreted across many Islamized cultures. As previously

discussed in the portion relating to the swords of Muhammad, images of Dhu’l Faqar adorn

coinage, flags, amulets, etc. According to tradition it was a battle sword used by Prophet

Muhammad and later acquired by Ali, his cousin and son-in-law. It has ascended to the status of

relic and a symbol tied to legitimized political and religious power.

Upon the death of Prophet Muhammad in 632, the issue of succession came to a head.

The schism produced 2 camps that will become known as the Sunni and the Shia. According to

Sunni tradition Muhammad’s property could not be held by his family and was to be given to

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charity. The Shia tradition contends that Prophet Muhammad left his property and his vocation as

a religio-political leader of the community to Ali and his descendants, as found in the hadith

attributed to Jafar al-Sadiqi, the 6th Shia imam.

The pro-Abbasid historian Ahmad ibn Yahya al-Baladhiri relates a tradition that states it

was due to Abu Bakr that Duh’l Faqar came into Ali’s possession as Abu Bakr did not wish to

dispossess him of it. The Shia contend that the sword was given to Ali and that his possession

was evidence that he was indeed Prophet Muhammad’s heir. Again, showcasing how swords

bestow political legitimacy.

Alexander, an expert on Islamic arms and armor, believes that Dhu’l Faqar must have

been a straight, double-edged sword as single-edged blades were introduced later by al-

Mu’tasim’s Turkic soldiers during his reign. Turkic influence also introduced the use of sabers

into the wider Middle East, where as swords within the Arabian region prior were descendants of

straight, double-edged swords with rounded pommels. The Dhu’l Faqar was described as having

a hilt of silver and a scabbard of silver with a round silver piece that indicated that the bearer is

from the al-Abbas tribe.73

Initial representations of Dhu’l Faqar show a double-edged sword reminiscent of the

Roman gladius, later representations indicate a bifurcated blade. Alexander believes this notion

of a bifurcated may be traced to a misunderstanding of the Prophet’s dream: on the tip of my

sword I saw a notch.74 The mention of a notch (talam) on a blade indicates that it was marked in

battle and symbolized bravery in early Arabic poetry. This notch would not have been part of the

73 Al-San’ani, pp. 295-7.

74 Alexander (1999), p. 172.

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sword’s manufacture. This misunderstanding of the talam or notch led to depictions of a

bifurcated sword.

Alexander states that Dhu’l Faqar was probaly grooved which lends to its name.

“Mufaqar” being used to describe blades with lengthwise grooves.75 He also mentions an

alternative interpretation recorded by al-Tha’alibi which states that Dhu’l Faqar had “scallops”

along it’s edge. Though in all likelihood, Dhu’l Faqar, if existent, would have been a straight,

double-edged sword given the historical time period and the type of blades that were common in

the region. If Dhu’l Faqar was to be utilized in battle, strictly from a practical point, it could not

have been a bifurcated saber, or split to such a degree that it resembled scissors rather than a

sword. A sword of such design would have been useless in combat and would have put the

wielder in more danger than a standard straight sword.

A sword at Topkapı Palace Museum labeled as Dhu’l Faqar is indeed a double-edged,

straight sword. So why is the Dhu’l Faqar so often depicted in a such a fantastical way? How did

the idea of a bifurcated sword and quite often a saber blade become so dominant in iconography?

As previously mentioned, part of the reason may be a misinterpretation of the term “talam” or

notched, especially as Islam spread into neighboring regions and those that converted were not

well-versed in the metaphorical language of early medieval period Arabs in the Arabian

Peninsula as was discussed in the previous chapter. Thus they took a more literal approach to the

understanding and depiction of the blade.

Another factor would be the cultural syncretism that occurred as Islam spread into other

culture. It may be due to Zoroastrian ideology with its emphasis on duality that a bifurcated

sword became a preferred depiction in Persian art and eventually became the standard

75 Alexander (1999), p. 174.

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representation of Dhu’l Faqar as stories of Prophet Muhammad and Ali were continually

elaborated on and the retelling of events morphed into legends. Thus Dhu’l Faqar, the Spine

Splitter, the bifurcated sword of the Prophet and Ali evolved into a symbol of power and

religious legitimacy.

Depictions of Dhu’l Faqar in miniatures from the Turkic-Islamic milieu depict it as a

bifurcated blade. Elassal, in his work on Dhu’l Faqar in Islamic miniatures showcases the

depiction of the sword in a variety of folios. Though throughout his work, Elassal seems to

conflate the term double-edged with bifurcated, for example when discussing a miniature from

the Turkish manuscript entitled Siyar-inabi he states:

DHU'L-FAQᾹR is represented by its normal depiction with two points or

double-edge, its width is fixed through its whole body and not gradually

taper as described for the sword preserved at the Imperial Treasury Section

in Topkapı palace Museum. The face of the blade is black with golden

decorations in three main parts; beginning, end before the edge of the 2

points, and the edges themselves. Miniaturist showed a clear interest in its

thickness and colors, so it is distinguished from all blades in the whole

depiction.76

The emphasis is mine. Elassal has misunderstood the nomenclature, much like others

misinterpreted the metaphorical nature of the term talam. The miniatures that Elassal chose to

highlight tend to be depicted as more saber-like with a pronounced split of the blade, giving the

sword a Y-shape. This artistic representation offers and reinforces a mystical sort of dimension to

the sword and to Ali who is often wielding the sword in these battle scenes.

76 Elassal, p 2.

109

110

Figure 32: Images of Dhu'l Faqar on a flag and swords. Note the pronounced bifurcation of the blade to the point it

resembles a pair of scissors.

Image credit: Helmut Föll, “Iron, Steel and Swords” webpage:

tf.uni-kiel.de/matwis/amat/iss/kap_a/advanced/ta_1_1a.html#Dresden%20zulfiqar

5.2 DHU’L FAQAR AMONGST THE OTTOMANS

While the Safavids ascribed to a militant sort of mystical Shi’ism, the Dhu’l Faqar did not

have the same significant iconographic hold that it had on the Ottomans despite the fact Dhu’l

Faqar was intimately tied to the veneration of Ali.77 The Dhu’l Faqar gained significance with the

Janissary Corps due to their association with the Bektashi Sufi order which was noted for its

“Alid tendencies.”78

Representations of Dhu’l Faqar found their way to the insignia (renk) of many Janissary

companies and on many Janissary tombstones. Hathaway’s work mentions one

“anthropormorphic” example of the Tomb of Molla Mehmed (1235/1819-1820) found outside

the Naval Museum where an image of a scissors-esque Dhu’l Faqar is found with “the addition

of hair-like projections to the pommel, and finger-like projections to the quillons.”79Around the

15th century Dhu’l Faqar became associated more with banners and wooden models than the

actual physical sword.

Due to the popularization and dissemination of these manifestations, the legends and

symbolism of Dhu’l Faqar spread. The lore of Dhu’l Faqar resonated with sword legends that

were found in other cultures which the Janissary recruits had come in contact with.80With the

Janissaries being a military corp made out of devshirme recruits (young boys taken from

Christian families residing in the Balkans and Anatolia), mercenaries, and prisoners of war from

various lands—these recruits may have been instrumental in trying to merge sword legends from

77 Hathaway, p 5.

78 Hathaway, p. 6

79 Hathaway, p. 7.

80 Hathaway, p. 10.

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their respective backgrounds that were later incorporated in the Dhu’l Faqar myths. Hathaway

provides an example of the merging of the Arthurian legend with that of Dhu’l Faqar:

...Konstanty Michalovticz, a Serbian soldier who, after his capture in 1455 by

Mehmed II's forces south of Belgrade, served for twelve years as a Janissary

auxiliary recounts in his well-known memoirs a tale of Zulfikar that draws on

elements of the Arthurian legends of the sword in the stone and Excalibur.

On Muhammad's death, according to Michalowicz, 'All, wishing to destroy

Zulfikar, struck the sword against a rock "until it was completely hidden in

the rock." When his own hour drew nigh, 'Ali threw the sword into the sea,

which "bubbled and seethed" for three days in mourning for 'Ali. Here,

Muhammad plays the part of King Arthur while 'Ali takes the role of the Round

Table knight Percival, who later recovered the Holy Grail.81

The similar conceptualizations of swords and the associated legends that surrounds them is

something that can be inferred upon by the passage. It is due to this that allows the stories of

these legendary swords to merge, allowing for the evolution of Dhu’l Faqar stories to be made

more meaningful for different cultural audiences.

It is perhaps due to the assimilation of these stories that led to the ease of adoption when

it comes to Dhu’l Faqar sword reverence despite the diverse backgrounds of the Janissary corps.

The Dhu’l Faqar could become a unifying canvass on which various cultural stories could be

associated. Perhaps one could ponder if this aided in the Bektashi Order’s dominance within the

Janissaries and also helped proliferate Shi’i related or adjacent iconography. It seems no other

sword from the Islamic context equals the narrative power of Dhu’l Faqar.

The story of a legendary sword wielded by a legendary religious and political figure from

the East dovetailed easily with legendary sword narratives from the European region as the

overarching ideology of the sword as a magical implement of might and legitimacy was a

constant throughout these differing cultures. By the Late Ottoman period, Dhu’l Faqar had

81 Hathaway, p. 11.

112

transformed into a symbol of Ottoman military might. Though given the heterogeneity of the

Janissary corps and the wider empire, the understanding of Dhu’l Faqar was amorphous allowing

to accommodate lore and views, yet allowing the symbol a sense of unity by those who regarded

it.

5.3 YATAGHAN: LATE OTTOMAN SABERS AND SYMBOLS

Moving on to the examples to which the cultural and symbolic milieu as described in the

previous chapters help form the foundation of what is to be found on Ottoman yataghans. The

former discussion on Turkic swords continues, but what is of interest now is artistic and

talismanic additions to the blade rather than the history and evolution of the blade.

Similar conceptions about swords and power as mentioned previously also hold true for

the Ottomans. We have established that the curved and recurved blades evolving from ancestral

swords of the Central Asian Steppe arrived into the Middle East due to westward expansion of

Turkic people, especially of Turkic mercenaries fighting for and against various Muslim rulers.

And much like elsewhere swords were used as tools and weapons, but also for pageantry and

ritual with certain signifiers to denote their use, as well as the preferences and identity of the

person who would wield it. Looking at specifically the ornamentation, Furat, a professor and

expert on swords, notes that what sets Turkish swords apart is their decoration:

The whole length of the blade is normally covered with plant and

geometrical motifs together with medallions and cartouches with inscriptions

in cufic[sic] or tuluth[sic] containing eulogies of the sultan, prayers for his

success or verses from the Qur'an. We also encounter inscriptions giving the

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name of maker of the sword together with the names of Allah and the prophet

Mohammed.82

The swords as Dr. Furat describes bear decoration that firmly puts them within the Ottoman-

Muslim cultural milieu, but this cultural sphere, especially by the Late Ottoman period is

pregnant with European cultural and artistic trends, more on that later. While this study is

interested in the manner of decoration, but in terms of aesthetics—the concern is what is being

symbolized with the inclusion of these “decorations.” The inscriptions etched on the Turkish

blades as well as many other embellishments point to a dominant cultural ideology and identity

of the manufacturer and quite often the individual that wielded it. The addition of these artistic

and scriptural elements mean something, they suppose an identity. Now if the sword were taken

off an enemy and added to one’s arsenal, it might not represent the current owner, but the object

then would possess a genealogy that would add to its mystique as previously discussed. It would

add to the militant prowess of the individual who had taken it, a common understanding in both

Europe and the Islamicate. Also in a sword that was taken off an enemy that addition of an

inscription to mark the event would not be deemed aberrant.

Thus swords can bear an extension of the owner’s identity in their decoration and

engravings. It also showcases trends in sword manufacture and object use, and helps elucidate

what artistic and associated ideological trends were prevalent at certain periods in time. This will

be readily apparent in the discussion of yataghans.

To reiterate the yataghan, or yatağan in Turkish, is an Ottoman short saber with a

forward-curving or recurved blade, thus making it a more advantageous chopping weapon rather

than one for sword play and was a common sidearm of the Janissary corps. Yataghans remained

82 Furat, p. 325.

114

in prominence from between the 16th to the 19th centuries and were found throughout the

Ottoman Empire though most notably in the Balkans and the Caucus region as well as the

Anatolian region. There, as of yet, exists no evidence in the archaeological or historical record

for yataghans prior to 16th century. So why is there a particular preference for Late Ottoman

yataghans? Well, most of the yataghan examples I was able to find where dated to the 18th-19th

centuries, earlier examples where not common.

The yataghan consists of a recurved blade that elegantly merges with a hilt with no cross

guard. Quite commonly the hilt is of a “kulak” or ear design.83 The blade itself would have a

fuller quite often than not, and could be inscribed with the name of the owner or the smith as

well as ornately embellished with floral motifs. Other additional designs include those of a

religious and/or talismanic nature including: “passion flower and seal of Solomon motifs, names

of the seven sleepers(eshab-ı Kehf) etc.”84 85

Most of the yataghan examples that survive to today are from the mid 18th century to the

mid 19th century, a time of increased European influence on Ottoman aesthetics. Though there

also exist earlier examples from the failed siege of Vienna in 1683. So again, the yataghan in its

recursive shape hearkens back to the Central Asian Steppe and showcases a unique Turkic

lineage that was still embedded in the popular imagination even up until the decline of Ottoman

power with yataghan blades being manufactured in Anatolia and Ottoman controlled

Southeastern Europe. The designs found upon the hilt and blades mix the aesthetics of the

Muslim Ottoman with that of the Western European. This is not particular to yataghans, but other

83 Furat notes that the common pommels of yataghans are very similar to examples from ancient Luristan in 1000BC, p 325.

Beyond this I’ve read a lot of conjecture on the origin and spread of “ear” pommels without any citations.

84 Furat, p. 327.

85 My understanding on “passion flowers” is that they are a Christian motif for the crucifixion and have no ascribed Islamic

symbolism.

115

Turkish sabers of the latter Ottoman period as well. Though it is notable because it encapsulates

in its ornamentation trends of the period.

116

Figure 33: Yataghan from the Court of Süleyman the Magnificent (16th century).

\Image credit: Metropolitan Museum of Art, accession number: 1993.14

Let us take note of the period and by this I mean the Late Ottoman Period, as discussed

much earlier on in the introduction. This is the backdrop to which these artifacts that are found

within the catalog are dated, in part due to what was available which was examples of 18th to 19th

century yataghans. Again, this period was characterized by social upheaval and change, the

Ottoman Empire and its institutions were in decline. This was a time of political and cultural

change as the Ottoman Empire waned and ideas from Europe infiltrated the region. Perhaps

infiltrated is the wrong word, as the Ottoman Empire was more than willing to asorb and

assimilate European cultural traits in an effort to “modernize” and also “Westernize.” Though in

their willingness to do so there was an effort to maintain Ottoman Muslim sense of identity.

A manifestation of this influence is seen in art, which of course is more within our focus

rather than anything decisively political, but as with everything aesthetics have political

implications. The common floral decorations found on yataghans during this time are more of a

rococo European flavor as Ottoman artists and craftsmen adopted European continental styles or

made efforts to approximate such styles as the reproductions are not usually as fine as their

European models. Though it should be noted that while certain European aesthetics of the time

are proliferating during this period, it is not a usurpation of Ottoman Muslim elements. The

continued inclusion of Islamic motifs be they talismanic or not, illustrate the continued dominant

religious culture of the Late Ottoman period despite pushes to “westernize” and “modernize”

away from religion and cultural traditions which were often characterized as superstition and a

hindrance to progress.

Thus in a way the yataghan bears witness to these specific factors and influences of the

Late Ottoman period. The blade points to a Turkic origin and cultural milieu, the artistic

117

additions to the push towards Western modernity and aesthetics while the Islamic talismanic

motifs firmly characterizes the Ottoman Muslim identity. A yataghan illustrates the nexus of

these various identities. Well, that is to say some yataghans illustrate this nexus, because of

course there are a myriad of factors to why yataghans and other blades are manufactured and

utilized, and quite often I would find unadorned blades. Now since this is a work related to the

symbolic nature of swords and the symbols that likewise imbue a sword with power, of course

those swords that did not possess any sort of talismanic motif were not considered. This is not to

say that they also don’t possess characteristics that elucidate particular conceptualizations of

identity and historical period, it’s just they’re not elucidating the particular religio-cultural

symbolism this study is interested in. And with that note, let us move onto that which imbues a

sword.

5.4 TALISMANIC MOTIFS

Recalling the previous discussion relating to talismans and the apotropaic nature of

talismans in a broader context, this section seeks to discuss specific talismans that will be

observed on the yataghans provided in the catalog. These motifs are the most common talismanic

additions I have found on yataghan blades. So here is where we’ll look into these talismanic

motifs with a bit of detail in order to understand how these came to be considered talismanic

symbols important for inclusion.

118

A. Seal of Solomon

The Seal of Solomon, though presently more commonly known as Magen David or Star

of David is more commonly associated as a symbol of Judaism. Though in its origin it never was

exclusively a Jewish symbol. The symbol of a six-pointed star consisting of overlapping triangles

has existed since ancient times within the Near East, but was not associated with any particular

group and may have served as a magical symbol for quite some time. The appropriation of the

Seal of Solomon may with all probability been taken from the Arabs as its use as symbol

amongst Jewish people came about much, much later. Gershom Scholem, a Jewish philosopher

and historian provides a background on the Seal of Solomon in his work interrogating what

eventually became know as the Star of David:86

This name is obviously related to the Jewish legend of Solomon's dominion

over the spirits, and of his ring with the Ineffable Name engraved on it. These

legends expanded and proliferated in a marked fashion during the Middle

Ages, among Jews and Arabs alike, but the name, "Seal of Solomon,"

apparently originated with the Arabs. This term they did not apply to any

one design exclusively; they applied it to an entire series of seven seals to

which they attributed extreme potency in putting to flight the forces of the

Demon.87

This talismanic symbol crossed ideological borders amongst different yet ideologically

adjacent religions of Islam, Christianity, and Judaism. From the usual conflation of ethnicity with

religion in discussions of Arabs, therefore the Seal of Solomon could be seen as a “Muslim”

symbol which eventually found its way to adorning Christian churches and then through the

association of Kabbalists made its eventual way to being the shorthand symbol of Judaism. The

symbol itself maintained its talismanic and mystical associations as magic—licit or illicit—is a

86 Though what “Arabs” and where and when?

87 Scholem, p. 246.

119

cross-cultural concept. Scholem continues on the magical nature of “seals” and ultimately the

protective or apotropaic quality they possess:

In this area a strong reciprocal influence was at work between the Jews and

Gentiles, for nothing is more international than magic. Magic signs and

designs pass from one people to another, just as "sacred" (i.e.,

incomprehensible) combinations of "names" wander back and forth, and

frequently become corrupted in their wanderings. In general, magic signs like

these were called "seals" in our literature, not only because they were

frequently engraved on rings-the production of magical rings of this kind was

a well defined trade, and we have textbooks in this science-but also because of

the common attitude that a man "seals himself" with these signs and protects

himself against the assaults of evil spirits.88

The Seal of Solomon is a notable example of the creation and destruction of signification

in relation to a form that embodies meaning. The spread and acceptance of this symbol amongst

Christians and Jews is very much tied to a shared cultural and religious milieu with Muslims,

which in a some sense makes the strong polemics flung at each other over the centuries to

delegitimize adjacent yet rival ideologies seem understandable. Thus the Seal of Solomon as a

talisman of protection is tied to the belief of Solomon’s dominion over spirits, an idea that gained

more prominence in the Medieval period.

On yataghans and other swords of the Late Ottoman period, it seems that quite often the

Seal of Solomon coincides with other talismanic motifs such as the Seven Sleepers (and their

dog) and inscriptions relating to Dhu’l Faqar. At times the Seven Sleepers inscriptions are found

within a Seal of Solomon. Does this association indicate anything beyond a stylistic choice? Did

the craftsmen and owners consider it a more potent to include multiple talismanic motifs on their

weapons?

88 Scholem, p. 245.

120

B. Seven Sleepers (Ashab al Kehf)

The Seven Sleepers was a Christian legend from late antiquity which gained more

prominence in the middle ages. The Christian legend concerns a number of young men who

concealed themselves in a cave to avoid religious persecution and emerged from the cave

hundreds of years later. Different narrations specifying differing numbers of men and years.

Zimmerman discusses the possible origin and reason behind the legend stating that the oldest

transmission of the story may have been in around 500 from the Syrian Jacob of Saruq, but

perhaps it could be predated by a Greek version from Ephesos in the mid-5th century.

Zimmerman writes that the story may have been concocted in order to establish Ephesos as an

important religious center for pilgrimage:

In the years between the Third Ecumenical (Marian) Council of 431 and the

›Robber‹ Council of 449, the Ephesian bishops had very close relationships

with the court of Theodosius II, and therefore this seems to be the best

historical moment for the ›invention‹ of a story about the resurrection of

seven men at Ephesos involving the emperor. The legend itself seems to be

part of a master plan to establish Ephesos as a city of resurrection, with St.

John asleep and breathing dust from his grave, the re-awoken Seven Sleepers,

and later the tomb of Mary Magdalene, the first witness of the Resurrection

of Christ.89

While Zimmerman states that the legend is originally Syriac or Greek, another hypothesis

is that the legend may have been spread to the Greek and Syriac Christian communities from a

Latin manuscript that was then translated by St. Gregory of Tours.90 Whatever the hypothesis, the

legend’s origins are Christian and much like many Christian stories, particularly Eastern

Christian stories, these were reworked and eventually found their way into the Qur’anic codex.

89 Zimmerman, p. 257.

90 Grysa, p. 46.

121

The mention of the Seven Sleepers, like many stories that are referenced in the Qur’an is rather

vague due to the fact that they were well known amongst the community means the reference is

usually short on details when it comes Qur’anic narrative. The number of “youths” are not

specified nor are their names. The legend is found in the surah Al-Kahf from where the surah

derives its name.

The addition of the Seven Sleepers names as a talismanic inscription is believed to confer

protection upon the wearer or bearer of the talisman as God protected the youths and the dog

from persecution. Though I have not found mention as to why the names of the Seven Sleepers

came to be a common talismanic motif. It should also be stated that the names of the Seven

Sleepers are not found in the Qur’an, nor are they found in the Hadith. Yet, the names commonly

found in inscriptions are transliterated as: Yamlikha, Mathlina, Makthalina, Marnush, Dabarnush,

Shazdhanush, Kafashtatayush, (and the dog) Qitmir.91 Talismanic inscriptions bearing the

names of the Seven Sleepers and their dog all seem to have come from Ottoman territories or

former Ottoman territories. Perhaps owing to the narrative said to have taken place in Ephesus

despite the nebulousness of the locale in the Qur’an. Though given the supposed origin of the

account as a way to drum up pilgrims it may indeed be Ephesus. This shows the movement of

narratives across the empire from their locus of origin.

There is something very interesting about the intermingling and cross-pollination of

talismanic symbolism and the interpretation and re-interpretation of these symbols that emphasis

certain aspects important to geography and particular religious ideologies. It does showcase the

influence of non-Islamic elements in Islam that are reworked to maintain cohesion with the

ideology.

91 Across the traditions relating to the names of the Seven Sleepers, there seems to be several different sets of names.

122

C. La feta illa Ali la seyfe illa zulfikar

The phrase “la feta illa Ali la seyfe illa zulfikar/ لَا سَيْفَ إِلَّا ذُو ٱلْفَقَارِ وَ لَا فَتَىٰ إِلَّا عَلِيٌّ ” translates

to “No warrior but Ali, no sword but Zulfikar” and is often found inscribed on Ottoman blades. It

is a phrase attributed to Prophet Muhammad to praise Ali’s prowess on the battle field during the

Battle of Uhud. This talismanic formula offers protection and is often related to militaristic

talisman objects. This inscription also bears witness to the continued importance of Dhu’l Faqar

(Zulfikar) and its association with Ali in the popular consciousness of the time. From the

samples of yataghans, it seems that a textual talisman is favored over a depiction of Dhu’l Faqar,

whereas the imagery of Dhu’l Faqar is ubiquitous.

Though the addition of Dhu’l Faqar imagery does happen. Of note, is a particularly

interesting Dhu’l Faqar design on a blade found in the private collection of Dr. Furat. While the

blade is not a yataghan, but a saber, it is a Late Ottoman period blade by the nature of its shape

and the inclusion of its floral decorations. The blade bears the words “Ya Ali” with the ي of Ali

morphing into a figure of a bifurcated Dhu’l Faqar shape. This is of particular interest because it

is as if the inscription is invoking Ali. It calls for Ali. Like other Late Ottoman period swords, the

blade incorporates both European aesthetics along with Islamic appeals. A similar inscription has

not yet been found on a similar Ottoman blade.

123

124

Figure 34: "Ya Ali" embossed inscription coupled with floral motifs. Image credit: Private Collection of Dr. Furat

Figure

35: View of the entire length of the blade. Image credit: Private Collection of Dr. Furat

CATALOG

125

1.1Asker Muze

Date visited: December 2019 & January 2022

Asker Muze Yataghan:1

Date: 1217 AH (1802-1803 CE)

Provenance: Ottoman Turkey

Measurements: 69.5 cm. (27.36 in.)

Recurved, single-edged blade with fuller on both sides. Blade contains gold inlay floral desgins

and inscriptions. On one side of the blade is a linear design of bold floral designs beginning at

the forte and extending down the length of the blade terminating near the middle of the sword.

The opposite side of the blade also includes similar bold floral designs starting at the hilt and

terminating at the middle of the blade, but is also interspersed with texts contained with

cartouches stacked on top of each other and held within a decorative square which leaves seem to

emerge. Between the 2 boxes is the joint Seal of Solomon and Ashab al Kahf motif. The gold

inlay Seal of Solomon is surrounded by petals and within the petals are the names of the Ashab al

Kahf. Within the center of the seal is an 8 pointed star. An ornate gold colored or gold alloy

decoration extends from the hilt to the forte of the blade. The hilt itself is a pistol grip which is

also made of gold colored or gold alloy. Inscriptions on the sword include the name of the owner

and date (Ismail Aga Amel-i Bekir C. 68 Year 1217). The 68 denotes the Janissary corps. order.

Figure: 36

Figure: 37

126

Image source: (2009). Askeri Müze Yatagan Koleksiyonu (p. 73). Askeri Müze ve Kültür Sitesi

Komutanligi

127

Figure: 38

Asker Muze Yataghan: 2

Date: 1277 AH (1860-1861CE)

Provenance Ottoman Turkey

Measurements: 75 cm. (29.5 in.)

Recurved, single-edged, fullered steel blade, with silver inlaid inscriptions and designs extending

down the length of the blade. The hilt looks to consist of brass filigree and walrus ivory with the

addition of red coral cobonchons. Pommel is of the typical kulak type. The inscriptions are

contained within cartouches and read: "Amel-i Abdullah Sahib and Malik Nuhan" in one

cartouche and the other reads: "La feta illa Ali la seyfe illa zulfikar". Between the two cartouches

is an encircled Seal of Solomon motif with the 6-pointed star surrounded by circles, within the

star is also a circle.

Figure: 39

Figure: 40

Image source: (2009). Askeri Müze Yatagan Koleksiyonu (p. 136). Askeri Müze ve Kültür Sitesi

Komutanligi

128

Asker Muze Yataghan:3

Date: 1217 AH (1822-1823 CE)

Provenance: Ottoman Turkey

Measurements: 65.5 cm. (25.78 in.)

Single-edged, recurved, fullered blade wiht silver inlaid inscriptions and designs. Blade itself is

worn and oxidized. Hilt seems to be made out of horn with the pommel in the typical kulak

shape. A decorative metal bolster extends from the hilt to the forte of the blade. An inscription

within a sort of boxy, decorative cartouche of linear Arabic letters reads: "Le feta illa 'Ali la seyfe

illa zulfikar" (No warrior like 'Ali, no sword like Zulfikar). Another inscription read: "1238

Amel-i Abdi Sahib-i Ahmed Aga."

Figure: 41

Figure: 42

Image source: (2009). Askeri Müze Yatagan Koleksiyonu (p. 102). Askeri Müze ve Kültür Sitesi

Komutanligi

129

Asker Muze Yataghan: 4

Date: 1242 AH (1826-27 CE)

Provenance: Ottoman Turkey

Measurments: 71 cm. (27.95 in.)

Recurved, single-edged, fullered blade of rusted steel. The hilt is mostly gone with some

remenants of the brown colored hilt attached to the tang of the blade. Inlaid inscriptions and

designs appear on the sword in silver are still well preserved. The inscriptions on the middle of

the sword read:

"Fetta illa 'Ali la seyfe illa Zulfikar" and “Sene 1242 Tevvekkeli ali haliki" within a boxed

catouche and another boxed cartouche with the inscriptions: "Ya Muhammed kıl şefaat

ümmetindir Ali" and "Biçak elde gerek dilde süphan." Within the circular motif is another

inscription that reads: "Bu bıçağı kıl mübarek ey kerim-i la yezal.'

Figure: 43

Figure: 44

Image source: (2009). Askeri Müze Yatagan Koleksiyonu (p. 109). Askeri Müze ve Kültür Sitesi

Komutanligi

130

Asker Muze Yataghan: 5

Date: 1223 AH (1808-1809)

Provenance: Ottoman Turkey

Measurements: 77 cm. (30.3 in.)

Slightly recurved, single-edged blade with fuller and inlaid inscriptions in gold and abstract

designs inlaid in silver. The hilt is constructed out of bone with the typical kulak pommel design.

The inscription in Arabic lettering on the blade reads: "Sene 1223 Amel-i Sahib-i Mehmed Ağa

Biçak elde gerek dilde süphan." A Seal of Solomon motif in gold inlaid is found on the forte of

the blade. An ornate silver sheet with wave-like edges and a multitude of silver balls decorates

the forte of the blade and extends from the hilt.

131

Figure: 45

Image source: (2009). Askeri Müze Yatagan Koleksiyonu (p. 85). Askeri Müze ve Kültür Sitesi

Komutanligi

132

Figure: 46

Asker Muze Yataghan: 6

Date: 1292 AH (1875 CE)

Provenance: Ottoman Turkey

MeasurementsL 67.5 cm. (26.57 in.)

Single-edged, recurved blade, does not seem to be fullered from the photograph. Hilt is of bone

with traditional kulak style pommel. A band of metal bejewled with cobonchon ascends

vertically up the hilt and between the "ears" of the pommel. A metal band joins the hilt to the

tang of the blade. Inscriptions in Arabic lettering down the length of the blade in silver inlay

include the Ashab al Kahf and read:

Ya Muhammed kıl şefaat ümmentindir Abdullah Sene 1292

Amel-i Salih Sahib ve Malik Ahmed Ağa

La fetta illa ’Ali syfe illa zülfikar

Ey gaziyan...bu bıçağı elde gerek dilde süphan

Figure: 47

Figure: 48

Image source: (2009). Askeri Müze Yatagan Koleksiyonu (p. 157). Askeri Müze ve Kültür Sitesi

Komutanligi

133

Asker Muze Yataghan: 7

Date: 18th-19th century

Provenance: Ottoman Turkey

Measurements: 75cm. (29.5 in.)

Pronounced recurved steel, single-edged blade with silver inlay. Blade is fullered with the blood

groove towards the middle of the blade in comparison with other yataghans where the blood

grove would be found higher up the length of the blade. The hilt is constructed out of bone and

bears a "T" shape pommel instead of the typical kulak-type. Attached silver or silver-colored

metal bolster extends from the hilt down to the forte of the sword in an abstract wave-like design.

Florals and abstract and linear patterns adorn the blade in silver inlay, including a 6-pointed star

found in the middle of the blade. On the other side (not pictured) is a Seven Sleepers (Ashab al

Kahf) inscription.

Figure: 49

Figure: 50

Image source: (2009). Askeri Müze Yatagan Koleksiyonu (p. 66). Askeri Müze ve Kültür Sitesi

Komutanligi

134

Asker Muze Yataghan: 8

Date: 1197 AH (1782-83 CE)

Provenance: Ottoman Turkey

Measurements: 72cm. (28.3 in.)

Single-edged, recurved steel blade with no fuller and etched inscriptions near the forte. A silver

bolster connects the blade to the hilt and contains abstract designs and a Seal of Solomon motif.

The hilt is constructed out of wood and resembles that of a knife hilt. The inscription on the

blade reads: Darbından bu bıçağın cümle düşman tarumar intikam alır adüvden sanki misl-i

zülfikar 1197.

135

Figure: 51

Image source: (2009). Askeri Müze Yatagan

Koleksiyonu (p. 42). Askeri Müze ve

Kültür Sitesi Komutanligi

1.2 Christie’s

Christie’s Yataghan: 1

Date: 1237 AH / 1821-22 CE

Provenance: The Balkans

Measurements: 73.5 cm. (29 in.)

Steel, single-edged recurved blade with narrow fuller and typical "Kulak" or ears type of

pommel. Both sides of the blade are adorned with gold inlay. Photograph shows inscriptions

contained within cartouches with the inscription flanked by two small 6-pointed stars (Seal of

Solomon) on either side. The bolster obscures part of the decoration. Hilt decorated with silver

overlay of floral filigree and engraving. Original scabbard of wood is encased in silver with

repousse floral designs and filigree rosettes. Blade is signed Al-Hajj Muhammad Husayn.

136

Figure: 52

Image source: A FINE OTTOMAN YATAGHAN WITH PARCEL-GILT SILVER MOUNTS.

(n.d.). Christie’s Auctions & Private Sales | Fine Art, Antiques, Jewelry & More. Retrieved

January 10, 2022, from https://www.christies.com/lot/lot-5722683

137

Figure:53

Christie’s Yataghan: 2

Date: 1287 AH/ 1870-1871 CE

Provenance: Ottoman Turkey

Measurements: 75 cm. (29.5 in.)

Single-edged recurved blade with a narrow fuller adorned with stamps indicating date, maker

(Uthman) and owner (Ahmad Agha). The photograph shows one small 6-pointed star, or Seal of

Solomon motif, encapsulated in a circle. Hilt is made of walrus ivory and is decorated with a

silver bolster in which red coral is affixed. Common "kulak" pommel design. The riccor is of

decorated silver encrusted with green stones on either side. The scabbard is of silver repousse

floral designs with an affixed lion-shaped finnial at the chape. The scabbard mount is encrusted

with 4 rows of oval shaped red coral with interspersed small, round sky blue stones.

Figure: 54

138

139

Figure: 55

Image source: A WALRUS IVORYHILTED

YATAGHAN. (n.d.).

Christie’s Auctions & Private Sales |

Fine Art, Antiques, Jewelry & More.

Retrieved January 10, 2022, from

https://www.christies.com/lot/lot-

5552977

1.3 Bonhams

Bonhams Yataghan: 1

Date: 19th century

Provenance: Ottoman Turkey (probable)

Measurements: blade is 61 cm. (24 in.)

Recurved single-edged blade with fullers on each side. One side contains a gold-damascened

inscription in naskh which runs along the length of the blade. The top of the blade contains an

etched 8 pointed-star encapsulated in a circle in a similar style to the Seal of Solomon talismanic

motifs, but I am unsure if they are indeed related to each other. A filigree bolster of copper is set

over the forte with the addition of red glass, the sheet extends to the rest of the walrus ivory hilt

and is set with oval red corals. The pommel is of typical "kulak" shape. The scabbard is wood

covered in blue velvet and a repousse floral metal locket and chape (the terminal is missing).

Figure: 56 Figure: 57

140

Image source: Bonhams : A Turkish Yataghan. (n.d.). Bonhams. Retrieved January 10, 2022,

from https://www.bonhams.com/auctions/25424/lot/14/

141

Figure: 58

1.4 Sotheby’s

Sotheby’s Yataghan: 1

Date: 1222 AH/ 1806 CE

Provenance: Ottoman Turkey

Measurements: 79.5cm (31 in. approx.)

Slightly recurved steel blade yataghan with narrow fuller and traditional "kulak" pommel and hilt

made of walrus ivory. Silver filigree with set turquoise decorates the bolster, with the filigree in

usual curvilinear lines mimicking waves or clouds extending to the forte of the blade. Sword

contains a gold overlay inscription within cartouches on both sides in what looks like naskh. The

inscriptions on the blade read:

The names of the Ashab al-khaf and their dog and is followed by: "I put my trust in my creator,

His servant 'Ali."

and

"Word of Master Ahmad, the owner 'Ali Agha Masha'allah, the year 1222 and a benedictoray

couplet in Ottoman Turkish.

The scabbard is of black leather with repousee silver mounts and chape. The chape terminates in

a dragon's head.

142

Image source: 257. Sothebys. Retrieved January 10, 2022, from

https://www.sothebys.com/en/auctions/ecatalogue/2008/arts-of-the-islamic-world-l08222/

lot.257.html

143

Figure: 59

Sotheby’s Yataghan: 2

Date: 1188 AH (1774-1775 CE)

Provenance: Ottoman Turkey

Measurments: 79.7 cm. (31.37 in.)

Recurved, single-edged, steel blade without fuller. Blade contains inscriptions within ornate

cartouches at the forte, a decorative silver, embossed bolster extends down the forte. The hilt is

unique as it is constructed of marbled-jade, secured with 6 silver pins. The etched inscriptions

include an Ottoman Turkish couplet and the Ashab al Kahf (Seven Sleepers and their dog)

written around an etched Seal of Solomon design. Other inscriptions include the date: 1188 and

the owner Mahmud ibn Mahammad 1260 (1844-5 CE). The scabbard is made out of wood and

covered in stitched black leather with a very ornate embossed metal locket and extensive chape

consisting of bold floral desgins and flourishes. The finial seems to be missing.

144

Figure: 60

145

Figure: 61

146

Figure: 62

Figure: 63

147

Figure: 64

Image source: 174. Sothebys. Retrieved January 10, 2022, from

https://www.sothebys.com/en/auctions/ecatalogue/2009/arts-of-the-islamic-world-l09723/lot.174

and private correspondence with Sothebys

148

1.5 La Gazette Drouot

La Gazette Drouot Yataghan: 1

Date: 19th century

Provenance: Ottoman Turkey

Measurements: 85.5 cm. (33.6 in.)

Recurved iron blade with inscriptions on both sides. Blade is discolored due to oxidation.

Inscriptions are contained within decorative cartouches that proliferate with abstract floral

designs. The bolster is silver and that silver, or silver colored metal alloy, extends to the rest of

the hilt which is decorated in leaves and 6-pointed stars. The hilt resembles that of a knife rather

than the usual "kulak" type. Scabbard is silver with repousse friezes and geometric motifs at the

locket and chape, a leather sleeve sits at the middle of the scabbard.

149

Figure: 65

Image source: Auction SABRE YATAGAN YATAGAN SABRE with curved blade, with… |

Gazette Drouot. (n.d.). Gazette Drouot | L’hebdo Des Ventes Aux Enchères. Retrieved January

11, 2022, from https://www.gazette-drouot.com/en/lots/14312876

150

Figure: 66

La Gazette Drouot Yataghan: 2

Date: 19th century

Provenance: Ottoman Empire (probably Turkey)

Measurements: Blade: 59.5 cm. (23.4 in.), entire length 73 cm (28.74 in.)

Very slightly recurved, fullered blade. Blade contains an inscription which is illegible. The

inscription seems to consist of 2 lines and terminates in some sort of wave design along the

fuller. Between the inscription and the hilt looks to be some sort of X design, probably a crudely

done flourish design that is found at the beginning of cartouches in other blades. The bolster is

made of metal filigree and is encrusted with some sort of green glass or gem. Hilt and pommel

are of the "kulak" type and looks to be made of walrus ivory as is common in many of these

yataghan examples.

151

Figure: 67

Figure 68: Figure: 69

Figure: 70

152

Image source: Auction Yatagan - Ottoman Empire ca.19th century, slightly… | Gazette Drouot.

(n.d.). Gazette Drouot | L’hebdo Des Ventes Aux Enchères. Retrieved January 11, 2022, from

https://www.gazette-drouot.com/en/lots/14456665

153

Figure: 71

Figure: 72

Figure: 73

La Gazette Drouot Yataghan:3

Date: Late 19th century

Provenance: Possibly Ottoman Turkey

Measurements: 57cm. (22.44 in.)

Recurved, single-edged, fullered blade of steel with etched and inlaid inscription within a sort of

cartouche and artistic designs including an ornate Seal of Solomon. Both the talismanic motif

and the inscription have a cross-hatched background. Inscription may be in Ottoman Turkish or

Arabic, but is illegible from the photograph. Hilt with "kulak" pommel is of horn and a

decorative bronze strap. The yataghan has a bolster consisting of ornamental bronze work

extending from the hilt to the forte of the blade to secure the hilt to the tang of the sword.

154

155

Figure: 74

Image source: Auction ORIENTAL SABRE DIT YATAGAN.Horn and bronze mount.… |

Gazette Drouot. (n.d.). Gazette Drouot | L’hebdo Des Ventes Aux Enchères. Retrieved January

11, 2022, from https://www.gazette-drouot.com/en/lots/14894807

156

Figure: 75

Figure: 76

La Gazette Drouot Yataghan: 4

Date: 18th Century

Provenance: Caucasus

Measurements: 73 cm. (28.7 in.)

Slightly recurved, fullered blade of steel with a bone hilt with "kulak" pommel with the usual

sheet of metal applied with geometric designs and in this bejeweled with red coral extending up

the hilt and between the "ears" of the pommel and back down to the decorative metal bolster

where the tang of the blade joins the hilt. Unlike other examples of yataghans, there is no

decorative filigree extending to the forte. Blade contains etched inscriptions within a sort of

cartouche, but as per the photograph the inscription is illegible. On the other side of the blade is a

faint etched 6-pointed star or Seal of Solomon enclosed in a possible circle.

157

Figure: 77

Image source: Auction Yatagan. Slightly curved blade in beautiful inlaid… | Gazette Drouot.

(n.d.). Gazette Drouot | L’hebdo Des Ventes Aux Enchères. Retrieved January 11, 2022, from

https://www.gazette-drouot.com/en/lots/14957550

158

Figure: 78

La Gazette Drouot Yataghan:5

Date: 1285 AH 1868 CE

Provenance: Ottoman Balkans

Measurements: 75 cm. (29.5 in.)

Traditional recurved steel blade with narrow fuller with inscription just below the fuller on one

side and a Seal of Solomon 6-pointed star on the other (found towards the top of the blade,

approaching the hilt). Hilt is constructed of walrus ivory and pommel is in the traditional kulak

shape. Sword is decorated with geometric patterns and ovaloid red corals affixed to the bolster of

silver, the decorative silver metal band of the bolster contains decorative and delicate filigree

which extends to the forte of the blade. The scabbard is of black leather with the chape of

hammered out silver. Inscription reads: Amal Muhammad Sahibihi Muhammad 1285.

159

Figure: 79

Image source: Auction Grand Yatagan ottoman Balkans, daté 1285H (=1868) A… | Gazette

Drouot. (n.d.). Gazette Drouot | L’hebdo Des Ventes Aux Enchères. Retrieved January 11, 2022,

from https://www.gazette-drouot.com/en/lots/15261862

160

Figure: 80

La Gazette Drouot Yataghan: 6

Date: Blade:1271 AH/ 1854-5 CE; Scabbard:1288 AH/1871 CE

Provenance: Ottoman Turkey

Measurements:82.2 cm. (32.36 in.)

Ornate yataghan consisting of the traditional recurved blade shape and narrow fuller, decorated

on both sides in inlaid gold koftgari. An inlaid inscription in naskh on one side with the other

side of the blade adorned in palmettes. The entire hilt is of note as it is made of silver featuring

floral and geometric designs and filigree and adorned with round red coral. The hilt is also

partially nielloed. The bolster consists of silver decoration of applied diamond and circular

shapes extends down the forte of the blade. The inscription is interspersed with star motifs,

including that of the Seal of Solomon with what is possibly a khamsa in the middle, and an

image of a bifurcated Zulfikar saber. The scabbard is repousse silver and also somewhat nielloed.

It is lavishly decorated with a coat of arms-esque array of weapons and bouquets of tulips and a

ship at the locket on one side and a mosque at the other. The chape of the scabbard contains an

image of a serpent expelling a bouquet of flowers from its mouth. The finial is in the shape of

some fantastical creature perhaps that of a serpent or dragon. A chain is affixed to the scabbard.

The tugra of Sultan Abdulaziz, sah and chechneh are found on the scabbard.

Inscriptions on the yataghan blade read: lā fatā 'illā 'alī, lā sayf 'illā ḏū-l-fiqār. (There is no hero

like Ali, There is no sword like Zulfikar).

'amal Muhammad, Sanat 1271

Inscription on the scabbard: Kamâl Aghā, Sanat 1288

161

162

Figure: 81

Figure: 82

Image source: Auction Superbe Yatagan ottoman Turkey, circa 1870-1880 Short… | Gazette

Drouot. (n.d.). Gazette Drouot | L’hebdo Des Ventes Aux Enchères. Retrieved January 27, 2022,

from https://www.gazette-drouot.com/en/lots/16681145

163

Figure: 83

La Gazette Drouot Yataghan: 7

Date: 1281 AH/1864 CE

Provenance: Ottoman Turkey

Measurements: 76 cm. (29.9 in.)

Recurved blade of oxidized steel, inscription and any additional artwork is obscured due to photo

quality. Hilt is made of brown horn and of the typical "kulak" shape, metal adornments on the

hilt also typical in the band of metal that wraps about the hilt vertically with an ornate metal

bolster joining the blade to the hilt. The forte is embellished with filigree. One side bears the

name of the maker (El-Haj Ahmad), date of manufacture (1281 AH), and the name of the owner

(Osman). On the other side of the blade is the inscription: Lâ fata illa 'Ali la seif illa Zulfikar.

Image source: Auction " YATAGAN " OTTOMAN, DATÉ 1281 H. = 1864 PAR EL-HÂJ… |

Gazette Drouot. (n.d.). Gazette Drouot | L’hebdo Des Ventes Aux Enchères. Retrieved January

11, 2022, from https://www.gazette-drouot.com/en/lots/1987541

164

Figure: 84

La Gazette Drouot Yataghan: 8

Date: 1252 AH/1838 CE

Provenance: Ottoman Turkey (probable)

Measurements: 81cm. (31.88 in.)

A slightly recurved blade, double fullered with silver inlaid Seal of Solomon motif and a simple

linear manufacture's inscription and date within a decorative cartouche. The hilt is of walrus

ivory with typical "kulak" pommel. The hilt is adorned with gold-plated copper and red coral, a

decorative bolster of filigree joins the blade to the hilt with filigree extending down to the forte

of the blade with the addition of 2 red glass "gems" on the ferrule. The scabbard consists of black

leather covered wood with a silver locket and pewter finial.

165

Figure: 85

Figure: 86

Image source: Auction Yatagan, osmanisch, datiert 1836 Slightly curved, double… | Gazette

Drouot. (n.d.). Gazette Drouot | L’hebdo Des Ventes Aux Enchères. Retrieved January 11, 2022,

from https://www.gazette-drouot.com/en/lots/13404597

166

Figure: 87 Figure: 88

La Gazette Drouot Yataghan: 9

Date: 18th -19th century (probable)

Provenance: Morocco or Tunisia

Measurements: 79 cm. (31 in.)

Very slightly recurved blade of Damascus or watered steel, interestingly not fullered like other

yataghan blades originating in Ottoman Turkey and the Southeastern Europe. Shares slight

similarity with the North African flyssa. The blade contains a gold-inlaid inscription that reads:

Nasr min Allah wa fath qareeb (Help from Allah and victory is near) and on the other side a

gold-inlaid 6-pointed star of simple design, not encircled like Ottoman Turkish examples and

containing no additional designs surrounding or within the star. The bolster is adorned with

applied solid gold engraving of floral designs. A strip of of gold with floral shapes accents the

rhinoceros horn hilt of a very demure scroll shape differing from the traditional pronounced

Ottoman "kulak" pommel shape. While listed provenance states it could possibly be from

Morocco it most likely would be from North African country east of Morocco that I was part of

the Ottoman Empire.

167

Figure: 89

Image source: Auction A Moroccan/Tunisian gold-mounted yatagan, circa 1800… | Gazette

Drouot. (n.d.). Gazette Drouot | L’hebdo Des Ventes Aux Enchères. Retrieved January 11, 2022,

from https://www.gazette-drouot.com/en/lots/13404729

168

Figure: 91

Figure: 90

Figure: 92

La Gazette Drouot Yataghan: 10

Date: 1220 AH (1805 CE)

Provenance: Ottoman Turkey (probable)

Measurements: 78 cm. (30.7in.)

Recurved blade of Damascus/watered steel with floral gold inlay found on both sides near the

top of the blade with a gold inlay date inscription that reads 1220. Hilt is of gilded brass with

floral inlay, pommel flared but not to the degree and breadth of the traditional kulak pommel,

somewhat reminiscent of a more pistol-grip like hilt. Stitched leather covers the wooden

scabbard with a silver scabbard mount and chape in silver, both embossed in relief. The designs

are not clear in the photograph, but look to include some floral type designs. There is a Seal of

Solomon motif of gold inlay on the forte of the blade.

169

Figure: 93

Image source: Auction Silbermontierter und goldtauschierter Yatagan, osmanisch,… | Gazette

Drouot. (n.d.). Gazette Drouot | L’hebdo Des Ventes Aux Enchères. Retrieved January 12, 2022,

from https://www.gazette-drouot.com/en/lots/13404596

170

Figure: 94

La Gazette Drouot Yataghan:11

Date: 18th century

Provenance: Ottoman Turkey

Measurements: 74 cm. (29.13 in.)

Slightly recurved, fullered blade with silver inscription of a very linear and chaotic script on one

side and a Seal of Solomon motif on the other. Hilt is made of walrus ivory and metal (perhaps

bronze). Decorative metal bolster attaches the tang of the blade to the hilt contains applied

decorative floral and ovaloid designs, these designs are also found as the bolster which extends

to forte of the blade. A decorative metal band of floral designs extends vertically up the hilt and

down between the "ears" of the kulak pommel.

171

Figure: 95

172

Figure: 96

Figure: 97

Figure: 98

Image source: Auction Ottoman yatagan, walrus bone handle, early 18th century,… | Gazette

Drouot. (n.d.). Gazette Drouot | L’hebdo Des Ventes Aux Enchères. Retrieved January 11, 2022,

from https://www.gazette-drouot.com/en/lots/13668343

173

Figure: 99

La Gazette Drouot Yataghan: 12

Date: 1820

Provenance: Ottoman Turkey

Measurements: 73.5 cm. (28.9 in.)

Very slight recurved, double fullered blade of steel with gold inlay designs on both sides with a

gold inlay inscription in naskh found on one side within cartouches. An abstract and floral design

decorates one side of the blade where as the other side with the inscription is coupled with a Seal

of Solomon design, encircled with the names of the Ashab al Kahf. Hilt is silver with filigree and

an agate stone sites between the ears of the angular kulak pommel. Applied floral and diamond

designs are found up the hilt with a filigree decorative bolster at the meeting point of the blade

and the hilt. Decorative silver applied designs are found on the forte of the blade. Manufacturer's

mark that reads "Abdulah bin Abdulah" is found on the blade. Scabbard is of black leather and

wood with a small metal band at the locket and a small decorative finial at the chape.

174

Figure: 100

Image source: Auction An Ottoman Silver-mounted yatagan, circa 1820 Typische… | Gazette

Drouot. (n.d.). Gazette Drouot | L’hebdo Des Ventes Aux Enchères. Retrieved January 11, 2022,

from https://www.gazette-drouot.com/en/lots/12558193

175

Figure: 101

Figure: 102

La Gazette Drouot Yataghan: 13

Date: Second half of 19th Century

Provenance: Turkey

Measurements: 73cm. (28.7in.)

Recurved, single-edged, double fullered blade of steel with silver inlay inscription within a

cartouche and is tarnished and worn, a 6-pointed star Seal of Solomon motif is found on the other

side of the blade within a circle. Hilt is constructed out of walrus ivory and silver and bejeweled

with red coral cabochons. Pommel is of the typical kulak design. The scabbard is wood covered

in worn red velvet. The embossed silver mounts of the scabbard are interesting in that a church is

depicted on the locket, obvious by the cross that sits on top of the church's dome. A ship is fond

on the other side of the locket. The chape features florals and a "trophies".

176

177

Figure: 103

Image source: Auction A superb yatagan dating: Second half of the 19th Century… | Gazette

Drouot. (n.d.). Gazette Drouot | L’hebdo Des Ventes Aux Enchères. Retrieved January 12, 2022,

from https://www.gazette-drouot.com/en/lots/11225862

178

Figure: 104

La Gazette Drouot Yataghan:14

Date: 19th century

Provenance: Turkey

Measurements: 75cm (29.5in.)

Usual recurved single-edged blade, double fullered blade, i.e. 2 blood grooves found each side.

Gold inlay found on both sides of the blade. Inscription is within a cartouche and is of a linear

and very decorative type of script with the addition of other decorative elements interspersed

thought out the inscription. The common floral-esque design extends from the enclosed

inscription towards the top of the blade where an encircled Seal of Solomon motif rests in the

empty space between the inscription and floral extension. At the other end of the inscription is a

fan design underneath a date. On the other side of the blade is a medallion type design consisting

of Arabic lettering and designs. Hilt is constructed of walrus ivory and decorated with leaf and

almond shaped red coral additions and gold or gold alloy wiring. Designs extend down the forte

of the blade with the inclusion of a green cabochons on either side of the bolster. The blade is

coupled with a wooden scabbard wrapped in black leather with iron iron mounts.

179

180

Figure: 105

181

Figure: 106

Figure: 107

Image source: Auction A beautiful yatagan dating: 19th Century provenance:… | Gazette Drouot.

(n.d.). Gazette Drouot | L’hebdo Des Ventes Aux Enchères. Retrieved January 12, 2022, from

https://www.gazette-drouot.com/en/lots/11225853

182

Figure: 108

Figure: 109

La Gazette Drouot Yataghan: 15

Date: Early 19th century

Provenance: Greece

Measurements: 69 cm. (27 in.)

Recurved steel, single-edged blade, not fullered with a circular stamp. Silver, pistol-grip hilt with

floral designs. Wooden scabbard covered in black velvet, silver or silver colored mounts. Locket

and chape contains rinceaux in relief. A 6-pointed star in relief is found on the band with a small

loop for attachment. All the mounts are stamped with what seems to be Greek characters. This

yataghan is interesting in that is not fullered, that the hilt features a pistol-grip, and that it

features what looks like Greek, but artistically contains similar floral and talismanic motifs

common in other Ottoman period yataghans.

183

Figure: 10

Image source: Auction A silver mounted yatagan of unusual shape dating: Early… | Gazette

Drouot. (n.d.). Gazette Drouot | L’hebdo Des Ventes Aux Enchères. Retrieved January 12, 2022,

from https://www.gazette-drouot.com/en/lots/11225850

184

Figure: 111

La Gazette Drouot Yataghan: 16

Date: 19th century

Provenance: Ottoman Turkey

Measurements: 75cm (29.5in.)

Recurved, single-edged, fullered steel blade. Silver or silver-colored hilt with kulak-shaped

pommel featuring applied forals.. Silver filigree extends down the forte of the blade as a bolster.

Inscription on the blade reads: "Made by Ahmad for the owner 'Ali" and is found under a gold

tugra. The scabbard is made of metal and features floral designs as well as a prominent Seal of

Solomon motif in the middle.

185

Figure: 112

Image source: Auction YATAGAN OTTOMAN à poignée et fourreau en métal ciselé… |

Gazette Drouot. (n.d.). Gazette Drouot | L’hebdo Des Ventes Aux Enchères. Retrieved January

12, 2022, from https://www.gazette-drouot.com/en/lots/9919138

186

Figure: 113

La Gazette Drouot Yataghan: 17

Date: Second half of the 19th century

Provenance: Turkey

Measurements: 76 cm, (29.92in.)

Typical recurved steel, single-edged blade, fullered on both sides. Hilt is constructed out of

walrus ivory and brass embossed with floral designs, pommel is in typical kulak shape. A

decorative embossed brass bolster extends down the forte of the blade. Sword features an

encircled Seal of Solomon motif on the blade with interspersed circles around the star and a

single circle within its center. Scabbard is of wood covered with bordeaux velvet with silver

locket and chape embossed with floral motifs, crescents, stars, and trophies. At the end of the

scabbard is a finial in the shape of a fish head.

187

Figure: 114

188

Image source: Auction An big yatagan with scabbard dating: Second half of… | Gazette Drouot.

(n.d.). Gazette Drouot |L’hebdo Des Ventes Aux Enchères. Retrieved January 27, 2022, from

https://www.gazette-drouot.com/en/lots/10668519

189

La Gazette Drouot Yataghan: 18

Date: Late 18th-Early 19th Century

Provenance: Ottoman Turkey (probable)

Measurements: 84cm (33in.)

Recurved, single-edged, fullered steel blade with gold inlaid inscriptions and designs featured on

both sides and on the spine of the blade. 3 cartouches are found on the blade near the hilt with

the middle cartouche consisting of an inscription in what appears to be Ta’liq script, flanked on

either side by 2 cartouches of similar size with floral vines. A sort of tennis racket-shape extends

from the inscription cartouche. In the middle is a 6-pointed star within a larger 6-pointed star. On

the other end of the star are 2 larger cartouches filled with floral vines and emanating from the 2

cartouches are further floral and cross hatched designs. On the opposite side of the blade is

another gold inlay design consisting of joined arrow shapes and an oval shape in the middle.

There is also gold inlay on the spine of the blade. The hilt is made of walrus ivory and brass with

almond shaped red coral cabochons. A decorative filigree rises up the hilt in a non-integral

bolster. The forte of the blade is decorated with an embossed metal sheet in a sort of wavy-shape.

190

Figure: 116

191

Figure: 117

Image source: Auction YATAGAN Poignée en os ornée de pierres dures, forte… | Gazette

Drouot. (n.d.). Gazette Drouot | L’hebdo Des Ventes Aux Enchères. Retrieved January 12, 2022,

from https://www.gazette-drouot.com/en/lots/5277259

192

Figure: 118

La Gazette Drouot Yataghan: 19

Date: 1800 CE (approx.)

Provenance: Ottoman Turkey

Measurement: 70cm (27.56in.)

Recurved, single-edged, fullered blade with inlaid gold inscription written along the length of the

blade. The inscription reads: 'Amal Hasan sâheb wa mâlek Muhammad lâ fatâ illa 'Ali lâ seif illa

zulfikâr (Made by Hasan for the owner Muhammad. There is no warrior like 'Ali and no sword

like Zulfikar). Walrus ivory hilt with kulak pommel, the separate attached bolster also consists of

filigree that seems to extend down to the forte of the blade with the addition of green cabochons.

Image source: Auction «YATAGAN» OTTOMAN avec une poignée à oreillettes en… | Gazette

Drouot. (n.d.). Gazette Drouot | L’hebdo Des Ventes Aux Enchères. Retrieved January 12, 2022,

from https://www.gazette-drouot.com/en/lots/2428042

193

Figure: 119

194

6. CONCLUSION: THE SWORD AND IDENTITY

The research presented here was two-fold to present the symbolism of the sword and the

symbols the imbue a sword with talismanic power with specific examples of Late Ottoman

yataghans. The research was in a sense exploratory as the intersection of Ottoman talismanic

symbolism and its relation to the sword has not seen much discussion as far as I am aware. Much

of the theoretical background of this work dealt with the idea of symbols and symbolism and the

theoretical conceptualizations of such. As stated before the construction and adherence to certain

symbols and the associations linked to symbols are dictated by a larger cultural framework. For

symbolism to function a framework and an interpreter is necessary, though without the cultural

framework in which the interpreter is socialized in order to understand and make associations

regarding symbols in relation to values, the process would fall apart. The socialization into the

cultural framework is what informs and populates symbolic objects.

195

As the theoretical framework was laid down in order to understand the nature of symbol

and symbol-making as tools to promote ideological dispersion, the discussion moved into the

realm of the magical. Since the area of interest involved talismans, it was not exactly accurate to

only say that talismans and talismanic imagery, objects, texts, etc. existed merely as symbols

because beyond that existed a more complex operation that informed the use of talismans. As I

stated previously, I conceptualize a talisman as symbol + narrative. The talismanic objects,

imagery, or texts encapsulate stories that inform their use and point towards an overarching

ideological framework that grants their use power, quite often of the apotropaic nature.

Coupled with this understanding it was then necessary to address the notion of religion

vs. magic, as while these talismanic symbols were rooted in the adherence of Islam, the use of

such objects commonly fall under a heterodoxic, non-normative practice of faith. Though despite

this, the use indicates and acceptance and adherence to Islam and mythos surrounding the

religion. I put forth the question that the power of these talismanic symbols is imbued by the

power of God, then where does the acceptance of such a practice lie? The use of talismans

straddles the borders of appropriate and inappropriate religious practice.

Moving on to the material object that is to which the theoretical ideas about talismanic

symbolism were to be explicated, the sword in its physicality and abstraction provides a venue in

understanding ideological values and identity of a larger cultural framework. The sword has long

transcended its use as a tool to embody culture-specific meanings and has continued to hold a

strong presence even in contemporary imagination. In the epics and sagas from many cultures

around the world and particularly Europe, the sword is an object which conveys power, more

often than not masculine power and legitimacy, from Arthur and Excalibur to Charlemagne and

196

Joyeux. The sword itself be it physical or metaphorical conveys a sort of magical personality.

Quite often a sword is named and magical qualities are attributed to it giving the sword a certain

mystique that is then transferred to whoever possesses it.

The sword is granted this special mystique and power by way of narrative—how it was

forged, how it was acquired, the line of ownership, the battles, etc. Particularly, it is the

“genealogy” of the sword, that is to say its origin and lineage, which reinforces the pedigree of

the possessor. Each story of battle and the feats of those who came before build upon the sword’s

magic. Without such legends and stories associated with the sword and the great men that

wielded it, the sword is rendered merely a mundane object.

In the Islamic context, the swords of Prophet Muhammad hold an important place in the

imagination of believers as relics. Though even before being associated with Prophet

Muhammad these swords held their own allure. The swords that would come into the possession

of Prophet Muhammad, many taken as war booty, hold lineages to the prophets that preceded

him. In the acquisition of war booty from the Banu Qaynuqa, a Jewish tribe of Yathrib, many of

the swords were believed to have been forged or owned by previous Jewish prophets and in

gaining these swords Muhammad’s spiritual and religious legitimacy as being part of the legacy

of Abraham (Ibrahim) was solidified. The journey of the swords into the hands of Prophet

Muhammad is a narrative of the fruition of destiny and the rise of a new and legitimate

revelation that would uproot and supplant previous revelations.

This shows the power of narrative in imbuing these swords with value and symbolic

power in the ideological framework in which they are found. In speaking about swords, the

previous chapters discussed the physical and historical realities of swords in the domains of

197

medieval European Christendom and the medieval Islamicate. Why was this important in the

scheme of the study. Well, first to illustrate that there is a shared history between the “East and

West” which is seen in the types of swords that proliferated the former Roman Empire. That with

these shared swords would also exist shared underlying ideologies and practices in how the

sword is conceptualized in society beyond its manufacture. As very little exists on the topic of

what could be termed “Islamic” sword, or perhaps more accurately swords from Muslim lands,

then it may be fruitful and advantageous to seek out information from a region studied and

documented to a greater degree in helping fill in the gaps that exist.

Works that offered information on swords with inscriptions from the European medieval

context, offered insight how inscriptions—talismanic or otherwise—gave insight into the

ideological change in the region with the addition of Christian iconography and texts inscribed or

inlaid on blades. The shift from runes in some areas to that of Latin text. With this shift in what is

being applied to sword blades, it demonstrates that there is also a shift in belief and identity. Now

the reason the medieval period became a focal point was due to the fact this is where the research

was. Of course one would assume Christian talismanic symbolism would exist on blades beyond

this time, but I have found very little discussion on it. More information regarding the

technology behind sword manufacture as well archaeological analysis of swords tended to be

focused on this particular geography and period over that of the medieval MENA region. What

was found in the Middle East was a rich lore associated with swords and in particular one sword

—Dhu’l Faqar.

198

No other sword of Prophet Muhammad is held in so much reverence across the Islamicate

than that of Dhu’l Faqar.92 Most likely taken as war booty from the Battle of Badr, the sword was

noted more for its effectiveness in battle than with its lineage prior to coming into the possession

of Muhammad and Ali, as stories of its divine origin or association with Solomon seem to have

developed later. With the holding of Dhu’l Faqar, Prophet Muhammad’s spiritual and religious

legitimacy in part passed to his cousin and son-in-law Ali, particularly within Shi’i religious

ideologies. There was something about Dhu’l Faqar that granted a certain degree of divine grace

that was not on offer with the possession of the other blades associated with Prophet

Muhammad. Though given the split that resulted in the camps vying for power after the death of

Prophet Muhammad, Dhu’l Faqar as a focal point indicating legitimacy may have been over

emphasized in the political struggle and in later political and doctrinal disputes to establish

religious legitimacy by bolstering and concocting stories that showcase Ali’s legitimacy as the

rightful religious and political leader.

For example the stories discussing the divine origin of Dhu’l Faqar rather than its rather

mundane acquisition as a war trophy. This narrative reinforces the notion that the sword then is

not only a weapon, but a vessel that imbues the wielder with the strength, wisdom, and power of

those that held the sword before him. The sword is a manifestation of a right to wield power, in

the case of Ali a right to the political as well as spiritual legitimacy of Prophet Muhammad. This

is a narrative seen time and time again across cultures that lends a sense of magic to the weapon.

And due to this association the image of Dhu’l Faqar morphs into a talismanic symbol that

confers power and protection in the eye of believers.

92 For more information regarding Dhu’l Faqar see Alexander, 1999 and Hussein, 2008.

199

While the sword can be viewed as a magical object in and of itself, references related to

prominent swords be they images or texts offer their own source of power. When it comes to the

talismanic symbols found on swords, it is a showcase of certain ideologies that pervade the

culture and quite specifically military culture due to obvious reasons. The prominence of certain

symbols such as the Seal of Solomon, the Ashab al-Kahf, and the mention or depiction of Dhu’l

Faqar all point to a certain understanding that these talismans provide protection to the bearer of

the sword. The “potency” of the sword as an item of protection is enhanced by the addition of

these elements. In the discussion of these talismanic symbols, each one in the way they have

been narrativized grants protection derived from God.

The power granted by these talismanic additions stems from the belief in the wider

Islamic religious system. While the inscribing and etching of talismans may often be considered

heterodoxic to mainstream Islam, this practice does indeed legitimize the belief in God’s power

and will.

Thus these talismans are seen inscribed and etched on yataghans and other blades of the

Late Ottoman period due to not just their apotropaic character, but what they suggest about the

bearer’s identity. What is particularly interesting about this period is that it is a time of cultural

exchange and upheaval with old Ottoman institutions being placed by the wayside and increased

artistic and cultural influence filtering in from Europe. While European forms and décor are

increasingly utilized in all manners of art from this period, Ottoman-Islamic features and never

fully supplanted. One finds European influenced styles along side Islamic ayats and talismanic

inscriptions.

200

201

Figure 120: Late Ottoman Period Banner featuring an image of Dhu'l Faqar. Image credit:

Metropolitan Museum of Art. Accession Number: 1976.312

This shift is also seen in the artistic and decorative additions to yataghans and other swords of

the period, but of course the incorporation of Islamic talismanic symbols and texts bear witness

to the continued importance and adherence of Islamic religious belief at least on some level.

The sword as seen as a sort of magical item reinforced with the addition of apotropaic

images and inscriptions that point to a larger cultural framework from where these symbols and

associated narratives derive their validity, offers an insight on identity construction. This is what

ultimately all the theorizing and analyzing of narratives and artifacts points to, identity

construction and identity being. The sword is a vessel for meaning beyond its utility as a weapon

or tool while still fulfilling its utility as such. It is a showcase for the identity and values of the

culture in which it is forged. In the case of yataghans of the Late Ottoman period, again because

no sizable cache of other examples outside this period were to be found, it bears witness to a

change is artistic sensibilities and aesthetics with the addition, quite often, of European floral

motifs. Though these motifs used to beautify the sword do not bear in them any sort of power, it

is the talismanic imagery and the texts that often accompany them do. The European influence

does not supplant that of the Muslim-Ottoman, it is merely in addition to it as the continued

inclusion of Muslim talismans. Thus illustrating a shift in taste and style in terms of aesthetics,

but a continued belief in religious ideology in which these talismans are conceptualized. These

talismanic figures, images, and inscriptions bear witness to some level of belief in their power

and thus the continued supremacy of the wider Islamic belief system during the Late Ottoman

period. A belief system rooted in the past and up held in the narratives of the religion and those

that inform the symbolism inlaid on the blade.

202

The continued veneration of the relic swords of Muhammad and reference to them

reinforce the Islamic identity of the Ottoman Empire. In history, especially in early Muslim

history, the sword through its lineage and pedigree conferred power and legitimacy and it’s

through their reference as well as the addition of talismans that Islamic supremacy and identity is

maintained in the Late Ottoman period. As talismans are only imbued with the power of

protection by God, therefore a belief in the system that allows for such an object to be imbued

with power must proceed it. These inscribed prophylactics against harm can only shield the

wielder due to a preceding belief in the Divine. The sword as an object becomes metaphor and is

the canvass on which values can be imbued offering a short hand symbolic meaning of power

and legitimacy.

The addition of talismanic symbolism adds to the mystique and importance of the sword

showcases ideological values and identities. The use of specific talismans found on yataghans

from the Late Ottoman period give a snapshot of the time and the values of those who

manufactured and crafted these swords as well as what would be considered important, as well as

aesthetic additions to their sidearm. These additions are not arbitrary, they point to a larger

cultural framework and trends of the time and place. Why do people value the things they do and

express themselves in certain ways over others? It is due to their socialization in a larger cultural

and ideological framework that must bear some consideration on the psyche of the individual in

order for its continues adherence and its spread.

The development of the yataghan points to a style of manufacture and style of fighting

that offers inside into the socio-cultural heritage of those who created and wielded such swords.

The yataghan evolved from earlier Turkic blades from the Central Asian Steppe and that those

203

who manufactured and bore the yataghan were often believers in the Islamic faith and who

valued the apotropaic symbols and texts inscribed upon their blades and hilts. That they believed

in the narratives associated with the Prophet’s and Ali’s relic-swords which spoke to them in a

way that encouraged them to create such symbols in the first place. In this, one can see how

religious adherence even if rather nominally can showcase identity being.

While the addition of talismans is generally seen as heterodoxic to normative Islamic

religious practice, the utilization of talismans also reinforces the belief in the faith, as all power

of protection derives from God then there must be a preceding acceptance of God’s omnipotence.

So while the belief in and use of talismans may be considered unorthodox, the fact they reinforce

religious belief renders them a sort of licit-ness as the underlying belief is power must be derived

from God.

Thus the sword is more than just a sword and a talisman is more than just a talisman—the

objects, the figures, the inscriptions embody so much more than their physical descriptions. What

they truly illustrate is an underlying cultural framework in which they were created. They help

elucidate a certain sense of identity in which they were created. In the case of yataghans

provided as examples to this study it points to a society open to change and cultural influences

from outside, while maintaining a Muslim Ottoman cultural identity reinforced in belief by

Islamic narratives, yet uniquely Turkish in shape.

204

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